| Announcement Date: |
13 Jan. 2022 |
Board Decision Date: 29 Jun. 2021, 13 Dec. 2021 |
| Regarding: |
Alkis H. Hadjikyriacos (Frou – Frou Biscuits) Public Ltd |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Exception from a mandatory obligation to submit to takeover bid |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
30 Dec. 2021 |
Board Decision Date: 20 Dec. 2021 |
| Regarding: |
Cosmos Insurance Public Company Limited |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Exception from a mandatory obligation to submit to takeover bid |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
28 Dec. 2021 |
Board Decision Date: 20 Dec. 2021 |
| Regarding: |
Toxotis Investments Public Ltd, Cyprus Trading Corporation Plc, Ermes Department Stores Plc και Woolworth (Cyprus) Properties Plc |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of trading of shares |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
23 Dec. 2021 |
Board Decision Date: 19 Jul. 2021 |
| Regarding: |
AFX Capital Markets Ltd, Διοικητικό Συμβούλιο, Ελεγκτές |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of CIF licence and imposition of administrative sanctions and measures |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2021 |
Board Decision Date: 08 Nov. 2021 |
| Regarding: |
Feldmans Management (Overseas) Ltd |
| Legislation: |
The Cyprus Securities and Exchange Commission Law |
| Subject: |
Revocation of administrative fine |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
14 Dec. 2021 |
Board Decision Date: 08 Nov. 2021 |
| Regarding: |
KMG Capital Markets Ltd |
| Legislation: |
The Open-Ended Undertakings for Collective Investment Law |
| Subject: |
Revocation of Management Company’s operation licence |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
02 Dec. 2021 |
Board Decision Date: 22 Nov. 2021 |
| Regarding: |
Minerva Insurance Company Public Ltd |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Exception from a mandatory obligation to submit to takeover bid |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
01 Dec. 2021 |
Board Decision Date: 11 Oct. 2021 |
| Regarding: |
INTERNATIONAL LEISURE MARINE FUND (ILMF) LTD |
| Legislation: |
The Alternative Investment Funds Law |
| Subject: |
Withdrawal of AIFLNP authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
26 Nov. 2021 |
Board Decision Date: 16 Nov. 2021 |
| Regarding: |
CLEGANE FUND LTD |
| Legislation: |
The Alternative Investment Funds Law |
| Subject: |
Withdrawal of AIFLNP authorization |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
23 Nov. 2021 |
Board Decision Date: 11 Oct. 2021 |
| Regarding: |
Mr. Demetrios Chomatas and others |
| Legislation: |
Regulation (EU) No. 596/2014 on Market Abuse |
| Subject: |
Settlement €9.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
15 Nov. 2021 |
Board Decision Date: 08 Nov. 2021 |
| Regarding: |
Isxis Investment Public Ltd, Regallia Holdings & Investments Public Ltd, Aias Investment Public Ltd, Harvest Capital Management Public Ltd, SFS Group Public Company Ltd, D.A.P.P. Digital Access Pass PTE Investments Public Company Ltd, A.L. Prochoice Group Public Ltd, Triena Investments Public Company Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of trading of shares |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
04 Nov. 2021 |
Board Decision Date: 11 Oct. 2021 |
| Regarding: |
Sonaf Business Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of CIF authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
03 Nov. 2021 |
Board Decision Date: 02 Nov. 2021 |
| Regarding: |
Depaho Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Recall of suspension of CIF license |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
03 Nov. 2021 |
Board Decision Date: 18 Oct. 2021 |
| Regarding: |
RAM CYPRUS INCOME FUND LTD |
| Legislation: |
The Alternative Investment Funds Law |
| Subject: |
Withdrawal of AIFLNP authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
26 Oct. 2021 |
Board Decision Date: 18 Oct. 2021 |
| Regarding: |
Karyes Investment Public Company Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of trading of shares |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
22 Oct. 2021 |
Board Decision Date: 22 Oct. 2021 |
| Regarding: |
Depaho Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of CIF licence |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
15 Oct. 2021 |
Board Decision Date: 15 Oct. 2021 |
| Regarding: |
Maxigrid Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of CIF license |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
