| Announcement Date: |
20 Jul. 2018 |
Board Decision Date: 20 Jul. 2018 |
| Regarding: |
IGM FOREX LTD |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of CIF licence |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
03 Jul. 2018 |
Board Decision Date: 25 Jun. 2018 |
| Regarding: |
B.O. Tradefinancials Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of CIF licence |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
29 Jun. 2018 |
Board Decision Date: 25 Jun. 2018 |
| Regarding: |
Blackwell Global Investments (Cyprus) Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of CIF licence |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
27 Jun. 2018 |
Board Decision Date: 05 Mar. 2018 |
| Regarding: |
Karkotis Manufacturing & Trading Public Ltd |
| Legislation: |
The Cyprus Securities and Cyprus Stock Exchange Law |
| Subject: |
Fine €50.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
27 Jun. 2018 |
Board Decision Date: 04 Jun. 2018 |
| Regarding: |
Agroton Public Ltd |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €2.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
27 Jun. 2018 |
Board Decision Date: 04 Jun. 2018 |
| Regarding: |
SFS Group Public Ltd |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €4.400 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
27 Jun. 2018 |
Board Decision Date: 04 Dec. 2017 |
| Regarding: |
Iron FX Global Ltd (τώρα Notesco Financial Services Ltd) |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Fine €2.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
21 Jun. 2018 |
Board Decision Date: 04 Jun. 2018 |
| Regarding: |
Investment Compartment Deltamax European Property Fund and Investment Compartment Deltamax Value Fund, of the AIF Deltamax Fund Variable Capital Investment Company Limited |
| Legislation: |
The Alternative Investment Funds Law |
| Subject: |
Withdrawal of Investment Compartments license |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
20 Jun. 2018 |
Board Decision Date: 30 Apr. 2018 |
| Regarding: |
Management Company Ankor Capital Ltd |
| Legislation: |
The Open-Ended Undertakings for Collective Investment Law |
| Subject: |
Withdrawal of Management Company license |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
20 Jun. 2018 |
Board Decision Date: 30 Apr. 2018 |
| Regarding: |
UCITS ACY Global Prosperity Umbrella Fund UCITS Variable Capital Investment Company Ltd |
| Legislation: |
The Open-Ended Undertakings for Collective Investment Law |
| Subject: |
Withdrawal of UCITS license |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
19 Jun. 2018 |
Board Decision Date: 04 Jun. 2018 |
| Regarding: |
Mr Marios Antoniades (Director of Orphanides Public Company Ltd) |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Re-examination |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
25 May. 2018 |
Board Decision Date: 23 Apr. 2018 |
| Regarding: |
Standville Limited |
| Legislation: |
Law Regulating Companies Providing Administrative Services and Related Matters, Directive DI 144-2007-08 |
| Subject: |
Withdrawal of an ASP authorisation |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
21 May. 2018 |
Board Decision Date: 07 May. 2018 |
| Regarding: |
Leptos Calypso Hotels Public Ltd (available in Greek language) |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Extension for the acquisition of shares following the granting of an exception to submit a mandatory takeover bid |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
21 May. 2018 |
Board Decision Date: 07 May. 2018 |
| Regarding: |
Pandora Investments Public Ltd (available in Greek language) |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Extension for the acquisition of shares following the granting of an exception to submit a mandatory takeover bid |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
10 May. 2018 |
Board Decision Date: 23 Apr. 2018 |
| Regarding: |
Cosmos Insurance Company Public Ltd |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Exception from a mandatory obligation to submit to takeover bid |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
08 May. 2018 |
Board Decision Date: 30 Apr. 2018 |
| Regarding: |
Ingard Property Bond Designated Activity Company, Pierides Holdings Plc |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of trading of issuer shares |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
27 Apr. 2018 |
Board Decision Date: 20 Nov. 2017 |
| Regarding: |
Mr. Amr Jamal Mohamed Hendawi (CommexFX Ltd) |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Re-examination |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
26 Apr. 2018 |
Board Decision Date: 26 Mar. 2017 |
| Regarding: |
Salamis Tours (Holdings) Public Limited |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Administrative measure |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
12 Apr. 2018 |
Board Decision Date: 25 Sep. 2017 |
| Regarding: |
Louis Plc |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine € 2.800 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
12 Apr. 2018 |
Board Decision Date: 25 Sep. 2017 |
| Regarding: |
KDM Shipping Public Limited |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine € 1.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
12 Apr. 2018 |
Board Decision Date: 25 Sep. 2017 |
| Regarding: |
Agroton Public Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine € 1.500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
12 Apr. 2018 |
Board Decision Date: 11 Dec. 2017 |
| Regarding: |
Renos Hatzioannou Farm Public Company Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total Fine € 6.250 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
12 Apr. 2018 |
Board Decision Date: 11 Dec. 2017 |
| Regarding: |
Modestou Sound & Vision Public Company Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total Fine € 6.250 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
12 Apr. 2018 |
Board Decision Date: 11 Dec. 2017 |
| Regarding: |
Karyes Investment Public Company Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine € 3.500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
12 Apr. 2018 |
Board Decision Date: 11 Dec. 2017 |
| Regarding: |
KDM Shipping Public Limited |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine € 2.500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
05 Apr. 2018 |
Board Decision Date: 08 Jan. 2018 |
| Regarding: |
Mr. Simos Kiriakides (Director of Orphanides Public Company Ltd) |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Violation |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
05 Apr. 2018 |
Board Decision Date: 08 Jan. 2018 |
| Regarding: |
Mrs Eve Makariou (CFO of Orphanides Public Company Ltd) |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €30.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
05 Apr. 2018 |
Board Decision Date: 08 Jan. 2018 |
| Regarding: |
Mr. Polis Kourousides (Director of Orphanides Public Company Ltd) |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €20.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
05 Apr. 2018 |
Board Decision Date: 08 Jan. 2018 |
| Regarding: |
Mr. Christos Filaktou (Director of Orphanides Public Company Ltd) |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €20.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
05 Apr. 2018 |
Board Decision Date: 08 Jan. 2018 |
| Regarding: |
Mr. Giorgos Hadjimichael (Director of Orphanides Public Company Ltd) |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €20.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
05 Apr. 2018 |
Board Decision Date: 08 Jan. 2018 |
| Regarding: |
Mr. Marios Antoniades (Director of Orphanides Public Company Ltd) |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €40.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
05 Apr. 2018 |
Board Decision Date: 08 Jan. 2018 |
| Regarding: |
Mr. Christos Orphanides (Director of Orphanides Public Company Ltd) |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €120.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
05 Apr. 2018 |
Board Decision Date: 08 Jan. 2018 |
| Regarding: |
Orphanides Public Company Ltd |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law, The Insider Dealing and Market Manipulation (Market Abuse) Law |
| Subject: |
Violation |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
04 Apr. 2018 |
Board Decision Date: 08 Jan. 2018 |
| Regarding: |
LeadCapital Markets Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Fine €30.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
30 Mar. 2018 |
Board Decision Date: 26 Mar. 2018 |
| Regarding: |
Renos Hadjioannou Farm Public Company Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets |
| Subject: |
Suspension of trading of issuer shares |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
27 Mar. 2018 |
Board Decision Date: 12 Mar. 2018 |
| Regarding: |
Petrolina (Holdings) Public Ltd |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Exception from a mandatory obligation to submit to takeover bid |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
12 Mar. 2018 |
Board Decision Date: 15 Jan. 2018 |
| Regarding: |
Standville Limited |
| Legislation: |
Law Regulating Companies Providing Administrative Services and Related Matters, Directive DI144-2007-08 |
| Subject: |
Suspension and commencement of proceedings for the possible withdrawal of an ASP authorisation |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
09 Mar. 2018 |
Board Decision Date: 05 Mar. 2018 |
| Regarding: |
Songa Offshore SE |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Exception from a mandatory obligation to submit a takeover bid |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
22 Feb. 2018 |
Board Decision Date: 12 Feb. 2018 |
| Regarding: |
Boursotrade Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of suspension of CIF authorisation |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
20 Feb. 2018 |
Board Decision Date: 13 Nov. 2017 |
| Regarding: |
ICFD Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law, Directive DI 144-2007-01 of 2012, Directive DI 144-2007-02 of 2012 |
