| Announcement Date: |
09 Oct. 2015 |
Board Decision Date: 05 Oct. 2015 |
| Regarding: |
Global Ports Investments Plc (in Greek) |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Exception from a mandatory obligation to submit a takeover bid |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
24 Sep. 2015 |
Board Decision Date: 21 Sep. 2015 |
| Regarding: |
Falcon Brokers Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of CIF licence |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
24 Sep. 2015 |
Board Decision Date: 03 Aug. 2015 |
| Regarding: |
Fellaco Services Ltd |
| Legislation: |
Law Regulating Companies Providing Administrative Services and Related Matters |
| Subject: |
Fine €10.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
06 Aug. 2015 |
Board Decision Date: 27 Jul. 2015 |
| Regarding: |
Iliad Investments Ltd (ex PP&F Capital Ltd) |
| Legislation: |
The Alternative Investment Fund Managers Law |
| Subject: |
Withdrawal of Alternative Investment Fund Manager authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
06 Aug. 2015 |
Board Decision Date: 27 Jul. 2015 |
| Regarding: |
CommexFX Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Laws, DI144-2007-01 of 2012 |
| Subject: |
Suspension of CIF licence |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
03 Aug. 2015 |
Board Decision Date: 06 Jul. 2015 |
| Regarding: |
Banc De Binary Ltd |
| Legislation: |
The Prevention and Suppression of Money Laundering and Terrorist Financing Law, DI144-2007-08 of 2012 for the Prevention of Money Laundering and Terrorist Financing |
| Subject: |
Fine €22.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
29 Jul. 2015 |
Board Decision Date: 20 Jul. 2015 |
| Regarding: |
Asset Management Advisory Services (ΑMASS) Limited |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of suspension of CIF licence |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Jul. 2015 |
Board Decision Date: 13 Jul. 2015 |
| Regarding: |
1 T.C.R CORP. LTD |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of CIF licence |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
10 Jul. 2015 |
Board Decision Date: 06 Jul. 2015 |
| Regarding: |
Asset Management Advisory Services (AMASS) Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of CIF license |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
10 Jul. 2015 |
Board Decision Date: 06 Jul. 2015 |
| Regarding: |
P.M. Investment Capital Limited |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law, DI144-2007-05 of 2012, DI144-2007-06 of 2012 |
| Subject: |
Withdrawal of CIF license |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
08 Jul. 2015 |
Board Decision Date: 18 May. 2015 |
| Regarding: |
Fidelisco Capital Markets Ltd |
| Legislation: |
Ο περί Επενδυτικών Υπηρεσιών και Δραστηριοτήτων και Ρυθμιζόμενων Αγορών Νόμος |
| Subject: |
Fine €15.000 |
| Judicial Review: |
YES
(15 Sep. 2015)
NO
|
Judicial Review Ruling:
DECISION
DECISION
|
|
|
| Announcement Date: |
06 Jul. 2015 |
Board Decision Date: 11 Nov. 2013 |
| Regarding: |
Mr Abdel Rahman El Amary (Director of CIF CommexFX Ltd) |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Fine €30.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
06 Jul. 2015 |
Board Decision Date: 11 Nov. 2013 |
| Regarding: |
CommexFX Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law, DI144-2007-01 for the Authorisation and Operating Conditions of CIFs |
| Subject: |
Fine €100.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
02 Jul. 2015 |
Board Decision Date: 02 Mar. 2015, 25 May. 2015 |
| Regarding: |
Safecap Investments Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law, DI144-2007-01 for the Authorisation and Operating Conditions of CIFs, DI144-2007-02 for the Professional Competence of Investment Firms and of the Natural Persons Employed by Them etc |
| Subject: |
Fine €168.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
02 Jul. 2015 |
Board Decision Date: 29 Jun. 2015 |
| Regarding: |
CommexFX Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law, DI144-2007-01 of 2012 |
| Subject: |
Continuance of Suspension of CIF licence |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
30 Jun. 2015 |
Board Decision Date: 22 Jun. 2015 |
| Regarding: |
Argus Funds |
| Legislation: |
The Open-Ended Undertakings for Collective Investment (UCI) Law of 2012 |
| Subject: |
Revocation of UCITS licence |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
12 Jun. 2015 |
Board Decision Date: 12 Jun. 2015 |
| Regarding: |
CommexFX Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Laws, DI144-2007-01 of 2012 |
| Subject: |
Suspension of CIF licence |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
