| Announcement Date: |
27 Sep. 2019 |
Board Decision Date: 09 Sep. 2019 |
| Regarding: |
FXNET Ltd |
| Legislation: |
Ο περί Επενδυτικών Υπηρεσιών και Δραστηριοτήτων και Ρυθμιζόμενων Αγορών Νόμος |
| Subject: |
Συμβιβασμός €60.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
24 Sep. 2019 |
Board Decision Date: 24 Sep. 2019 |
| Regarding: |
MPS Marketplace Securities Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of CIF licence |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
23 Sep. 2019 |
Board Decision Date: 16 Sep. 2019 |
| Regarding: |
Argo Capital Management (Cyprus) Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of CIF authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
20 Sep. 2019 |
Board Decision Date: 09 Sep. 2019 |
| Regarding: |
LT Hamilton Limited |
| Legislation: |
Law Regulating Companies Providing Administrative Services and Related Matters |
| Subject: |
Suspension and commencement of proceedings for the possible withdrawal of an ASP authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
19 Sep. 2019 |
Board Decision Date: 09 Sep. 2019 |
| Regarding: |
Quantelion Fund Ltd |
| Legislation: |
The Alternative Investment Funds Law |
| Subject: |
Withdrawal of AIFLNP authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
19 Sep. 2019 |
Board Decision Date: 09 Sep. 2019 |
| Regarding: |
MESSINA FUND VCIC LTD |
| Legislation: |
The Alternative Investment Funds Law |
| Subject: |
Withdrawal of AIFLNP authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
17 Sep. 2019 |
Board Decision Date: 09 Sep. 2019 |
| Regarding: |
Postscriptum Capital Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of CIF authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
04 Sep. 2019 |
Board Decision Date: 23 Aug. 2019 |
| Regarding: |
Horizon Investment Fund Ltd |
| Legislation: |
The Alternative Investment Funds Law |
| Subject: |
Withdrawal of AIFLNP authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
28 Aug. 2019 |
Board Decision Date: 06 Aug. 2019 |
| Regarding: |
KIT Finance Brokers Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of CIF authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
28 Aug. 2019 |
Board Decision Date: 23 Aug. 2019 |
| Regarding: |
Cosmos Insurance Public Company Limited |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Exception from a mandatory obligation to submit to takeover bid |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
20 Aug. 2019 |
Board Decision Date: 06 Aug. 2019 |
| Regarding: |
Louis Plc |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Exception from a mandatory obligation to submit a takeover bid |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
14 Aug. 2019 |
Board Decision Date: 18 Mar. 2019 |
| Regarding: |
Banc De Binary Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law, DI 144-2007-01, DI 144-2007-02 |
| Subject: |
Settlement €300.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
08 Aug. 2019 |
Board Decision Date: 06 Aug. 2019 |
| Regarding: |
IOKE Capital Fund Ltd |
| Legislation: |
The Alternative Investment Funds Law |
| Subject: |
Withdrawal of AIFLNP authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
08 Aug. 2019 |
Board Decision Date: 06 Aug. 2019 |
| Regarding: |
Kylin Prime Asset Management |
| Legislation: |
The Alternative Investment Fund Managers Law |
| Subject: |
Withdrawal of AIFM authorization |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
07 Aug. 2019 |
Board Decision Date: 22 Jul. 2019 |
| Regarding: |
S.L. Capital Services Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of CIF authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
07 Aug. 2019 |
Board Decision Date: 24 Jun. 2019 |
| Regarding: |
Spot Capital Markets Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of CIF authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
07 Aug. 2019 |
Board Decision Date: 22 Jul. 2019 |
| Regarding: |
DFG Capital (Cyprus) Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of CIF authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
07 Aug. 2019 |
Board Decision Date: 29 Jul. 2019 |
| Regarding: |
Globesco Capital Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of CIF authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
07 Aug. 2019 |
Board Decision Date: 22 Jul. 2019 |
| Regarding: |
Planetvision Investment Fund Ltd |
| Legislation: |
The Alternative Investment Funds Law |
| Subject: |
Withdrawal AIFLNP authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
07 Aug. 2019 |
Board Decision Date: 22 Jul. 2019 |
| Regarding: |
Kylinprime Investment Fund Ltd |
| Legislation: |
The Alternative Investment Funds Law |
| Subject: |
Withdrawal AIFLNP authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
07 Aug. 2019 |
Board Decision Date: 22 Jul. 2019 |
| Regarding: |
WS Cryptocapital Fund Ltd |
| Legislation: |
The Alternative Investment Funds Law |
| Subject: |
Withdrawal AIFLNP authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
07 Aug. 2019 |
Board Decision Date: 22 Jul. 2019 |
| Regarding: |
Taurus Aurum Global Property Fund Ltd |
| Legislation: |
The Alternative Investment Funds Law |
| Subject: |
Withdrawal AIFLNP authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
06 Aug. 2019 |
Board Decision Date: 22 Jul. 2019 |
| Regarding: |
ΚEO PLC |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Exception from a mandatory obligation to submit to takeover bid |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
06 Aug. 2019 |
Board Decision Date: 22 Jul. 2019 |
| Regarding: |
Ch. Charilaou Group Plc |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Exception from a mandatory obligation to submit to takeover bid |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
01 Aug. 2019 |
Board Decision Date: 24 Jun. 2019 |
| Regarding: |
Bluehouse Investment Advisors Ltd |
| Legislation: |
The Alternative Investment Fund Managers Law |
| Subject: |
Re-examination |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