| Subject: |
Fine €138.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
09 Feb. 2018 |
Board Decision Date: 20 Nov. 2017 |
| Regarding: |
Chesterfield Corporate Services Ltd |
| Legislation: |
The Prevention and Suppression of Money Laundering and Terrorist Financing Law, Directive DI 144-2007-08 of 2012 |
| Subject: |
Fine €20.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
06 Feb. 2018 |
Board Decision Date: 20 Nov. 2017 |
| Regarding: |
Hoch Capital Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law, Directive DI 144-2007-02 of 2012 |
| Subject: |
Fine €30.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
05 Feb. 2018 |
Board Decision Date: 25 Sep. 2017 |
| Regarding: |
Best Choice FBC Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of CIF licence |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
22 Jan. 2018 |
Board Decision Date: 20 Nov. 2017 |
| Regarding: |
Spot Capital Markets Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law, Directive DI 144-2007-02 of 2012 |
| Subject: |
Fine €50.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
10 Jan. 2018 |
Board Decision Date: 13 Nov. 2017 |
| Regarding: |
Mr. Pavel Krymov (Shareholder of Skopalino Finance Ltd) |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Fine €10.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
20 Dec. 2017 |
Board Decision Date: 23 Oct. 2017 |
| Regarding: |
Reliantco Investments Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law, DI144-2007-01 of 2012, DI144-2007-02 of 2012 |
| Subject: |
Fine €95.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
18 Dec. 2017 |
Board Decision Date: 11 Dec. 2017 |
| Regarding: |
Modestou Sound & Vision Public Company Ltd, Renos Xatzioannou Farm Public Ltd (in Greek) |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of trading of issuer shares |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
15 Dec. 2017 |
Board Decision Date: 13 Nov. 2017 |
| Regarding: |
Centralspot Trading Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law, DI144-2007-01 of 2012, DI144-2007-02 of 2012 |
| Subject: |
Fine €50.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
07 Dec. 2017 |
Board Decision Date: 25 Sep. 2017 |
| Regarding: |
Asoted Services Ltd |
| Legislation: |
The Prevention and Suppression of Money Laundering and Terrorist Financing Law, Directive DI 144-2007-08 of 2012 |
| Subject: |
Fine €16.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
07 Dec. 2017 |
Board Decision Date: 04 Dec. 2017 |
| Regarding: |
Ch. Charilaou Group Plc (in Greek) |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Extension for the disposal of shares following the granting of an exception to submit a mandatory takeover bid |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
01 Dec. 2017 |
Board Decision Date: 18 Sep. 2017 |
| Regarding: |
Bank of Cyprus Public Company Ltd |
| Legislation: |
Τhe Insider Dealing and Market Manipulation (Market Abuse) Law, the Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine € 15.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
01 Dec. 2017 |
Board Decision Date: 18 Sep. 2017 |
| Regarding: |
Mr. Theodoros Aristodemou (Director Bank of Cyprus Public Company Ltd) |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine € 100.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
01 Dec. 2017 |
Board Decision Date: 18 Sep. 2017 |
| Regarding: |
Mr. Andreas Eliades (Director Bank of Cyprus Public Company Ltd) |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine € 100.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
01 Dec. 2017 |
Board Decision Date: 18 Sep. 2017 |
| Regarding: |
Mr. Yiannis Pechlivanides (Director Bank of Cyprus Public Company Ltd) |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine € 70.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
01 Dec. 2017 |
Board Decision Date: 18 Sep. 2017 |
| Regarding: |
Mr. Yiannis Kipri (Director Bank of Cyprus Public Company Ltd) |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine € 70.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
01 Dec. 2017 |
Board Decision Date: 18 Sep. 2017 |
| Regarding: |
Mr. Stavros Constantinides (Director Bank of Cyprus Public Company Ltd) |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine € 50.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
01 Dec. 2017 |
Board Decision Date: 18 Sep. 2017 |
| Regarding: |
Mr. Costas Severis (Director Bank of Cyprus Public Company Ltd) |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine € 30.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
01 Dec. 2017 |
Board Decision Date: 18 Sep. 2017 |
| Regarding: |
Mr. Georgios Georgiades (Director Bank of Cyprus Public Company Ltd) |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine € 30.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
01 Dec. 2017 |
Board Decision Date: 18 Sep. 2017 |
| Regarding: |
Mrs. Irini Karamanou (Director Bank of Cyprus Public Company Ltd) |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine € 30.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
01 Dec. 2017 |
Board Decision Date: 18 Sep. 2017 |
| Regarding: |
Mr. Manthos Mavrommatis (Director Bank of Cyprus Public Company Ltd) |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €30.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
01 Dec. 2017 |
Board Decision Date: 18 Sep. 2017 |
| Regarding: |
Mr. Christis Hadjimitsis (General Manager Bank of Cyprus Public Company Ltd) |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine € 70.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
30 Nov. 2017 |
Board Decision Date: 27 Nov. 2017 |
| Regarding: |
Concorde Investments (Cyprus) Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of suspension of CIF authorisation |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
10 Nov. 2017 |
Board Decision Date: 03 Nov. 2017 |
| Regarding: |
A&P (Andreou & Paraskevaides) Enterprises Public Limited (in Greek) |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Exception from a mandatory obligation to submit a takeover bid |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
26 Oct. 2017 |
Board Decision Date: 23 Oct. 2017 |
| Regarding: |
Jupiter Portfolio Investments Public Company Ltd (in Greek) |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Exception from a mandatory obligation to submit a takeover bid |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
19 Oct. 2017 |
Board Decision Date: 06 Feb. 2017 |
| Regarding: |
Mr. Michel Pierre Salomon Teman (Director of Pegase Capital Ltd) |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law, Directive DI144-2007-01 of 2012 |
| Subject: |
Fine €150.000/prohibition in the exercise of professional activity |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
19 Oct. 2017 |
Board Decision Date: 06 Feb. 2017 |
| Regarding: |
Mr. Pantelis Ioakim (Director of Pegase Capital Ltd) |
| Legislation: |
Directive DI144-2007-01 of 2012 |
| Subject: |
Fine €25.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
19 Oct. 2017 |
Board Decision Date: 06 Feb. 2017 |
| Regarding: |
Mr. Giorgos Miltiadous (Director of Pegase Capital Ltd) |
| Legislation: |
Directive DI144-2007-01 of 2012 |
| Subject: |
Fine €25.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
19 Oct. 2017 |
Board Decision Date: 06 Feb. 2017 |
| Regarding: |
Mrs Alexandra Aspri (Director of Pegase Capital Ltd) |
| Legislation: |
Directive DI144-2007-01 of 2012 |
| Subject: |
Violation |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
19 Oct. 2017 |
Board Decision Date: 06 Feb. 2017 |
| Regarding: |
Mr. Stavros Petrakides (Director of Pegase Capital Ltd) |
| Legislation: |
Directive DI144-2007-01 of 2012 |
| Subject: |
Violation |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Oct. 2017 |
Board Decision Date: 02 Oct. 2017 |
| Regarding: |
Gametech (Cyprus) Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of suspension of CIF authorisation |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
12 Oct. 2017 |
Board Decision Date: 02 Oct. 2017 |
| Regarding: |
OptionRally Financial Services Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of suspension of CIF authorisation |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
11 Oct. 2017 |
Board Decision Date: 25 Sep. 2017 |
| Regarding: |
Concorde Investments (Cyprus) Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of CIF licence |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
11 Oct. 2017 |
Board Decision Date: 02 Oct. 2017 |
| Regarding: |
Ros Agro Plc (available in Greek language) |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Exception from a mandatory obligation to submit a takeover bid |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
11 Oct. 2017 |
Board Decision Date: 02 Oct. 2017 |
| Regarding: |
Cosmos Insurance Company Public Ltd (available in Greek language) |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Exception from a mandatory obligation to submit a takeover bid |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
28 Jul. 2017 |
Board Decision Date: 26 Jun. 2017 |
| Regarding: |
Mr. Charalambos Kiritsis (Director of UBFS Invest powered by Moneychoice Brokers Ltd) |
| Legislation: |
Directive DI144-2007-01 of 2012 |
| Subject: |
Fine €10.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
27 Jul. 2017 |
Board Decision Date: 06 Feb. 2017 |
| Regarding: |
Mr. Emmanuel Ayoun |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Fine €10.000/ prohibition in exercising professional activity |
| Judicial Review: |
YES
(15 May. 2017)
NOT AT PRESENT
|
Judicial Review Ruling:
Pending
Pending
|
|
|
| Announcement Date: |
27 Jul. 2017 |
Board Decision Date: 24 Jul. 2017 |
| Regarding: |
Amathus Public Limited (available in Greek language) |
| Legislation: |
Exception from a mandatory obligation to submit a takeover bid |
| Subject: |
Exception from a mandatory obligation to submit a takeover bid |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
20 Jul. 2017 |
Board Decision Date: 17 Jul. 2017 |
| Regarding: |