12 Jun. 2015 |
Board Decision Date: 18 May. 2015 |
| Regarding: |
Ch. Charilaou Group Plc (availavle in greek language) |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Extension for the disposal of shares following the granting of an exception to submit a mandatory ta |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
02 Jun. 2015 |
Board Decision Date: 25 May. 2015 |
| Regarding: |
Karkotis Manufacturing & Trading Public Ltd, Phil. Andreou Public Ltd, Elma Holdings Public Company Ltd, Δωδώνη Επενδύσεις Χαρτοφυλακίου Δημόσια Εταιρεία Λτδ, Jupiter Portfolio Investments Public Company Ltd (available in Greek language) |
| Legislation: |
The Investment Services and Activities and Regulated Markets |
| Subject: |
Suspension of trading |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
21 May. 2015 |
Board Decision Date: 02 Feb. 2015 |
| Regarding: |
Trademarker (Cyprus) Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Fine €20.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
20 May. 2015 |
Board Decision Date: 30 Mar. 2015 |
| Regarding: |
Reliantco Investments Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law, Directive DI144-2007-02 of 2012 |
| Subject: |
Fine €8.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
15 May. 2015 |
Board Decision Date: 11 May. 2015 |
| Regarding: |
Atlantic Insurance Company Public Ltd |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Exception from a mandatory obligation to submit a takeover bid |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
15 May. 2015 |
Board Decision Date: 30 Mar. 2015 |
| Regarding: |
Banc De Binary Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
€20.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
08 Apr. 2015 |
Board Decision Date: 17 Nov. 2014 |
| Regarding: |
Cyprus Airways Public Company Ltd, O.C. Options Choice Plc, SAFS Holdings Public Limited, Stario Portfolio Investments Public Company Ltd, Laser Investment Group Plc, Charilaos Apostolides Public Ltd, Empire Capital Investments Public Ltd, A. Panayides Contracting Public Ltd, Finikas Ammochostou Plc, Adelfoi Pipis Farm Public Company Ltd, Karkotis Manufacturing & Trading Public Ltd, K. Athienitis Contractors Developers Public Ltd, Cyprint Plc, Astarti Development Plc, D.H. Cyprotels Plc, Libra Group Plc, Agroton Public Ltd, KDM Shipping Public Ltd, Firstdelos Group Plc, Ceilfloor Public Company Ltd, Elma Holdings Public Company Ltd, Liberty Life Insurance Public Company Ltd, Dodoni Portfolio Investments Public Co Ltd, Jupiter Portfolio Investments Public Company Ltd, AFI Development Plc, Karies Investment Public Company Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fines / Cautions |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
08 Apr. 2015 |
Board Decision Date: 17 Nov. 2014 |
| Regarding: |
Cyprus Airways Public Company Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €13.500 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
06 Apr. 2015 |
Board Decision Date: 16 Mar. 2015 |
| Regarding: |
Pulp International Business Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law, DI144-2007-01 of 2012, The Prevention and Suppression of Money Laundering Activities Law |
| Subject: |
Withdrawal of CIF licence |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
26 Mar. 2015 |
Board Decision Date: 02 Mar. 2015 |
| Regarding: |
WGM Services Ltd (available in Greek) |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Fine €10.000 |
| Judicial Review: |
YES
(29 May. 2015)
NO
|
Judicial Review Ruling:
(08.07.2015 withdrawn by WGM Services Ltd)
(08.07.2015 withdrawn by WGM Services Ltd)
|
|
|
| Announcement Date: |
10 Mar. 2015 |
Board Decision Date: 09 Feb. 2015 |
| Regarding: |
TTCM Traders Trust Capital Markets Ltd (available in Greek) |
| Legislation: |
Τhe Cyprus Securities and Exchange Commission Law |
| Subject: |
Fine €5.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
10 Mar. 2015 |
Board Decision Date: 03 Nov. 2014 |
| Regarding: |
Cyprus Airways Public Company Ltd, O.C. Options Choice Plc, SAFS Holdings Public Limited, Stario Portfolio Investments Public Company Limited, Laser Investment Group Plc, Charilaos Apostolides Public Ltd, Empire Capital Investments Public Ltd, A. Panayides Contracting Public Ltd, Finikas Ammochostou Plc, K. Athienitis Contractors Developers Public Ltd, Cyprint Plc, Astarti Development Plc, D.H. Cyprotels Plc, Libra Group Plc, Firstdelos Group Plc, Ceilfloor Public Company Ltd, Bank of Cyprus Public Company Ltd, C.T.O Public Company Ltd, Adelfoi Pipis Farm Public Company Ltd, Agroton Public Ltd, L.P. Transbeton Public Ltd, Deep Sea Supply Plc |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fines / Cautions |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
