| Announcement Date: |
28 Jul. 2021 |
Board Decision Date: 28 Jul. 2021 |
| Regarding: |
Depaho Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of CIF licence |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
20 Jul. 2021 |
Board Decision Date: 08 Mar. 2021 |
| Regarding: |
Mr. Alkis Aloneftis |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €1.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
13 Jul. 2021 |
Board Decision Date: 17 May. 2021 |
| Regarding: |
Globia Wealth Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of CIF authorization |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
13 Jul. 2021 |
Board Decision Date: 29 Jun. 2021 |
| Regarding: |
LARINDA FUND VCIC LTD |
| Legislation: |
The Alternative Investment Funds Law |
| Subject: |
Withdrawal of AIFLNP authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
13 Jul. 2021 |
Board Decision Date: 13 May. 2021 |
| Regarding: |
Parallel Nominees Cyprus Limited |
| Legislation: |
Τhe Prevention and Suppression of Money Laundering and Terrorist Financing Law |
| Subject: |
Settlement €70.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
09 Jul. 2021 |
Board Decision Date: 09 Jul. 2021 |
| Regarding: |
Depaho Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of CIF license |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
01 Jul. 2021 |
Board Decision Date: 29 Jun. 2021 |
| Regarding: |
Glenfinnian Bond Designated Activity Company και Pulteney Bond Designated Activity Company |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of trading of issuer bonds |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
01 Jul. 2021 |
Board Decision Date: 29 Jun. 2021 |
| Regarding: |
Isxis Investment Public Ltd, Regallia Holdings & Investments Public Ltd, Aias Investment Public Ltd, Harvest Capital Management Public Ltd, SFS Group Public Company Ltd, D.A.P.P. Digital Access Pass PTE Investments Public Company Ltd (ex Exelixi Investment Public Ltd), A.L. Prochoice Group Public Ltd, Triena Investments Public Company Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of trading of shares |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
11 Jun. 2021 |
Board Decision Date: 01 Mar. 2021 |
| Regarding: |
Atlas Capital Financial Services Ltd |
| Legislation: |
The Investment Services and Regulated Markets Law of 2007, the Law on the Prevention and Combating of Money Laundering Act 2007, the Directive DI144-2007-08, the Regulation (EU) 648/2012 (EMIR) and the Law of the Cyprus Securities and Exchange Commission of 2009 |
| Subject: |
Administrative sanctions |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
11 Jun. 2021 |
Board Decision Date: 01 Mar. 2021 |
| Regarding: |
Mr. Petar Kazivoda, Mr. Dusko Knezevic, Mr. Aleksandar Krtinic and Mrs. Ljiljana Dragicevic |
| Legislation: |
Directive DI144-2007-01 of 2012 |
| Subject: |
Violation / Temporary prohibition of professional activity |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
01 Jun. 2021 |
Board Decision Date: 17 May. 2021 |
| Regarding: |
Mutual fund “BOC Common Funds” |
| Legislation: |
The Open Ended Undertakings for Collective Investment (UCI) Law |
| Subject: |
Dissolution of mutual fund |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
25 May. 2021 |
Board Decision Date: 17 May. 2021 |
| Regarding: |
HELVETIC AIFLNP VCIC LTD |
| Legislation: |
The Alternative Investment Funds Law |
| Subject: |
Withdrawal of AIFLNP authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
21 May. 2021 |
Board Decision Date: 17 May. 2021 |
| Regarding: |
Investment Compartment Alter Vesting 2-Bonds and Debt Instruments of the AIF ALTER VESTING AIF V.C.I.C. PLC |
| Legislation: |
The Alternative Investment Funds Law |
| Subject: |
Withdrawal of an AIF Investment Compartment authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
20 May. 2021 |
Board Decision Date: 10 May. 2021 |
| Regarding: |
Stocks Forex AF Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Recall of suspension of CIF license |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
19 May. 2021 |
Board Decision Date: 17 May. 2021 |
| Regarding: |
TRIENA INVESTMENTS PUBLIC COMPANY LTD |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of trading of shares |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
19 May. 2021 |
