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BOARD DECISIONS
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PUBLIC INFORMATION BOARD DECISIONS
BOARD DECISIONS
Announcement Date: 18 Jan. 2023 Board Decision Date: 09 May. 2022
Regarding: Schwarzwald Capital Fund AIFLNP V.C.I.C. Limited (ex Verostar Fund AIFLNP V.C.I.C. Limited)
Legislation: The Cyprus Securities and Exchange Commission Law
Subject: Total fine €500
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 18 Jan. 2023 Board Decision Date: 28 Nov. 2022, 09 Jan. 2023
Regarding: Crowd Tech Ltd
Legislation: The Investment Services and Activities and Regulated Markets Law
Subject: Influence exercised by Petros Zachariades to the sound and prudent management of the CIF Crowd Tech Ltd
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 23 Dec. 2022 Board Decision Date: 12 Dec. 2022
Regarding: Target Wealth Opportunities Ltd
Legislation: The Alternative Investment Fund Managers Law
Subject: Settlement €30.000
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 22 Dec. 2022 Board Decision Date: 19 Dec. 2022
Regarding: FTX (EU) Ltd
Legislation: The Investment Services and Activities and Regulated Markets Law
Subject: Extension to the suspension of CIF licence
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 22 Dec. 2022 Board Decision Date: 19 Dec. 2022
Regarding: Isxis Investment Public Ltd, Regallia Holdings & Investments Public Ltd, Aias Investment Public Ltd, Cyprus Trading Corporation Plc, Ermes Department Stores Plc and Woolworth (Cyprus) Properties Plc
Legislation: The Investment Services and Activities and Regulated Markets Law
Subject: Suspension of trading of shares
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 21 Dec. 2022 Board Decision Date: 22 Aug. 2022
Regarding: Agroton Public Ltd
Legislation: The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law
Subject: Fine €3.000
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 21 Dec. 2022 Board Decision Date: 22 Aug. 2022
Regarding: Isxis Investment Public Ltd
Legislation: The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law
Subject: Total fine €6.750
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 21 Dec. 2022 Board Decision Date: 22 Aug. 2022
Regarding: Regallia Holdings & Investments Publc Ltd
Legislation: The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law
Subject: Total fine €6.750
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 21 Dec. 2022 Board Decision Date: 22 Aug. 2022
Regarding: Toxotis Investments Public Ltd
Legislation: The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law
Subject: Fine €8.500
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 21 Dec. 2022 Board Decision Date: 22 Aug. 2022
Regarding: Harvest Capital Management Public Ltd
Legislation: The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law
Subject: Fine €8.500
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 21 Dec. 2022 Board Decision Date: 22 Aug. 2022
Regarding: Karyes Investment Public Company Ltd
Legislation: The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law
Subject: Fine €9.000
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 21 Dec. 2022 Board Decision Date: 22 Aug. 2022
Regarding: MLK Foods Public Company Ltd
Legislation: The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law
Subject: Total fine €12.500
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 21 Dec. 2022 Board Decision Date: 22 Aug. 2022
Regarding: Ermes Department Stores Plc
Legislation: The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law
Subject: Total fine €13.000
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 21 Dec. 2022 Board Decision Date: 22 Aug. 2022
Regarding: Triena Investments Public Company Ltd
Legislation: The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law
Subject: Total fine €13.000
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 21 Dec. 2022 Board Decision Date: 22 Aug. 2022
Regarding: Woolworth (Cyprus) Properties Plc
Legislation: The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law
Subject: Total fine €13.000
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 21 Dec. 2022 Board Decision Date: 22 Aug. 2022
Regarding: Cyprus Trading Corporation Plc
Legislation: The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law
Subject: Total fine €13.000