10 Mar. 2015 |
Board Decision Date: 03 Nov. 2014 |
| Regarding: |
Cyprus Airways Public Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €1.000 and caution |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
10 Mar. 2015 |
Board Decision Date: 03 Nov. 2014 |
| Regarding: |
O.C. Options Choice Plc |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €1.000 and caution |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
10 Mar. 2015 |
Board Decision Date: 03 Nov. 2014 |
| Regarding: |
SAFS Holdings Public Limited |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €1.000 and caution |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
10 Mar. 2015 |
Board Decision Date: 03 Nov. 2014 |
| Regarding: |
Stario Portfolio Investments Public Company Limited |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €1.000 and caution |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
10 Mar. 2015 |
Board Decision Date: 03 Nov. 2014 |
| Regarding: |
Laser Investment Group Plc |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €1.000 and caution |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
10 Mar. 2015 |
Board Decision Date: 03 Nov. 2014 |
| Regarding: |
Charilaos Apostolides Public Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €1.000 and caution |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
10 Mar. 2015 |
Board Decision Date: 03 Nov. 2014 |
| Regarding: |
Empire Capital Investments Public Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €1.000 and caution |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
10 Mar. 2015 |
Board Decision Date: 03 Nov. 2014 |
| Regarding: |
A. Panayides Contracting Public Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €1.000 and caution |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
10 Mar. 2015 |
Board Decision Date: 03 Nov. 2014 |
| Regarding: |
Finikas Ammochostou Plc |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €1.000 and caution |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
10 Mar. 2015 |
Board Decision Date: 03 Nov. 2014 |
| Regarding: |
K. Athienitis Contractors Developers Public Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €1.000 and caution |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
10 Mar. 2015 |
Board Decision Date: 03 Nov. 2014 |
| Regarding: |
Cyprint Plc |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €1.000 and caution |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
10 Mar. 2015 |
Board Decision Date: 03 Nov. 2014 |
| Regarding: |
Astarti Development Plc |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €1.000 and caution |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
10 Mar. 2015 |
Board Decision Date: 03 Nov. 2014 |
| Regarding: |
D.H. Cyprotels Plc |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €1.000 and caution |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
10 Mar. 2015 |
Board Decision Date: 03 Nov. 2014 |
| Regarding: |
Libra Group Plc |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €1.000 and caution |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
10 Mar. 2015 |
Board Decision Date: 03 Nov. 2014 |
| Regarding: |
Firstdelos Group Plc |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €500 and caution |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
10 Mar. 2015 |
Board Decision Date: 03 Nov. 2014 |
| Regarding: |
Ceilfloor Public Company Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €500 and caution |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
10 Mar. 2015 |
Board Decision Date: 03 Nov. 2014 |
| Regarding: |
Agroton Public Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €500 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
10 Mar. 2015 |
Board Decision Date: 03 Nov. 2014 |
| Regarding: |
L.P. Transbeton Public Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €500 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
10 Mar. 2015 |
Board Decision Date: 03 Nov. 2014 |
| Regarding: |
Deep Sea Supply Plc |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €500 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
10 Mar. 2015 |
Board Decision Date: 03 Nov. 2014 |
| Regarding: |
Bank of Cyprus Public Company Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Caution |
| Judicial Review: |
YES
(04 Feb. 2015)
NO
|
Judicial Review Ruling:
Withdrawn by Bank of Cyprus
Withdrawn by Bank of Cyprus
|
|
|
| Announcement Date: |
10 Mar. 2015 |
Board Decision Date: 03 Nov. 2014 |
| Regarding: |
C.T.O Public Company Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Caution |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|