Board Decision Date: 12 Apr. 2021 |
| Regarding: |
Felicitas Management Investment Services Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of CIF authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
18 May. 2021 |
Board Decision Date: 10 May. 2021 |
| Regarding: |
Louis Plc |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Exception from a mandatory obligation to submit to takeover bid |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
18 May. 2021 |
Board Decision Date: 22 Mar. 2021 |
| Regarding: |
Rodeler Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of CIF authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
17 May. 2021 |
Board Decision Date: 08 Mar. 2021 |
| Regarding: |
Prior Capital Cy Ltd |
| Legislation: |
Τhe Investment Services and Activities and Regulated Markets Law |
| Subject: |
Settlement €100.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
29 Apr. 2021 |
Board Decision Date: 05 Apr. 2021 |
| Regarding: |
MPS Marketplace Securities Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Recall of suspension of CIF license |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
29 Apr. 2021 |
Board Decision Date: 12 Apr. 2021 |
| Regarding: |
Teletrade-DJ International Consulting Ltd |
| Legislation: |
Τhe Investment Services and Activities and Regulated Markets Law |
| Subject: |
Settlement €120.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
29 Apr. 2021 |
Board Decision Date: 19 Apr. 2021 |
| Regarding: |
Glenfinnian Bond Designated Activity Company και Pulteney Bond Designated Activity Company |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of trading of issuer bonds |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
29 Apr. 2021 |
Board Decision Date: 19 Apr. 2021 |
| Regarding: |
SFS Group Public Company Ltd. D.A.P.P. Digital Access Pass PTE Investments Public Company Ltd (ex Exelixi Investment Public Ltd), Karyes Investment Public Company Ltd and A.L. Prochoice Group Public Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of trading of shares |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
15 Apr. 2021 |
Board Decision Date: 15 Feb. 2021 |
| Regarding: |
AIF BAO Fund VCIC Ltd - Compartment (C)-G2 Shipping, Compartment (E)-Prior Multi - Pair High Growth System, Compartment (F)-All Weather DAPS and Compartment (G)-Healthcare Opportunities |
| Legislation: |
The Alternative Ivnvestment Funds Law |
| Subject: |
Withdrawal of AIF Investments Compartments authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
06 Apr. 2021 |
Board Decision Date: 29 Mar. 2021 |
| Regarding: |
Isxis Investment Public Ltd, Regallia Holdings & Investments Public Ltd, Aias Investment Public Ltd and Harvest Capital Management Public Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of trading of shares |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
30 Mar. 2021 |
Board Decision Date: 08 Mar. 2021 |
| Regarding: |
VPR Safe Financial Group Ltd |
| Legislation: |
Τhe Investment Services and Activities and Regulated Markets Law, Regulation (EU) 600/2014 |
| Subject: |
Settlement €100.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
26 Mar. 2021 |
Board Decision Date: 22 Mar. 2021 |
| Regarding: |
WS FINANCIAL AND INVESTMENT SERVICES LTD |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of CIF authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
26 Mar. 2021 |
Board Decision Date: 22 Mar. 2021 |
| Regarding: |
C.G. CAPITAL INVESTMENT LIMITED |
| Legislation: |
The Alternative Investment Funds Law |
| Subject: |
Withdrawal of AIFLNP authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
26 Mar. 2021 |
Board Decision Date: 22 Mar. 2021 |
| Regarding: |
QGF QUALITY GROWTH FUND LTD |
| Legislation: |
The Alternative Investment Funds Law |
| Subject: |
Withdrawal of AIFLNP authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
24 Mar. 2021 |
Board Decision Date: 01 Mar. 2021 |
| Regarding: |
X Global Markets Ltd |
| Legislation: |
Τhe Prevention and Suppression of Money Laundering and Terrorist Financing Law |
| Subject: |
Settlement €50.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
19 Mar. 2021 |
Board Decision Date: 16 Mar. 2021 |
| Regarding: |