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 21 Dec. 2022 Board Decision Date: 22 Aug. 2022
Regarding: KDM Shipping Public Ltd
Legislation: The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law
Subject: Total fine €13.500
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 21 Dec. 2022 Board Decision Date: 22 Aug. 2022
Regarding: Aias Investment Public Ltd
Legislation: The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law
Subject: Total fine €13.500
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 20 Dec. 2022 Board Decision Date: 07 Nov. 2022
Regarding: Constance Investment Limited
Legislation: The Cyprus Securities and Exchange Commission Law
Subject: Fine €100
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 19 Dec. 2022 Board Decision Date: 28 Nov. 2022
Regarding: Investment Compartment AmCap 1C-Re Greater London (AIFM65_3) of the AIF AMCAP AIF V.C.I.C. PLC (AIF65)
Legislation: The Alternative Investment Funds Law
Subject: Withdrawal of an AIF Investment Compartment authorisation
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 16 Dec. 2022 Board Decision Date: 28 Nov. 2022
Regarding: BCM Begin Capital Markets CY Ltd
Legislation: Τhe Investment Services and Activities and Regulated Markets Law
Subject: Settlement €100.000
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 16 Dec. 2022 Board Decision Date: 07 Nov. 2022
Regarding: Fibo Group Holdings Limited
Legislation: The Cyprus Securities and Exchange Commission Law
Subject: Fine €100
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 12 Dec. 2022 Board Decision Date: 05 Dec. 2022
Regarding: Chris Joannou Public Ltd, Ch. Charilaou Group Plc and Harvest Capital Management Public Ltd
Legislation: The Investment Services and Activities and Regulated Markets Law
Subject: Suspension of trading of shares
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 02 Dec. 2022 Board Decision Date: 07 Nov. 2022
Regarding: LOMONOSOV INVESTMENTS FUND AIFLNP V.C.I.C. LTD
Legislation: The Cyprus Securities and Exchange Commission Law
Subject: Fine €100
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 02 Dec. 2022 Board Decision Date: 07 Nov. 2022
Regarding: RAIF SCITUS CAPITAL HOLDINGS RAIF V.C.I.C. LTD (RAIF20) - Investment Compartment SCITUS CAPITAL HOLDINGS RAIF V.C.I.C. LTD – SCITUS PRIVATE EQUITY (RAIF20_1)
Legislation: The Alternative Investment Funds Law
Subject: Withdrawal of a RAIF Investment Compartment authorisation
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 02 Dec. 2022 Board Decision Date: 07 Nov. 2022
Regarding: RAIF REFALCO INVESTMENT FUNDS RAIF V.C.I.C. PLC (RAIF21) - Investment Compartment REFALCO CYPRUS INVESTMENT OPPORTUNITIES FUND CLASS A INVESTMENT SHARES (EUR) DISTRIBUTING (RAIF21_1)
Legislation: The Alternative Investment Funds Law
Subject: Withdrawal of a RAIF Investment Compartment authorisation
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 02 Dec. 2022 Board Decision Date: 13 Dec. 2021
Regarding: Tristone Healthcare Bond Designated Activity Company Ltd
Legislation: The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law
Subject: Fine €500
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 02 Dec. 2022 Board Decision Date: 13 Dec. 2021
Regarding: Agroton Public Ltd
Legislation: The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law
Subject: Fine €1.000
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 02 Dec. 2022 Board Decision Date: 13 Dec. 2021
Regarding: CPI Holdings Public Ltd
Legislation: The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law
Subject: Fine €1.690
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 02 Dec. 2022 Board Decision Date: 13 Dec. 2021
Regarding: Isxis Investment Public Ltd
Legislation: The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law
Subject: Total fine €2.740
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 02 Dec. 2022 Board Decision Date: 13 Dec. 2021
Regarding: Regallia Holdings & Investments Publc Ltd
Legislation: The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law
Subject: Total fine €2.740
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 02 Dec. 2022 Board Decision Date: 13 Dec. 2021
Regarding: Karyes Investment Public Company Ltd
Legislation: The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law
Subject: Fine €3.000
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 02 Dec. 2022 Board Decision Date: 13 Dec. 2021