Mr. Amr Jamal Mohamed Hendawi (CommexFX Ltd) |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Revocation of administrative sanctions |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
13 Jul. 2017 |
Board Decision Date: 13 Jul. 2017 |
| Regarding: |
OptionRally Financial Services Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of CIF licence |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
10 Jul. 2017 |
Board Decision Date: 27 Mar. 2017 |
| Regarding: |
Mr. Marwan El Daouk (Director of Falcon Brokers Ltd) |
| Legislation: |
Directive DI144-2007-01 of 2012 |
| Subject: |
Fine €25.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
10 Jul. 2017 |
Board Decision Date: 27 Mar. 2017 |
| Regarding: |
Mr. Wael Ata Elayyan Jaber (Director of Falcon Brokers Ltd) |
| Legislation: |
Directive DI144-2007-01 of 2012 |
| Subject: |
Fine €10.000/prohibition in the exercise of professional activity |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
10 Jul. 2017 |
Board Decision Date: 27 Mar. 2017 |
| Regarding: |
Mr. Khalid Ahmad Emran Abdo (Director of Falcon Brokers Ltd) |
| Legislation: |
Directive DI144-2007-01 of 2012 |
| Subject: |
Fine €10.000/prohibition in the exercise of professional activity |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
10 Jul. 2017 |
Board Decision Date: 27 Mar. 2017 |
| Regarding: |
Mr. Mohammed Yahya Amin Al Ansari (Director of Falcon Brokers Ltd) |
| Legislation: |
Directive DI144-2007-01 of 2012 |
| Subject: |
Fine €150.000/prohibition in the exercise of professional activity |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
04 Jul. 2017 |
Board Decision Date: 19 Jun. 2017 |
| Regarding: |
Lionsman Capital Markets (Cyprus) Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law, Directive DI 144-2007-01 of 2012, Directive DI 144-2007-02 of 2012 |
| Subject: |
Settlement €90.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
29 Jun. 2017 |
Board Decision Date: |
| Regarding: |
Sea Star Capital Plc (available in Greek language) |
| Legislation: |
The Investment Services and Activities and Regulated Markets |
| Subject: |
Suspension of trading of issuer shares |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
26 Jun. 2017 |
Board Decision Date: 19 Jun. 2017 |
| Regarding: |
Xtrade Europe Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Termination of suspension of CIF license |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
22 Jun. 2017 |
Board Decision Date: 08 May. 2017 |
| Regarding: |
Mr. Fadel Al Ali (Director Cyprus Popular Bank Public Co Ltd) |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Violation/Caution |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
22 Jun. 2017 |
Board Decision Date: 08 May. 2017 |
| Regarding: |
Mr. Hesham Al Quassin (Director Cyprus Popular Bank Public Co Ltd) |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Violation/Caution |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
22 Jun. 2017 |
Board Decision Date: 08 May. 2017 |
| Regarding: |
Mr. Vasilios Theocharakis (Director Cyprus Popular Bank Public Co Ltd) |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Violation/Caution |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
22 Jun. 2017 |
Board Decision Date: 08 May. 2017 |
| Regarding: |
Mr. Andreas Vgenopoulos (Director Cyprus Popular Bank Public Co Ltd) |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Violation |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
22 Jun. 2017 |
Board Decision Date: 08 May. 2017 |
| Regarding: |
Mr. Stelios Stylianou (Director Cyprus Popular Bank Public Co Ltd) |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Violation/Caution |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
22 Jun. 2017 |
Board Decision Date: 08 May. 2017 |
| Regarding: |
Mr. Platonas Lanitis (Director Cyprus Popular Bank Public Co Ltd) |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Violation/Caution |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
22 Jun. 2017 |
Board Decision Date: 08 May. 2017 |
| Regarding: |
Mr. Abdulrazaq Al Jassim (Director Cyprus Popular Bank Public Co Ltd) |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Violation/Caution |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
22 Jun. 2017 |
Board Decision Date: 08 May. 2017 |
| Regarding: |
Mrs Annita Philippidou (CFO Cyprus Popular Bank Public Co Ltd) |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine € 80.000 |
| Judicial Review: |
YES
(04 Aug. 2017)
NOT AT PRESENT
|
Judicial Review Ruling:
Pending
Pending
|
|
|
| Announcement Date: |
22 Jun. 2017 |
Board Decision Date: 08 May. 2017 |
| Regarding: |
Mr. Constantinos Mylonas (Director Cyprus Popular Bank Public Co Ltd) |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine € 100.000 |
| Judicial Review: |
YES
(11 Aug. 2017)
NOT AT PRESENT
|
Judicial Review Ruling:
Pending
Pending
|
|
|
| Announcement Date: |
22 Jun. 2017 |
Board Decision Date: 08 May. 2017 |
| Regarding: |
Mr. Markos Foros (Director Cyprus Popular Bank Public Co Ltd) |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine € 120.000 |
| Judicial Review: |
YES
(01 Sep. 2017)
NOT AT PRESENT
|
Judicial Review Ruling:
Pending
Pending
|
|
|
| Announcement Date: |
22 Jun. 2017 |
Board Decision Date: 08 May. 2017 |
| Regarding: |
Mr. Eleftherios Chiliadakis (Director Cyprus Popular Bank Public Co Ltd) |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine € 140.000 |
| Judicial Review: |
YES
(01 Sep. 2017)
NOT AT PRESENT
|
Judicial Review Ruling:
Pending
Pending
|
|
|
| Announcement Date: |
22 Jun. 2017 |
Board Decision Date: 08 May. 2017 |
| Regarding: |
Mr. Panayiotis Kounnis (Director Cyprus Popular Bank Public Co Ltd) |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine € 140.000 |
| Judicial Review: |
YES
(01 Sep. 2017)
NOT AT PRESENT
|
Judicial Review Ruling:
Pending
Pending
|
|
|
| Announcement Date: |
22 Jun. 2017 |
Board Decision Date: 08 May. 2017 |
| Regarding: |
Mr. Christos Stylianides (Director Cyprus Popular Bank Public Co Ltd) |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine € 200.000 |
| Judicial Review: |
YES
(01 Sep. 2017)
NOT AT PRESENT
|
Judicial Review Ruling:
Pending
Pending
|
|
|
| Announcement Date: |
22 Jun. 2017 |
Board Decision Date: 08 May. 2017 |
| Regarding: |
Mr. Neoklis Lysandrou (Director Cyprus Popular Bank Public Co Ltd ) |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine € 160.000 |
| Judicial Review: |
YES
(11 Aug. 2017)
NOT AT PRESENT
|
Judicial Review Ruling:
Pending
Pending
|
|
|
| Announcement Date: |
22 Jun. 2017 |
Board Decision Date: 08 May. 2017 |
| Regarding: |
Mr. Efthimios Mbouloutas (Director Cyprus Popular Bank Public Co Ltd ) |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine € 200.000 |
| Judicial Review: |
YES
(01 Sep. 2017)
NOT AT PRESENT
|
Judicial Review Ruling:
Pending
Pending
|
|
|
| Announcement Date: |
22 Jun. 2017 |
Board Decision Date: 08 May. 2017 |
| Regarding: |
Cyprus Popular Bank Public Co Ltd |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law, The Insider Dealing and Market Manipulation (Market Abuse) Law |
| Subject: |
Violation |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
19 Jun. 2017 |
Board Decision Date: 07 Jun. 2017 |
| Regarding: |
Pandora Investments Public Ltd (available in Greek language) |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Exception from a mandatory obligation to submit to takeover bid |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
19 Jun. 2017 |
Board Decision Date: 07 Jun. 2017 |
| Regarding: |
Leptos Calypso Hotels Public Ltd (available in Greek language) |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Exception from a mandatory obligation to submit to takeover bid |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
08 Jun. 2017 |
Board Decision Date: 13 Feb. 2017 |
| Regarding: |
Mr Savvas Rigas (Internal auditor/relevant person of CommexFX Ltd) |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law, Directive DI144-2007-01 of 2012 |
| Subject: |
Total fine € 20.000 |
| Judicial Review: |
YES
(09 Aug. 2017)
NOT AT PRESENT
|
Judicial Review Ruling:
Pending
Pending
|
|
|
| Announcement Date: |
08 Jun. 2017 |
Board Decision Date: 13 Feb. 2017 |
| Regarding: |
Mr Stavros Hadjikyriacou (Director of CommexFX Ltd) |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law, Directive DI144-2007-01 of 2012 |
| Subject: |
Total fine € 45.000 |
| Judicial Review: |
YES
(07 Jul. 2017)
NOT AT PRESENT
|
Judicial Review Ruling:
Pending
Pending
|
|
|
| Announcement Date: |
08 Jun. 2017 |
Board Decision Date: 13 Feb. 2017 |
| Regarding: |
Mr Mohab Mohamed Taghian Radwn (relevant person to CommexFX Ltd) |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law, Directive DI144-2007-01 of 2012 |
| Subject: |
Fine € 50.000/prohibition in the exercise of professional activity |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
08 Jun. 2017 |
Board Decision Date: 13 Feb. 2017 |
| Regarding: |
Mr AbdeI Rahman Alimari (Shareholder of CommexFX Ltd) |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law, Directive DI144-2007-01 of 2012 |
| Subject: |
Total fine € 200.000/prohibition in the exercise of professional activity |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
08 Jun. 2017 |
Board Decision Date: 13 Feb. 2017 |
| Regarding: |
Mr Vladimiros Germanos (Chief Financial Officer of CommexFX Ltd) |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law, Directive DI144-2007-01 of 2012 |
| Subject: |
Total fine € 20.000 |
| Judicial Review: |
YES
(27 Jul. 2017)
NOT AT PRESENT
|
Judicial Review Ruling:
Pending
Pending
|
|
|
| Announcement Date: |
08 Jun. 2017 |
Board Decision Date: 13 Feb. 2017 |
| Regarding: |
Mr Anastasios Yiapanis (Director of CommexFX Ltd) |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law, Directive DI144-2007-01 of 2012 |
| Subject: |
Fine € 15.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
30 May. 2017 |
Board Decision Date: 29 May. 2017 |
| Regarding: |
Xtrade Europe Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Partial suspension of CIF license |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
04 May. 2017 |