19 Jul. 2019 |
Board Decision Date: 19 Jul. 2019 |
| Regarding: |
AFX Capital Markets Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of CIF licence |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
04 Jun. 2019 |
Board Decision Date: 27 May. 2019 |
| Regarding: |
Dobro Cyprus Capital Fund Limited |
| Legislation: |
The Alternative Investment Funds Law |
| Subject: |
Withdrawal of license AIFLNP |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
31 May. 2019 |
Board Decision Date: 27 May. 2019 |
| Regarding: |
Pandora Investments Public Ltd |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Extension for the acquisition of shares following the granting of an exception to submit a mandatory takeover bid |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
31 May. 2019 |
Board Decision Date: 27 May. 2019 |
| Regarding: |
Leptos Calypso Hotels Public Ltd |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Extension for the acquisition of shares following the granting of an exception to submit a mandatory takeover bid |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
28 May. 2019 |
Board Decision Date: 04 Mar. 2019 |
| Regarding: |
SeaBird Exploration Plc |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €1.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
28 May. 2019 |
Board Decision Date: 04 Mar. 2019 |
| Regarding: |
CPI Holdings Public Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €1.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
28 May. 2019 |
Board Decision Date: 04 Mar. 2019 |
| Regarding: |
A.L Prochoice Group Public Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €1.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
28 May. 2019 |
Board Decision Date: 04 Mar. 2019 |
| Regarding: |
Regallia Holdings & Investments Public Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €1.500 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
28 May. 2019 |
Board Decision Date: 04 Mar. 2019 |
| Regarding: |
Ch. Charilaou Group Plc |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €1.500 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
28 May. 2019 |
Board Decision Date: 04 Mar. 2019 |
| Regarding: |
Rolandos Enterprises Public Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €3.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
21 May. 2019 |
Board Decision Date: 15 Apr. 2019 |
| Regarding: |
IQ Option Europe Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law, The Prevention and Suppression of Money Laundering Activities Law |
| Subject: |
Settlement €450.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
03 May. 2019 |
Board Decision Date: 02 Apr. 2019 |
| Regarding: |
Goldenburg Group Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law of 2007, Directive DI 144-2007-02 of 2012 |
| Subject: |
Fine €170.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
23 Apr. 2019 |
Board Decision Date: 18 Feb. 2019 |
| Regarding: |
Bluehouse Investment Advisors Ltd |
| Legislation: |
The Alternative Investment Fund Managers Law |
| Subject: |
Fine €30.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
03 Apr. 2019 |
Board Decision Date: 18 Feb. 2019 |
| Regarding: |
AFI Development Plc |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Exception from a mandatory obligation to submit to takeover bid |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
27 Mar. 2019 |
Board Decision Date: 04 Mar. 2019 |
| Regarding: |
Hoch Capital Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Settlement €200.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
21 Mar. 2019 |
Board Decision Date: 04 Mar. 2019 |
| Regarding: |
Atlas Capital Financial Services Ltd |
| Legislation: |
The Investor Compensation Fund Directive |
| Subject: |
Initiation of the compensation payment process by the Investor Compensation Fund for Clients of IFs (I.C.F) |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
14 Mar. 2019 |
Board Decision Date: 04 Mar. 2019 |
| Regarding: |
DFG Meze Model Ltd |
| Legislation: |
The Alternative Investment Funds Law |
| Subject: |
Withdrawal of license |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
14 Mar. 2019 |
Board Decision Date: 04 Mar. 2019 |
| Regarding: |
ColmexPro Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Settlement €50.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
08 Mar. 2019 |
Board Decision Date: 04 Mar. 2019 |
| Regarding: |
GS Sharestocks Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of CIF authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
14 Feb. 2019 |
Board Decision Date: 28 Jan. 2019 |
| Regarding: |
Fenix Capital Markets Trading Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Recall of suspension of CIF authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
14 Feb. 2019 |
Board Decision Date: 11 Feb. 2019 |
| Regarding: |
Centaur Financial Services Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of CIF authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
17 Jan. 2019 |
Board Decision Date: 22 Oct. 2018 |
| Regarding: |
PFX Financial Professionals Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of CIF licence |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
15 Jan. 2019 |
Board Decision Date: 07 Jan. 2019 |
| Regarding: |
Cosmos Insurance Public Company Limited (in Greek) |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Exception from a mandatory obligation to submit to takeover bid |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
21 Dec. 2018 |
Board Decision Date: 10 Dec. 2018 |
| Regarding: |
Closegate Investment Ltd |
| Legislation: |
The Alternative Investment Funds Law |
| Subject: |
Withdrawal of license |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
10 Dec. 2018 |
Board Decision Date: 10 Sep. 2018 |
| Regarding: |
Mr. Christakis Christodoulou (Director) |
| Legislation: |
The Insider Dealing and Market Manipulation (Market Abuse) Law |
| Subject: |
Total fine €5.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|