15 Oct. 2021 |
Board Decision Date: 15 Oct. 2021 |
| Regarding: |
Maxiflex Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of CIF license |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
21 Sep. 2021 |
Board Decision Date: 14 Jun. 2021 |
| Regarding: |
London Capital Group (Cyprus) Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of CIF authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
10 Sep. 2021 |
Board Decision Date: 01 Mar. 2021 |
| Regarding: |
Belight Capital Group Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of CIF authorization |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
10 Sep. 2021 |
Board Decision Date: 10 Sep. 2021 |
| Regarding: |
Depaho Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of CIF licence |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
10 Sep. 2021 |
Board Decision Date: 30 Aug. 2021 |
| Regarding: |
D&V Pegasus Real Estate AIF VCIC Plc |
| Legislation: |
The Alternative Investment Funds Law |
| Subject: |
Withdrawal of AIF authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
02 Sep. 2021 |
Board Decision Date: 30 Aug. 2021 |
| Regarding: |
Isxis Investment Public Ltd, Regallia Holdings & Investments Public Ltd, Aias Investment Public Ltd, Harvest Capital Management Public Ltd, SFS Group Public Company Ltd, D.A.P.P. Digital Access Pass PTE Investments Public Company Ltd, A.L. Prochoice Group Public Ltd, Triena Investments Public Company Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of trading of shares |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
02 Sep. 2021 |
Board Decision Date: 30 Aug. 2021 |
| Regarding: |
Glenfinnian Bond Designated Activity Company και Pulteney Bond Designated Activity Company |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of trading of issuer bonds |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
23 Aug. 2021 |
Board Decision Date: 23 Aug. 2021 |
| Regarding: |
Indication Investments Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law, Regulation (EU) no. 600/2014 |
| Subject: |
Recall of suspension of CIF license |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
13 Aug. 2021 |
Board Decision Date: 05 Apr. 2021 |
| Regarding: |
London Capital Group (Cyprus) Ltd |
| Legislation: |
Regulation (EU) 596/2014 on Market Abuse |
| Subject: |
Fine €40.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
06 Aug. 2021 |
Board Decision Date: 14 Jun. 2021 |
| Regarding: |
AIF Tintra AIF VCIC Ltd - Compartment A-Pcl Equity Prime (AIF8_1), Compartment B-Nyc Equity Prime (AIF8_2), Compartment C-UK Debt Advance (AIF8_3), Compartment D-UK Equity Advance (AIF8_4) and Compartment E-EU Major City Hotel Equity Fund (AIF8_5) |
| Legislation: |
The Alternative Investment Funds Law |
| Subject: |
Withdrawal of AIF Investments Compartments authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
04 Aug. 2021 |
Board Decision Date: 19 Jul. 2021 |
| Regarding: |
Investment Compartment University Property Balanced Yield Investment of the AIFLNP F.E FUTURE EDUCATION CAPITAL LTD |
| Legislation: |
The Alternative Investment Funds Law |
| Subject: |
Withdrawal of an AIFLNP Investment Compartment authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
03 Aug. 2021 |
Board Decision Date: 03 Aug. 2021 |
| Regarding: |
Indication Investments Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of CIF licence |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
28 Jul. 2021 |
Board Decision Date: 28 Jul. 2021 |
| Regarding: |
Depaho Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of CIF licence |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
20 Jul. 2021 |
Board Decision Date: 08 Mar. 2021 |
| Regarding: |
Mr. Alkis Aloneftis |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €1.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
13 Jul. 2021 |
Board Decision Date: 17 May. 2021 |
| Regarding: |
Globia Wealth Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of CIF authorization |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
13 Jul. 2021 |
Board Decision Date: 29 Jun. 2021 |
| Regarding: |
LARINDA FUND VCIC LTD |
| Legislation: |
The Alternative Investment Funds Law |
| Subject: |
Withdrawal of AIFLNP authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
13 Jul. 2021 |
Board Decision Date: 13 May. 2021 |
| Regarding: |
Parallel Nominees Cyprus Limited |
| Legislation: |
Τhe Prevention and Suppression of Money Laundering and Terrorist Financing Law |
| Subject: |
Settlement €70.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
09 Jul. 2021 |