Board Decision Date: 13 Feb. 2017 |
| Regarding: |
CommexFX Ltd |
| Legislation: |
Directive DI144-2007-15 of 2015 – The Investor Compensation Fund Directive |
| Subject: |
Initiation of the compensation payment process by the Investor Compensation Fund for Clients of IFs (I.C.F) |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
24 Apr. 2017 |
Board Decision Date: 13 Mar. 2017 |
| Regarding: |
UR Trade Fix Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Fine €20.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
19 Apr. 2017 |
Board Decision Date: 10 Apr. 2017 |
| Regarding: |
Ros Agro Plc (In Greek) |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Exception from a mandatory obligation to submit to takeover bid |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
06 Apr. 2017 |
Board Decision Date: 25 Jul. 2016 |
| Regarding: |
CommexFx Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of CIF licence |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
04 Apr. 2017 |
Board Decision Date: 27 Mar. 2017 |
| Regarding: |
C.C.C. Tourist Enterprises Public Company Ltd (available in Greek language) |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Exception from a mandatory obligation to submit to takeover bid |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
04 Apr. 2017 |
Board Decision Date: 03 Apr. 2017 |
| Regarding: |
Dragon Options Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of suspension of CIF authorisation |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
03 Apr. 2017 |
Board Decision Date: 03 Apr. 2017 |
| Regarding: |
TTCM Traders Trust Capital Markets Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of suspension of CIF authorisation |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
03 Apr. 2017 |
Board Decision Date: 03 Apr. 2017 |
| Regarding: |
Leadtrade Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of suspension of CIF authorisation |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
31 Mar. 2017 |
Board Decision Date: 13 Mar. 2017 |
| Regarding: |
Leadtrade Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of CIF licence |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
31 Mar. 2017 |
Board Decision Date: 13 Mar. 2017 |
| Regarding: |
TTCM Traders Trust Capital Markets Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of CIF licence |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
31 Mar. 2017 |
Board Decision Date: 13 Mar. 2017 |
| Regarding: |
Gametech (Cyprus) Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of CIF licence |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
31 Mar. 2017 |
Board Decision Date: 13 Mar. 2017 |
| Regarding: |
Dragon Options Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of CIF licence |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
31 Mar. 2017 |
Board Decision Date: 27 Mar. 2017 |
| Regarding: |
Sea Star Capital Plc |
| Legislation: |
The Investment Services and Activities and Regulated Markets |
| Subject: |
Suspension of trading of issuer shares |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
17 Mar. 2017 |
Board Decision Date: 17 Mar. 2017 |
| Regarding: |
Boursotrade Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of CIF licence |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
15 Mar. 2017 |
Board Decision Date: 13 Feb. 2017 |
| Regarding: |
Atlas Capital Financial Services Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law, DI144-2007-01 of 2012 |
| Subject: |
Withdrawal of CIF licence |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
10 Mar. 2017 |
Board Decision Date: 30 Jan. 2017 |
| Regarding: |
Novox Capital Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Fine €5.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
23 Feb. 2017 |
Board Decision Date: 23 Jan. 2017 |
| Regarding: |
PriorFX Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law, DI144-2007-01 of 2012, DI144-2007-02 of 2012 |
| Subject: |
Total fine €63.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
21 Feb. 2017 |
Board Decision Date: 13 Feb. 2017 |
| Regarding: |
Avangardco Investments Public Ltd (in Greek) |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Exception from a mandatory obligation to submit to takeover bid |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
15 Feb. 2017 |
Board Decision Date: 05 Dec. 2016 |
| Regarding: |
Novox Capital Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law, DI144-2007-01 of 2012, DI144-2007-02 of 2012 |
| Subject: |
Total fine €175.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
07 Feb. 2017 |
Board Decision Date: 19 Dec. 2016 |
| Regarding: |
Fortified Capital Ltd |
| Legislation: |
Alternative Investment Funds Law |
| Subject: |
Fine €5.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
23 Jan. 2017 |
Board Decision Date: 19 Dec. 2016 |
| Regarding: |
Bdswiss Holding Plc |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law, Directive DI 144-2007-01 of 2012, Directive DI 144-2007-02 of 2012 |
| Subject: |
Settlement €150.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Jan. 2017 |
Board Decision Date: 05 Dec. 2016 |
| Regarding: |
Louis Plc (in Greek) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine € 12.500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Jan. 2017 |
Board Decision Date: 05 Dec. 2016 |
| Regarding: |
Cyprint Plc (in Greek) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine € 13.500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Jan. 2017 |
Board Decision Date: 05 Dec. 2016 |
| Regarding: |
Charilaos Apostolides Public Ltd (in Greek) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine € 13.500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
13 Jan. 2017 |
Board Decision Date: 19 Dec. 2016 |
| Regarding: |
IQ Option Europe Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Revocation of decision for non-compliance with section 38 of the Law and for the imposition of an administrative fine of €20,000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
13 Jan. 2017 |
Board Decision Date: 05 Dec. 2016 |
| Regarding: |
Agroton Public Ltd (available in Greek) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine € 1.250 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
13 Jan. 2017 |
Board Decision Date: 05 Dec. 2016 |
| Regarding: |
Karyes Investment Public Company Ltd (available in Greek) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine € 1.500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
13 Jan. 2017 |
Board Decision Date: 05 Dec. 2016 |
| Regarding: |
L.P. Transbeton Public Ltd (available in Greek) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine € 13.500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
11 Jan. 2017 |
Board Decision Date: 23 Dec. 2016 |
| Regarding: |
Dome Investments Public Company Ltd |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Exception from a mandatory obligation to submit to takeover bid |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
10 Jan. 2017 |
Board Decision Date: 05 Dec. 2016 |
| Regarding: |
Mutual Trust Ltd |
| Legislation: |
The Law Regulating Companies Providing Administrative Services and Related Matters |
| Subject: |
Fine €15.000 |
| Judicial Review: |
YES
(15 Mar. 2017)
NOT AT PRESENT
|
Judicial Review Ruling:
Pending
Pending
|
|
|
| Announcement Date: |
27 Dec. 2016 |
Board Decision Date: 28 Nov. 2016 |
| Regarding: |
Colmex Pro Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law, DI144-2007-01 of 2012, DI144-2007-02 of 2012 |
| Subject: |
Fine €100.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
22 Dec. 2016 |
Board Decision Date: 19 Dec. 2016 |
| Regarding: |
Jupiter Portfolio Investments Public Company Ltd |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Exception from a mandatory obligation to submit to takeover bid |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
20 Dec. 2016 |
Board Decision Date: 28 Nov. 2016 |
| Regarding: |
Best Choice FBC Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Continuance of suspension and commencement of proceedings for the possible withdrawal of a CIF license |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
20 Dec. 2016 |
Board Decision Date: 12 Dec. 2016 |
| Regarding: |
Blaustein Corporate Services Ltd |
| Legislation: |
Law Regulating Companies Providing Administrative Services and Related Matters |
| Subject: |
Suspension and commencement of proceedings for the possible withdrawal of an ASP authorisation |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
19 Dec. 2016 |
Board Decision Date: 05 Dec. 2016 |
| Regarding: |
Louis Plc (available in Greek language) |
| Legislation: |
The Investment Services and Activities and Regulated Markets |
| Subject: |
Suspension of trading |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
14 Dec. 2016 |
Board Decision Date: 28 Nov. 2016 |
| Regarding: |
Globaltrans Investment PLC (available in Greek) |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Exception from a mandatory obligation to submit to takeover bid |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
13 Dec. 2016 |
Board Decision Date: 28 Nov. 2016 |
| Regarding: |
UBFS Invest powered by Moneychoice Brokers Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law, Regulation 575/2016 |
| Subject: |
Withdrawal of CIF licence |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
08 Dec. 2016 |
Board Decision Date: 28 Nov. 2016 |
| Regarding: |
Atlantic Insurance Company Public Ltd |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Exception from a mandatory obligation to submit to takeover bid |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
01 Dec. 2016 |
Board Decision Date: 21 Nov. 2016 |
| Regarding: |
Ch. Charilaou Group Plc |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Extension for the disposal of shares following the granting of an exception to submit a mandatory takeover bid |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
24 Nov. 2016 |
Board Decision Date: 24 Nov. 2016 |
| Regarding: |
PFX Financial Professionals Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of CIF licence |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