Regarding: Rolandos Enterprises Public Ltd
Legislation: The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law
Subject: Fine €3.075
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 02 Dec. 2022 Board Decision Date: 13 Dec. 2021
Regarding: Ermes Department Stores Plc
Legislation: The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law
Subject: Fine €3.375
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 02 Dec. 2022 Board Decision Date: 13 Dec. 2021
Regarding: Woolworth (Cyprus) Properties Plc
Legislation: The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law
Subject: Fine €3.375
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 02 Dec. 2022 Board Decision Date: 13 Dec. 2021
Regarding: Cyprus Trading Corporation Plc
Legislation: The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law
Subject: Fine €3.375
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 02 Dec. 2022 Board Decision Date: 13 Dec. 2021
Regarding: Harvest Capital Management Public Ltd
Legislation: The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law
Subject: Fine €3.525
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 02 Dec. 2022 Board Decision Date: 13 Dec. 2021
Regarding: Triena Investments Public Company Ltd
Legislation: The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law
Subject: Total fine €4.725
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 02 Dec. 2022 Board Decision Date: 13 Dec. 2021
Regarding: A.L. Prochoice Group Public Ltd
Legislation: The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law
Subject: Total fine €5.100
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 02 Dec. 2022 Board Decision Date: 13 Dec. 2021
Regarding: Aias Investment Public Ltd
Legislation: The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law
Subject: Total fine €5.100
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 02 Dec. 2022 Board Decision Date: 13 Dec. 2021
Regarding: KDM Shipping Public Ltd
Legislation: The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law
Subject: Total fine €5.475
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 01 Dec. 2022 Board Decision Date: 28 Nov. 2022
Regarding: Τristone Healthcare Bond Designated Activity Company
Legislation: The Investment Services and Activities and Regulated Markets Law
Subject: Suspension of trading of issuer bonds
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 29 Nov. 2022 Board Decision Date: 03 Oct. 2022
Regarding: Novox Capital Ltd
Legislation: The Cyprus Securities and Exchange Commission Law
Subject: Fine €100
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 18 Nov. 2022 Board Decision Date: 22 Aug. 2022
Regarding: LOMONOSOV INVESTMENTS FUND AIFLNP V.C.I.C. LTD
Legislation: The Cyprus Securities and Exchange Commission Law
Subject: Fine €100
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 17 Nov. 2022 Board Decision Date: 03 Oct. 2022
Regarding: Royal Forex Ltd
Legislation: The Investment Services and Activities and Regulated Markets Law of 2017
Subject: Settlement €120.000
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 15 Nov. 2022 Board Decision Date: 22 Aug. 2022
Regarding: Q.C.M. QUALITY CAPITAL MANAGEMENT LIMITED
Legislation: The Cyprus Securities and Exchange Commission Law
Subject: Fine €100
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 15 Nov. 2022 Board Decision Date: 07 Nov. 2022
Regarding: G2FUND AIFLNP V.C.I.C. LIMITED
Legislation: The Cyprus Securities and Exchange Commission Law
Subject: Fine €100
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 11 Nov. 2022 Board Decision Date: 11 Nov. 2022
Regarding: FTX (EU) Ltd
Legislation: The Investment Services and Activities and Regulated Markets Law
Subject: Suspension of CIF licence
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 11 Nov. 2022 Board Decision Date: 03 Oct. 2022
Regarding: Corinth Fund Management Ltd
Legislation: The Alternative Investment Fund Managers Law
Subject: Withdrawal of AIFM authorization
Judicial Review: YES () NO Judicial Review Ruling:
Announcement Date: 14 Oct. 2022 Board Decision Date: 19 Sep. 2022
Regarding: General Capital Brokers (GCB) Ltd
Legislation: The Investment Services and Activities and Regulated Markets Law
Subject: Settlement €120.000
Judicial Review: YES () NO Judicial Review Ruling:
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