Board Decision Date: 09 Jul. 2021 |
| Regarding: |
Depaho Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of CIF license |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
01 Jul. 2021 |
Board Decision Date: 29 Jun. 2021 |
| Regarding: |
Glenfinnian Bond Designated Activity Company και Pulteney Bond Designated Activity Company |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of trading of issuer bonds |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
01 Jul. 2021 |
Board Decision Date: 29 Jun. 2021 |
| Regarding: |
Isxis Investment Public Ltd, Regallia Holdings & Investments Public Ltd, Aias Investment Public Ltd, Harvest Capital Management Public Ltd, SFS Group Public Company Ltd, D.A.P.P. Digital Access Pass PTE Investments Public Company Ltd (ex Exelixi Investment Public Ltd), A.L. Prochoice Group Public Ltd, Triena Investments Public Company Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of trading of shares |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
11 Jun. 2021 |
Board Decision Date: 01 Mar. 2021 |
| Regarding: |
Atlas Capital Financial Services Ltd |
| Legislation: |
The Investment Services and Regulated Markets Law of 2007, the Law on the Prevention and Combating of Money Laundering Act 2007, the Directive DI144-2007-08, the Regulation (EU) 648/2012 (EMIR) and the Law of the Cyprus Securities and Exchange Commission of 2009 |
| Subject: |
Administrative sanctions |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
11 Jun. 2021 |
Board Decision Date: 01 Mar. 2021 |
| Regarding: |
Mr. Petar Kazivoda, Mr. Dusko Knezevic, Mr. Aleksandar Krtinic and Mrs. Ljiljana Dragicevic |
| Legislation: |
Directive DI144-2007-01 of 2012 |
| Subject: |
Violation / Temporary prohibition of professional activity |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
01 Jun. 2021 |
Board Decision Date: 17 May. 2021 |
| Regarding: |
Mutual fund “BOC Common Funds” |
| Legislation: |
The Open Ended Undertakings for Collective Investment (UCI) Law |
| Subject: |
Dissolution of mutual fund |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
25 May. 2021 |
Board Decision Date: 17 May. 2021 |
| Regarding: |
HELVETIC AIFLNP VCIC LTD |
| Legislation: |
The Alternative Investment Funds Law |
| Subject: |
Withdrawal of AIFLNP authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
21 May. 2021 |
Board Decision Date: 17 May. 2021 |
| Regarding: |
Investment Compartment Alter Vesting 2-Bonds and Debt Instruments of the AIF ALTER VESTING AIF V.C.I.C. PLC |
| Legislation: |
The Alternative Investment Funds Law |
| Subject: |
Withdrawal of an AIF Investment Compartment authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
20 May. 2021 |
Board Decision Date: 10 May. 2021 |
| Regarding: |
Stocks Forex AF Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Recall of suspension of CIF license |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
19 May. 2021 |
Board Decision Date: 17 May. 2021 |
| Regarding: |
TRIENA INVESTMENTS PUBLIC COMPANY LTD |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of trading of shares |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
19 May. 2021 |
Board Decision Date: 12 Apr. 2021 |
| Regarding: |
Felicitas Management Investment Services Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of CIF authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
18 May. 2021 |
Board Decision Date: 10 May. 2021 |
| Regarding: |
Louis Plc |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Exception from a mandatory obligation to submit to takeover bid |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
18 May. 2021 |
Board Decision Date: 22 Mar. 2021 |
| Regarding: |
Rodeler Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of CIF authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
17 May. 2021 |
Board Decision Date: 08 Mar. 2021 |
| Regarding: |
Prior Capital Cy Ltd |
| Legislation: |
Τhe Investment Services and Activities and Regulated Markets Law |
| Subject: |
Settlement €100.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
29 Apr. 2021 |
Board Decision Date: 05 Apr. 2021 |
| Regarding: |
MPS Marketplace Securities Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Recall of suspension of CIF license |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
29 Apr. 2021 |
Board Decision Date: 12 Apr. 2021 |
| Regarding: |
Teletrade-DJ International Consulting Ltd |
| Legislation: |
Τhe Investment Services and Activities and Regulated Markets Law |
| Subject: |
Settlement €120.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|