31 Oct. 2016 |
Board Decision Date: 26 Sep. 2016 |
| Regarding: |
Falcon Brokers Ltd |
| Legislation: |
Directive DI144-2007-15 of 2015 – the Investor Compensation Fund Directive |
| Subject: |
Initiation of the compensation payment process by the Investor Compensation Fund for Clients of IFs (‘the I.C.F’) |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
25 Oct. 2016 |
Board Decision Date: 26 Sep. 2016 |
| Regarding: |
XFR Financial Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Laws, Directive DI 144-2007-01 of 2012, Directive DI 144-2007-02 of 2012 |
| Subject: |
Fine €225.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
17 Oct. 2016 |
Board Decision Date: 26 Sep. 2016 |
| Regarding: |
Bank of Cyprus Public Company Ltd |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law, the Insider Dealing and Market Manipulation (Market Abuse) Law |
| Subject: |
Total fine € 25.000 |
| Judicial Review: |
YES
(24 Oct. 2016)
NOT AT PRESENT
|
Judicial Review Ruling:
Pending
Pending
|
|
|
| Announcement Date: |
17 Oct. 2016 |
Board Decision Date: 26 Sep. 2016 |
| Regarding: |
Mr. Andreas Artemi (Director Bank of Cyprus Public Company Ltd) |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine € 70.000 |
| Judicial Review: |
YES
(08 Dec. 2016)
NOT AT PRESENT
|
Judicial Review Ruling:
Pending
Pending
|
|
|
| Announcement Date: |
17 Oct. 2016 |
Board Decision Date: 26 Sep. 2016 |
| Regarding: |
Mr. Yiannis Kypri (Director Bank of Cyprus Public Company Ltd) |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine € 70.000 |
| Judicial Review: |
YES
(20 Dec. 2016)
NOT AT PRESENT
|
Judicial Review Ruling:
Pending
Pending
|
|
|
| Announcement Date: |
17 Oct. 2016 |
Board Decision Date: 26 Sep. 2016 |
| Regarding: |
Mr. Yiannis Pechlivanides (Director Bank of Cyprus Public Company Ltd) |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine € 70.000 |
| Judicial Review: |
YES
(14 Dec. 2016)
NOT AT PRESENT
|
Judicial Review Ruling:
Pending
Pending
|
|
|
| Announcement Date: |
17 Oct. 2016 |
Board Decision Date: 26 Sep. 2016 |
| Regarding: |
Mr. Stavros Constantinides (Director Bank of Cyprus Public Company Ltd) |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine € 50.000 |
| Judicial Review: |
YES
(08 Dec. 2016)
NOT AT PRESENT
|
Judicial Review Ruling:
Pending
Pending
|
|
|
| Announcement Date: |
17 Oct. 2016 |
Board Decision Date: 26 Sep. 2016 |
| Regarding: |
Mr. Costas Severis (Director Bank of Cyprus Public Company Ltd) |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine € 30.000 |
| Judicial Review: |
YES
(08 Dec. 2016)
NOT AT PRESENT
|
Judicial Review Ruling:
Pending
Pending
|
|
|
| Announcement Date: |
17 Oct. 2016 |
Board Decision Date: 26 Sep. 2016 |
| Regarding: |
Mr. Georgios Georgiades (Director Bank of Cyprus Public Company Ltd) |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine € 30.000 |
| Judicial Review: |
YES
(08 Dec. 2016)
NOT AT PRESENT
|
Judicial Review Ruling:
Pending
Pending
|
|
|
| Announcement Date: |
17 Oct. 2016 |
Board Decision Date: 26 Sep. 2016 |
| Regarding: |
Mrs. Irini Caramanou (Director Bank of Cyprus Public Company Ltd) |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine € 30.000 |
| Judicial Review: |
YES
(17 Oct. 2016)
NOT AT PRESENT
|
Judicial Review Ruling:
Pending
Pending
|
|
|
| Announcement Date: |
17 Oct. 2016 |
Board Decision Date: 26 Sep. 2016 |
| Regarding: |
Mr. Christis Hadjimitsis (General Manager Bank of Cyprus Public Company Ltd) |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine € 70.000 |
| Judicial Review: |
YES
(20 Dec. 2016)
NOT AT PRESENT
|
Judicial Review Ruling:
Pending
Pending
|
|
|
| Announcement Date: |
04 Oct. 2016 |
Board Decision Date: 05 Sep. 2016 |
| Regarding: |
Mr. Danny Rothman (or Mr. Daniel Rubinstein) |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Fine €100.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
03 Oct. 2016 |
Board Decision Date: 19 Sep. 2016 |
| Regarding: |
Teos Corporate Services Ltd |
| Legislation: |
The Law Regulating Companies Providing Administrative Services and Related Matters |
| Subject: |
Fine €5.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
30 Sep. 2016 |
Board Decision Date: 05 Sep. 2016 |
| Regarding: |
IQ Option Europe Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Laws,
Directive DI 144-2007-01 of 2012, Directive DI 144-2007-02 of 2012
|
| Subject: |
Fine €180.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
30 Sep. 2016 |
Board Decision Date: 05 Sep. 2016 |
| Regarding: |
OptionRally Financial Services Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Laws,
Directive DI 144-2007-01 of 2012, Directive DI 144-2007-02 of 2012
|
| Subject: |
Fine €138.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
29 Sep. 2016 |
Board Decision Date: 26 Sep. 2016 |
| Regarding: |
AirFinance Pro Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Continuance of suspension of CIF licence |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
29 Sep. 2016 |
Board Decision Date: 05 Sep. 2016 |
| Regarding: |
Best Choice FBC Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Continuance of suspension of CIF license |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
21 Sep. 2016 |
Board Decision Date: 12 Sep. 2016 |
| Regarding: |
UBFS Invest powered by Moneychoice Brokers Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Continuance of Suspension and commencement of proceedings for the possible withdrawal of the CIF license |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
21 Sep. 2016 |
Board Decision Date: 16 Mar. 2015, 01 Aug. 2016 |
| Regarding: |
Cyprus Popular Bank Public Co Ltd |
| Legislation: |
Insider Dealing and Market Manipulation (Market Abuse) Law, Directive DI116-2005-03 |
| Subject: |
Violation |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
21 Sep. 2016 |
Board Decision Date: 16 Mar. 2015, 01 Aug. 2016 |
| Regarding: |
Mr Efthimios Mpouloutas |
| Legislation: |
Insider Dealing and Market Manipulation (Market Abuse) Law, Directive DI116-2005-03 |
| Subject: |
Total fine € 70.000 |
| Judicial Review: |
YES
(25 Nov. 2016)
NOT AT PRESENT
|
Judicial Review Ruling:
Pending
Pending
|
|
|
| Announcement Date: |
21 Sep. 2016 |
Board Decision Date: 16 Mar. 2015, 01 Aug. 2016 |
| Regarding: |
Mr Christos Stylianides |
| Legislation: |
Insider Dealing and Market Manipulation (Market Abuse) Law, Directive DI116-2005-03 |
| Subject: |
Fine € 50.000 |
| Judicial Review: |
YES
(25 Nov. 2016)
NOT AT PRESENT
|
Judicial Review Ruling:
Pending
Pending
|
|
|
| Announcement Date: |
09 Sep. 2016 |
Board Decision Date: 11 Jul. 2016 |
| Regarding: |
Atlas Capital Financial Services Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Continuance of Suspension and commencement of proceedings for the possible withdrawal of the CIF license |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
09 Sep. 2016 |
Board Decision Date: 05 Sep. 2016 |
| Regarding: |
AFI Development Plc (In Greek) |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Extension to the exception from a mandatory obligation to submit a takeover bid |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
19 Aug. 2016 |
Board Decision Date: 01 Aug. 2016 |
| Regarding: |
HF Markets (Europe) Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Laws,
Directive DI 144-2007-01 of 2012, Directive DI 144-2007-02 of 2012
|
| Subject: |
Fine €105.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Aug. 2016 |
Board Decision Date: 05 Aug. 2016 |
| Regarding: |
MANRICH FUND LIMITED, BIGAN WEALTH FUND LTD, GAINMORE FUND LTD και EBIT FUND LTD |
| Legislation: |
The Alternative Investment Funds Law |
| Subject: |
Non compliance of International Collective Investment Schemes with the conditions regarding their operation as Alternative Investment Funds with Limited Number of Persons |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
10 Aug. 2016 |
Board Decision Date: 25 Jul. 2016 |
| Regarding: |
M&L Invest Union Markets Ltd |
| Legislation: |
Regulation (EU) No. 680/2014, Directive DI144-2014-14 of the Cyprus Securities and Exchange Commission |
| Subject: |
Fine €2.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
10 Aug. 2016 |
Board Decision Date: 05 Aug. 2016 |
| Regarding: |
AFI Development Plc (In Greek) |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Exception from a mandatory obligation to submit a takeover bid |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
09 Aug. 2016 |
Board Decision Date: 08 Aug. 2016 |
| Regarding: |
Mutual Trust Limited |
| Legislation: |
The Law regulating Companies providing Administrative Services and Related Matters of 2012 |
| Subject: |
Continuance of suspension of ASP license |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
09 Aug. 2016 |
Board Decision Date: 01 Aug. 2016 |
| Regarding: |
UBFS Invest powered by Moneychoice Brokers Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Continuance of suspension of CIF license |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
09 Aug. 2016 |
Board Decision Date: 25 Jul. 2016 |
| Regarding: |
Best Choice FBC Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of CIF licence |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
29 Jul. 2016 |
Board Decision Date: 25 Jul. 2016 |
| Regarding: |
AirFinance Pro Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Continuance of suspension of CIF licence |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
08 Jul. 2016 |
Board Decision Date: 06 Jun. 2016 |
| Regarding: |
B.O. Tradefinancials Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Laws, Directive DI 144-2007-01 of 2012, Directive DI 144- 2007-02 of 2012 |
| Subject: |
Total Fine €138.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
06 Jul. 2016 |
Board Decision Date: 13 Jun. 2016 |
| Regarding: |
Charilaos Apostolides Public Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine € 7.300 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
06 Jul. 2016 |
Board Decision Date: 13 Jun. 2016 |
| Regarding: |
Cyprint Plc |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine € 7.300 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