Cyprus Trading Corporation Plc, Woolworth (Cyprus) Properties Plc και Ermes Department Stores Plc |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of trading of shares |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
17 Mar. 2021 |
Board Decision Date: 08 Mar. 2021 |
| Regarding: |
Deloitte Investment Services Limited |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of CIF authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
05 Mar. 2021 |
Board Decision Date: 26 Oct. 2020 |
| Regarding: |
CPI Holdings Public Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €500 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
05 Mar. 2021 |
Board Decision Date: 26 Oct. 2020 |
| Regarding: |
A.L. Prochoice Group Public Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €1.200 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
05 Mar. 2021 |
Board Decision Date: 26 Oct. 2020 |
| Regarding: |
Exelixi Investment Public Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €1.600 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
05 Mar. 2021 |
Board Decision Date: 26 Oct. 2020 |
| Regarding: |
Isxis Investment Public Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €3.150 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
05 Mar. 2021 |
Board Decision Date: 26 Oct. 2020 |
| Regarding: |
Regallia Holdings & Investments Public Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €3.150 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
05 Mar. 2021 |
Board Decision Date: 26 Oct. 2020 |
| Regarding: |
Rolandos Enterprises Public Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €4.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
05 Mar. 2021 |
Board Decision Date: 26 Oct. 2020 |
| Regarding: |
Harvest Capital Management Public Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €4.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
05 Mar. 2021 |
Board Decision Date: 26 Oct. 2020 |
| Regarding: |
Liberty Life Insurance Public Company Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €6.300 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
05 Mar. 2021 |
Board Decision Date: 26 Oct. 2020 |
| Regarding: |
Aias Investment Public Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €4.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
05 Mar. 2021 |
Board Decision Date: 26 Oct. 2020 |
| Regarding: |
KDM Shipping Public Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €6.300 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
05 Mar. 2021 |
Board Decision Date: 26 Oct. 2020 |
| Regarding: |
Ermes Department Stores Plc |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €6.300 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
05 Mar. 2021 |
Board Decision Date: 26 Oct. 2020 |
| Regarding: |
Woolworth (Cyprus) Properties Plc |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €6.300 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
05 Mar. 2021 |
Board Decision Date: 26 Oct. 2020 |
| Regarding: |
Cyprus Trading Corporation Plc |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine € 6.300 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
05 Mar. 2021 |
Board Decision Date: 22 Feb. 2021 |
| Regarding: |
Maxigrid Limited |
| Legislation: |
Τhe Investment Services and Activities and Regulated Markets Law |
| Subject: |
Settlement €75.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
01 Mar. 2021 |
Board Decision Date: 22 Jan. 2021 |
| Regarding: |
APHEA FUND AIF V.C.I.C. LTD |
| Legislation: |
The Alternative Investment Funds Law |
| Subject: |
Withdrawal of AIF authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
26 Feb. 2021 |
Board Decision Date: 08 Feb. 2021 |
| Regarding: |
Investment Compartment Skyprime Fund of the AIFLNP FIDESCORP VENTURES AIFLNP V.C.I.C. LTD |
| Legislation: |
The Alternative Investment Funds Law |
| Subject: |
Withdrawal of an AIFLNP Investment Compartment authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
26 Feb. 2021 |
Board Decision Date: 22 Feb. 2021 |
| Regarding: |
Alphakat AIFLNP V.C.I.C. Limited |
| Legislation: |
The Alternative Investment Funds Law |
| Subject: |
Withdrawal of AIFLNP authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
26 Feb. 2021 |
Board Decision Date: 08 Feb. 2021 |
| Regarding: |
Coverdeal Holdings Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of CIF authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|