06 Jul. 2016 |
Board Decision Date: 13 Jun. 2016 |
| Regarding: |
Karkotis Manufacturing & Trading Public Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine € 7.300 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
06 Jul. 2016 |
Board Decision Date: 13 Jun. 2016 |
| Regarding: |
L.P. Transbeton Public Ltd |
| Legislation: |
Ο περί των Προϋποθέσεων Διαφάνειας (Κινητές Αξίες προς Διαπραγμάτευση σε Ρυθμιζόμενη Αγορά) Νόμος |
| Subject: |
Συνολικό πρόστιμο € 6.300 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
06 Jul. 2016 |
Board Decision Date: 13 Jun. 2016 |
| Regarding: |
Sea Star Capital Plc |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine € 1.500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
06 Jul. 2016 |
Board Decision Date: 13 Jun. 2016 |
| Regarding: |
Modestou Sound & Vision Public Company Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
06 Jul. 2016 |
Board Decision Date: 13 Jun. 2016 |
| Regarding: |
Agroton Public Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €1.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
29 Jun. 2016 |
Board Decision Date: 07 Mar. 2016 |
| Regarding: |
Karkotis Manufacturing & Trading Public Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total Fine €13.500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
29 Jun. 2016 |
Board Decision Date: 07 Mar. 2016 |
| Regarding: |
Firstdelos Group Plc |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €13.500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
29 Jun. 2016 |
Board Decision Date: 07 Mar. 2016 |
| Regarding: |
Ceilfloor Public Company Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €13.500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
29 Jun. 2016 |
Board Decision Date: 07 Mar. 2016 |
| Regarding: |
Phil. Andreou Public Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €13.500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
29 Jun. 2016 |
Board Decision Date: 07 Mar. 2016 |
| Regarding: |
Charilaos Apostolides Public Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €13.500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
29 Jun. 2016 |
Board Decision Date: 07 Mar. 2016 |
| Regarding: |
Cyprint Plc |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €13.500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
29 Jun. 2016 |
Board Decision Date: 07 Mar. 2016 |
| Regarding: |
L.P. Transbeton Public Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €12.500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
29 Jun. 2016 |
Board Decision Date: 07 Mar. 2016 |
| Regarding: |
Karaolis Group Public Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €12.500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
29 Jun. 2016 |
Board Decision Date: 07 Mar. 2016 |
| Regarding: |
KDM Shipping Public Ltd |
| Legislation: |
he Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €3.750 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
29 Jun. 2016 |
Board Decision Date: 07 Mar. 2016 |
| Regarding: |
Elma Holding Public Company Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €3.500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
29 Jun. 2016 |
Board Decision Date: 07 Mar. 2016 |
| Regarding: |
Jupiter Portfolio Investments Public Company Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €2.500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
29 Jun. 2016 |
Board Decision Date: 07 Mar. 2016 |
| Regarding: |
Liberty Life Insurance Public Company Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €2.500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
29 Jun. 2016 |
Board Decision Date: 07 Mar. 2016 |
| Regarding: |
Δωδώνη Επενδύσεις Χαρτοφυλακίου Δημόσια Εταιρεία Λτδ |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €2.500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
29 Jun. 2016 |
Board Decision Date: 07 Mar. 2016 |
| Regarding: |
Agroton Public Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €1.250 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
28 Jun. 2016 |
Board Decision Date: 27 Jun. 2016 |
| Regarding: |
UBFS Invest powered by Moneychoice Brokers Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Continuance of suspension of CIF license |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
17 Jun. 2016 |
Board Decision Date: 17 Jun. 2016 |
| Regarding: |
AirFinance Pro Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of CIF authorisation |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Jun. 2016 |
Board Decision Date: 28 Mar. 2016 |
| Regarding: |
Opus Trust Management Ltd |
| Legislation: |
Law Regulating Companies Providing Administrative Services and Related Matters |
| Subject: |
Recall and Rejection of an Application for an ASP authorisation |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
27 May. 2016 |
Board Decision Date: 23 May. 2016 |
| Regarding: |
UBFS Invest powered by Moneychoice Brokers Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of CIF license |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
27 May. 2016 |
Board Decision Date: 25 Apr. 2016 |
| Regarding: |
Trademarker (Cyprus) Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of CIF licence |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
25 May. 2016 |
Board Decision Date: 16 May. 2016 |
| Regarding: |
Atlas Capital Financial Services Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Continuance of Suspension of CIF license |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
25 May. 2016 |
Board Decision Date: 16 May. 2016 |
| Regarding: |
Ch. Charilaou Group Plc |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Extension for the disposal of shares following the granting of an exception to submit a mandatory takeover bid |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
25 May. 2016 |
Board Decision Date: 16 May. 2016 |
| Regarding: |
Pandora Investment Public Ltd (in greek) |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Exception from a mandatory obligation to submit a takeover bid |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
25 May. 2016 |
Board Decision Date: 16 May. 2016 |
| Regarding: |
Leptos Calypso Hotels Public Ltd (in greek) |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Exception from a mandatory obligation to submit a takeover bid |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
12 May. 2016 |
Board Decision Date: 09 May. 2016 |
| Regarding: |
Atlas Capital Financial Services Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Continuance of Suspension of CIF authorisation |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
18 Apr. 2016 |
Board Decision Date: 28 Mar. 2016 |
| Regarding: |
Falcon Brokers Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of CIF licence |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
18 Apr. 2016 |
Board Decision Date: 02 Nov. 2015 |
| Regarding: |
AFI Development Plc (available in Greek language |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fines |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
18 Apr. 2016 |
Board Decision Date: 02 Nov. 2015 |
| Regarding: |
Agroton Public Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fines |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
18 Apr. 2016 |
Board Decision Date: 02 Nov. 2015 |
| Regarding: |
Charilaos Apostolides Public Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fines |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
18 Apr. 2016 |
Board Decision Date: 02 Nov. 2015 |
| Regarding: |
Charilaos Apostolides Public Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fines |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
18 Apr. 2016 |
Board Decision Date: 02 Nov. 2015 |
| Regarding: |
Cyprint Plc (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fines |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
18 Apr. 2016 |
Board Decision Date: 02 Nov. 2015 |
| Regarding: |
Dodoni Portfolio Investments Public Co Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fines |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
18 Apr. 2016 |
Board Decision Date: 02 Nov. 2015 |
| Regarding: |
Elma Holdings Public Company Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fines |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
18 Apr. 2016 |
Board Decision Date: 02 Nov. 2015 |
| Regarding: |
Empire Capital Investments Public Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fines |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
18 Apr. 2016 |
Board Decision Date: 02 Nov. 2015 |
| Regarding: |
Finikas Ammochostou Plc (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fines |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
18 Apr. 2016 |
Board Decision Date: 02 Nov. 2015 |
| Regarding: |
Firstdelos Group Plc (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fines |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
18 Apr. 2016 |
Board Decision Date: 02 Nov. 2015 |
| Regarding: |
Jupiter Portfolio Investments Public Company Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fines |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
18 Apr. 2016 |
Board Decision Date: 02 Nov. 2015 |
| Regarding: |
K. Athienitis Contractors Developers Public Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fines |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
18 Apr. 2016 |
Board Decision Date: 02 Nov. 2015 |
| Regarding: |
Karkotis Manufacturing & Trading Public Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fines |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
18 Apr. 2016 |
Board Decision Date: 02 Nov. 2015 |
| Regarding: |
KDM Shipping Public Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fines |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
18 Apr. 2016 |
Board Decision Date: 02 Nov. 2015 |
| Regarding: |
Laser Investment Group Plc (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fines |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
18 Apr. 2016 |
Board Decision Date: 02 Nov. 2015 |
| Regarding: |
LibeLiberty Life Insurance Public Company Ltd (available in Greek language)rty Life Insurance Public Company Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fines |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
18 Apr. 2016 |
Board Decision Date: 02 Nov. 2015 |
| Regarding: |
O.C. Options Choice Plc (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fines |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
18 Apr. 2016 |
Board Decision Date: 02 Nov. 2015 |
| Regarding: |
Phil Andreou Public Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fines |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
18 Apr. 2016 |
Board Decision Date: 02 Nov. 2015 |
| Regarding: |
SAFS Holdings Public Limited (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fines |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
18 Apr. 2016 |
Board Decision Date: 02 Nov. 2015 |
| Regarding: |
Sea Star Capital Plc (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fines |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
18 Apr. 2016 |
Board Decision Date: 02 Nov. 2015 |
| Regarding: |
Stario Portfolio Investments Public Company Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fines |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
07 Apr. 2016 |
Board Decision Date: 07 Apr. 2016 |
| Regarding: |
Atlas Capital Financial Services Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of CIF authorisation |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
07 Apr. 2016 |
Board Decision Date: 25 Jan. 2016 |
| Regarding: |
Cyprus Popular Bank Public Co Ltd |
| Legislation: |
Insider Dealing and Market Manipulation (Market Abuse) Law, DI116-2005-03 |
| Subject: |
Violation |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
07 Apr. 2016 |
Board Decision Date: 04 Apr. 2016 |
| Regarding: |
Pegase Capital Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Continuance of suspension of CIF authorisation |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
31 Mar. 2016 |
Board Decision Date: 29 Feb. 2016 |
| Regarding: |
Mayzus Investment Company Ltd |
| Legislation: |
The Prevention and Suppression of Money Laundering and Terrorist Financing Law, Directive DI 144-2007-08 of 2012 |
| Subject: |
Fine €12.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
30 Mar. 2016 |
Board Decision Date: 18 Jan. 2016 |
| Regarding: |
Ouroboros Derivatives Trading Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Laws, Directive DI 144-2007-01 of 2012, Directive DI 144-2007-02 of 2012 |
| Subject: |
Fine €235.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
18 Mar. 2016 |
Board Decision Date: 14 Sep. 2016 |
| Regarding: |
Unity Managers (Cyprus) Ltd (in Greek) |
| Legislation: |
Code of Conduct of Directors and Related Persons Directive DI116 2005-05 of 2012 |
| Subject: |
Fine €5.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Mar. 2016 |
Board Decision Date: 14 Dec. 2015 |
| Regarding: |
SpotOption Exchange Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Fine €10.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Mar. 2016 |
Board Decision Date: 14 Dec. 2015 |
| Regarding: |
BDSwiss Holding Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Fine €5.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
11 Mar. 2016 |
Board Decision Date: 01 Feb. 2016 |
| Regarding: |
CommexFX Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Fine €50.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
09 Mar. 2016 |
Board Decision Date: 09 Mar. 2016 |
| Regarding: |
Trademarker (Cyprus) Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Continuance of suspension of CIF authorisation |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
07 Mar. 2016 |
Board Decision Date: 21 Dec. 2015 |
| Regarding: |
Grow Wealth Assets Ltd |
| Legislation: |
Regulation (EU) No 680/2014, Directive DI144-2014-14 of the Cyprus Securities and Exchange Commission |
| Subject: |
Fine €5.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
04 Mar. 2016 |
Board Decision Date: 29 Feb. 2016 |
| Regarding: |
Pegase Capital Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of CIF licence |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
23 Feb. 2016 |
Board Decision Date: 14 Dec. 2015 |
| Regarding: |
CommexFX Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Fine €100.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
15 Feb. 2016 |
Board Decision Date: 12 Feb. 2016 |
| Regarding: |
Trademarker (Cyprus) Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of CIF licence |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
28 Jan. 2016 |
Board Decision Date: 18 Nov. 2015 |
| Regarding: |
Mr. Christo Karkoti |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Fine € 5.000 and suspension of voting rights |
| Judicial Review: |
YES
(28 Mar. 2016)
NOT AT PRESENT
|
Judicial Review Ruling:
Pending
Pending
|
|
|
| Announcement Date: |
27 Jan. 2016 |
Board Decision Date: 12 Oct. 2015 |
| Regarding: |
Rodeler Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Laws, The Prevention and Suppression of Money Laundering and Terrorist Financing Law, Directive DI 144-2007-01 of 2012, Directive DI 144-2007-02 of 2012, Directive DI 144-2007-08 of 2012 |
| Subject: |
Fine €156.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
27 Jan. 2016 |
Board Decision Date: 18 Jan. 2016 |
| Regarding: |
Banc De Binary Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Laws Directive DI 144-2007-01 of 2012, Directive DI 144-2007-02 of 2012 |
| Subject: |
Settlement €350.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
13 Jan. 2016 |
Board Decision Date: 28 Apr. 2014 |
| Regarding: |
Cyprus Popular Bank Public Co Ltd, Mr. Andreas Vgenopoulos Mr. Efthymios Bouloutas Mr. Christos Stylianides Mr. Panayiotis Kounnis Mr. Eleftherios Chiliadakis Mr. Neoclis Lysandrou Mr. Vasilios Theocharakis Mr. Constantinos Mylonas Mr. Markos Foros Mrs. Annita Philippides The Provident Fund of the Employees of Cyprus Popular Bank Public Co Ltd κ. Demetris Pleypel (available in greek language) |
| Legislation: |
(i) The Insider Dealing and Market Manipulation Law ( L.116(Ι)/2005),
(ii) The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law (L.190(Ι)/2007),
(iii) The Law providing for the conditions of making an offer to the public of securities, on the prospectus to be published when securities are offered to the public (L.114(Ι)/2005), |
| Subject: |
Total fine €1.050.000 as announced on 05.06.2014 |
| Judicial Review: |
YES
(11 Jul. 2014)
NOT AT PRESENT
|
Judicial Review Ruling:
Click here
Click here
|
|
|
| Announcement Date: |
17 Dec. 2015 |
Board Decision Date: 30 Nov. 2015 |
| Regarding: |
Sun Interbrew Plc (available in Greek language) |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Exception from a mandatory obligation to submit a takeover bid |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
17 Dec. 2015 |
Board Decision Date: 11 May. 2015 |
| Regarding: |
Elma Holdings Public Company Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €13.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
17 Dec. 2015 |
Board Decision Date: 11 May. 2015 |
| Regarding: |
Dodoni Portfolio Investments Public Co Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €13.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
17 Dec. 2015 |
Board Decision Date: 11 May. 2015 |
| Regarding: |
O.C. Options Choice Plc (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €13.500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
17 Dec. 2015 |
Board Decision Date: 11 May. 2015 |
| Regarding: |
Firstdelos Group Plc (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €13.500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
17 Dec. 2015 |
Board Decision Date: 11 May. 2015 |
| Regarding: |
SAFS Holdings Public Limited (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €13.500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
17 Dec. 2015 |
Board Decision Date: 11 May. 2015 |
| Regarding: |
Stario Portfolio Investments Public Company Limited (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €13.500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
17 Dec. 2015 |
Board Decision Date: 11 May. 2015 |
| Regarding: |
Laser Investment Group Plc (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €13.500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
17 Dec. 2015 |
Board Decision Date: 11 May. 2015 |
| Regarding: |
Charilaos Apostolides Public Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €13.500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
17 Dec. 2015 |
Board Decision Date: 11 May. 2015 |
| Regarding: |
Empire Capital Investments Public Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €13.500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
17 Dec. 2015 |
Board Decision Date: 11 May. 2015 |
| Regarding: |
Ceilfloor Public Company Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €13.500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
17 Dec. 2015 |
Board Decision Date: 11 May. 2015 |
| Regarding: |
Finikas Ammochostou Plc (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €13.500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
17 Dec. 2015 |
Board Decision Date: 11 May. 2015 |
| Regarding: |
K. Athienitis Contractors Developers Public Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €13.500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
17 Dec. 2015 |
Board Decision Date: 11 May. 2015 |
| Regarding: |
Cyprint Plc (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €13.500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
17 Dec. 2015 |
Board Decision Date: 11 May. 2015 |
| Regarding: |
Karkotis Manufacturing & Trading Public Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €13.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
17 Dec. 2015 |
Board Decision Date: 11 May. 2015 |
| Regarding: |
Jupiter Portfolio Investments Public Company Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €13.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
17 Dec. 2015 |
Board Decision Date: 11 May. 2015 |
| Regarding: |
Phil. Andreou Public Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €12.500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
17 Dec. 2015 |
Board Decision Date: 11 May. 2015 |
| Regarding: |
Unifast Finance & Investments Public Company Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €7.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
17 Dec. 2015 |
Board Decision Date: 11 May. 2015 |
| Regarding: |
Renos Hatzioannou Farm Public Company Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €6.500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
17 Dec. 2015 |
Board Decision Date: 11 May. 2015 |
| Regarding: |
Primetel Plc (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €4.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
17 Dec. 2015 |
Board Decision Date: 11 May. 2015 |
| Regarding: |
Adelfoi Pipis Farm Public Company Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €1.500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
17 Dec. 2015 |
Board Decision Date: 11 May. 2015 |
| Regarding: |
D&M Telemarketing Public Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €1.500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
17 Dec. 2015 |
Board Decision Date: 11 May. 2015 |
| Regarding: |
Astarti Development Plc (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €1.500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
17 Dec. 2015 |
Board Decision Date: 11 May. 2015 |
| Regarding: |
D.H. Cyprotels Plc (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €1.500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
17 Dec. 2015 |
Board Decision Date: 11 May. 2015 |
| Regarding: |
Libra Group Plc (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €1.500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
17 Dec. 2015 |
Board Decision Date: 11 May. 2015 |
| Regarding: |
Songa Offshore SE (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €1.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
17 Dec. 2015 |
Board Decision Date: 11 May. 2015 |
| Regarding: |
Agroton Public Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €750 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
17 Dec. 2015 |
Board Decision Date: 11 May. 2015 |
| Regarding: |
KDM Shipping Public Limited (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
17 Dec. 2015 |
Board Decision Date: 11 May. 2015 |
| Regarding: |
Liberty Life Insurance Public Company Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €2.500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 07 Dec. 2015 |
| Regarding: |
L.P. Transbeton Public Ltd and Karaolis Group Public Ltd (available in greek language) |
| Legislation: |
The Investment Services and Activities and Regulated Markets |
| Subject: |
Suspension of trading |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
Firstdelos Group Plc (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €7.300 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
O.C. Options Choice Plc (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €7.300 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
SAFS Holdings Public Limited (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €7.300 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
Stario Portfolio Investments Public Company Limited (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €7.300 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
Laser Investment Group Plc (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €7.300 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
Charilaos Apostolides Public Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €7.300 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
Empire Capital Investments Public Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €7.300 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
Ceilfloor Public Company Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €7.300 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
Finikas Ammochostou Plc (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €7.300 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
K. Athienitis Contractors Developers Public Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €7.300 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
Cyprint Plc (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €7.300 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
Astarti Development Plc (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €1.500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
D.H. Cyprotels Plc (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €1.500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
Libra Group Plc (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €1.500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
Adelfoi Pipis Farm Public Company Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €1.500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
D&M Telemarketing Public Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €1.500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
Agroton Public Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €6.300 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
Phil. Andreou Public Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €6.300 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
Karkotis Manufacturing & Trading Public Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €6.300 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
Elma Holdings Public Company Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €6.300 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
Dodoni Portfolio Investments Public Co Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €6.300 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
Jupiter Portfolio Investments Public Company Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €6.300 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
Karaolis Group Public Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €1.200 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
Renos Hatzioannou Farm Public Company Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €1.600 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
Unifast Finance & Investments Public Company Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €2.400 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
Sea Bird Exploration Plc (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
Modestou Sound & Vision Public Company Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €4.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
Royal Highgate Public Company Limited (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €500 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
04 Dec. 2015 |
Board Decision Date: 30 Nov. 2015 |
| Regarding: |
Falcon Brokers Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Continuance of suspension of CIF authorisation |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
27 Nov. 2015 |
Board Decision Date: 12 Oct. 2015 |
| Regarding: |
Depaho Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Laws, The Prevention and Suppression of Money Laundering and Terrorist Financing Law, Directive DI 144-2007-01 of 2012, Directive DI 144-2007-02 of 2012, Directive DI 144-2007-08 of 2012 |
| Subject: |
Fine €233.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
27 Nov. 2015 |
Board Decision Date: 21 Sep. 2015 |
| Regarding: |
WGM Services Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Laws,
The Prevention and Suppression of Money Laundering and Terrorist
Financing Law, Directive DI 144-2007-01 of 2012, Directive DI 144-
2007-02 of 2012, Directive DI 144-2007-08 of 2012 |
| Subject: |
Fine €340.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
27 Nov. 2015 |
Board Decision Date: 29 Sep. 2015 |
| Regarding: |
Reliantco Investments Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Laws,
Directive DI-144-2007-01 of 2012, Directive DI 144-2007-02 of 2012 |
| Subject: |
Fine €123.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
27 Nov. 2015 |
Board Decision Date: 12 Oct. 2015 |
| Regarding: |
Pegase Capital Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Laws, The Prevention and Suppression of Money Laundering and Terrorist
Financing Law, Directive DI 144-2007-01 of 2012, Directive DI 144-
2007-02 of 2012, Directive DI 144-2007-08 of 2012 |
| Subject: |
Fine €300.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
27 Nov. 2015 |
Board Decision Date: 02 Nov. 2015, 18 Nov. 2015 |
| Regarding: |
IronFX Global Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Laws,
Directive DI 144-2007-01 of 2012, Directive DI 144-2007-02 of 2012 |
| Subject: |
Settlement €335.000 |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
25 Nov. 2015 |
Board Decision Date: 18 Nov. 2015 |
| Regarding: |
Ch. Charilaou Group Plc (availavle in greek language) |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Extension for the disposal of shares following the granting of an exception to submit a mandatory taκeover bid |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
25 Nov. 2015 |
Board Decision Date: 12 Oct. 2015 |
| Regarding: |
Pulp International Business Ltd |
| Legislation: |
Directive DI144-2007-15 of 2015 – the Investor Compensation Fund Directive |
| Subject: |
Initiation of the compensation payment process by the Investor Compensation Fund for Clients of IFs (‘the I.C.F’) |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
24 Nov. 2015 |
Board Decision Date: 29 Sep. 2015 |
| Regarding: |
Mr. Said Salem, Mr. Shaher Hasanain, Mr. Savvas Savva, Mr. Marios Economou (Directors of Pulp International Business Ltd) |
| Legislation: |
Directive DI144-2007-01 for the Authorisation and Operating Conditions of CIFs |
| Subject: |
Fine €150.000/reprimand |
| Judicial Review: |
YES
()
NOT AT PRESENT
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
02 Nov. 2015 |
Board Decision Date: 26 Oct. 2015 |
| Regarding: |
Falcon Brokers Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Continuance of suspension of CIF authorisation |
| Judicial Review: |
YES
()
NOT AT PRESENT
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