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L. 165(I)/2021 on the prudential supervision of investment firms
L. 165(I)/2021 on the prudential supervision of investment firms
10 November 2021
CRD
Τhe Capital Adequacy of Investment Firms Law (unofficial consolidation) (only in Greek)
Τhe Capital Adequacy of Investment Firms Law (unofficial consolidation) (only in Greek)
10 August 2022
Amending Law 164(Ι)/2021 (available only in Greek)
Amending Law 164(Ι)/2021 (available only in Greek)
10 November 2021
L.97(I)/2021 on the capital adequacy of investment firms
L.97(I)/2021 on the capital adequacy of investment firms
11 May 2021
Notification by the Minister of Finance for the appointment of CySEC as the competent authority for the application of Directive 2013/36/EU on access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms (available in Greek language)
Notification by the Minister of Finance for the appointment of CySEC as the competent authority for the application of Directive 2013/36/EU on access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms (available in Greek language)
30 September 2015
SECONDARY LEGISLATION
IFD
CRR
Directive DI 97-01 regarding the discretions provided by Regulation (EU) No 575/2013 (only in Greek).
Directive DI 97-01 regarding the discretions provided by Regulation (EU) No 575/2013 (only in Greek).
10 August 2021
EUROPEAN REGULATORY FRAMEWORK
IFD/IFR
EBA Guidelines on the data collection exercises regarding high earners under Directive 2013/36/EU and under Directive (EU) 2019/2034 - (EBA/GL/2022/08)
EBA Guidelines on the data collection exercises regarding high earners under Directive 2013/36/EU and under Directive (EU) 2019/2034 - (EBA/GL/2022/08)
02 June 2023
EBA Guidelines on the benchmarking exercises on remuneration practices and the gender pay gap under Directive (EU) 2019/2034 - (EBA/GL/2022/07)
EBA Guidelines on the benchmarking exercises on remuneration practices and the gender pay gap under Directive (EU) 2019/2034 - (EBA/GL/2022/07)
02 June 2023
EBA Guidelines on ICT and security risk management (EBA/GL/2019/04)
EBA Guidelines on ICT and security risk management (EBA/GL/2019/04)
05 May 2023
EBA Guidelines on internal governance under Directive (EU) 2019/2034
EBA Guidelines on internal governance under Directive (EU) 2019/2034
05 May 2022
EBA Guidelines on sound remuneration policies under Directive (EU) 2019/2034
EBA Guidelines on sound remuneration policies under Directive (EU) 2019/2034
05 May 2022
Commission Delegated Regulation (EU) 2022/26 of 24 September 2021 supplementing Regulation (EU) 2019/2033 of the European Parliament and of the Council with regard to regulatory technical standards specifying the notion of segregated accounts to ensure client money’s protection in the event of an investment firm’s failure
Commission Delegated Regulation (EU) 2022/26 of 24 September 2021 supplementing Regulation (EU) 2019/2033 of the European Parliament and of the Council with regard to regulatory technical standards specifying the notion of segregated accounts to ensure client money’s protection in the event of an investment firm’s failure
24 February 2022
Commission Delegated Regulation (EU) 2021/2153 of 6 August 2021 supplementing Directive (EU) 2019/2034 of the European Parliament and of the Council with regard to regulatory technical standards specifying the criteria for subjecting certain investment firms to the requirements of Regulation (EU) No 575/2013
Commission Delegated Regulation (EU) 2021/2153 of 6 August 2021 supplementing Directive (EU) 2019/2034 of the European Parliament and of the Council with regard to regulatory technical standards specifying the criteria for subjecting certain investment firms to the requirements of Regulation (EU) No 575/2013
24 February 2022
Commission Delegated Regulation (EU) 2022/25 of 22 September 2021 supplementing Regulation (EU) 2019/2033 of the European Parliament and of the Council with regard to regulatory technical standards specifying the methods for measuring the K-factors referred to in Article 15 of that Regulation
Commission Delegated Regulation (EU) 2022/25 of 22 September 2021 supplementing Regulation (EU) 2019/2033 of the European Parliament and of the Council with regard to regulatory technical standards specifying the methods for measuring the K-factors referred to in Article 15 of that Regulation
24 February 2022
Commission Delegated Regulation (EU) 2022/76 of 22 September 2021 supplementing Regulation (EU) 2019/2033 of the European Parliament and of the Council with regard to regulatory technical standards specifying adjustments to the K-factor ‘daily trading flow’ (K-DTF) coefficients
Commission Delegated Regulation (EU) 2022/76 of 22 September 2021 supplementing Regulation (EU) 2019/2033 of the European Parliament and of the Council with regard to regulatory technical standards specifying adjustments to the K-factor ‘daily trading flow’ (K-DTF) coefficients
24 February 2022
Commission Delegated Regulation (EU) 2022/244 of 24 September 2021 supplementing Regulation (EU) 2019/2033 of the European Parliament and of the Council with regard to regulatory technical standards specifying the amount of total margin for the calculation of the K-factor ‘clear margin given’ (K-CMG)
Commission Delegated Regulation (EU) 2022/244 of 24 September 2021 supplementing Regulation (EU) 2019/2033 of the European Parliament and of the Council with regard to regulatory technical standards specifying the amount of total margin for the calculation of the K-factor ‘clear margin given’ (K-CMG)
24 February 2022
Commission Implementing Regulation (EU) 2021/2284 of 10 December 2021 laying down implementing technical standards for the application of Regulation (EU) 2019/2033 of the European Parliament and of the Council with regard to supervisory reporting and disclosures of investment firms
Commission Implementing Regulation (EU) 2021/2284 of 10 December 2021 laying down implementing technical standards for the application of Regulation (EU) 2019/2033 of the European Parliament and of the Council with regard to supervisory reporting and disclosures of investment firms
24 February 2022
Commission Delegated Regulation (EU) 2021/2154 of 13 August 2021 supplementing Directive (EU) 2019/2034 of the European Parliament and of the Council with regard to regulatory technical standards specifying appropriate criteria to identify categories of staff whose professional activities have a material impact on the risk profile of an investment firm or of the assets that it manages
Commission Delegated Regulation (EU) 2021/2154 of 13 August 2021 supplementing Directive (EU) 2019/2034 of the European Parliament and of the Council with regard to regulatory technical standards specifying appropriate criteria to identify categories of staff whose professional activities have a material impact on the risk profile of an investment firm or of the assets that it manages
24 February 2022
Commission Delegated Regulation (EU) 2021/2155 of 13 August 2021 supplementing Directive (EU) 2019/2034 of the European Parliament and of the Council with regard to regulatory technical standards specifying the classes of instruments that adequately reflect the credit quality of the investment firm as a going concern and possible alternative arrangements that are appropriate to be used for the purposes of variable remuneration
Commission Delegated Regulation (EU) 2021/2155 of 13 August 2021 supplementing Directive (EU) 2019/2034 of the European Parliament and of the Council with regard to regulatory technical standards specifying the classes of instruments that adequately reflect the credit quality of the investment firm as a going concern and possible alternative arrangements that are appropriate to be used for the purposes of variable remuneration
24 February 2022
Corrigendum to Regulation (EU) 2019/2033 of the European Parliament and of the Council of 27 November 2019 on the prudential requirements of investment firms and amending Regulations (EU) No 1093/2010, (EU) No 575/2013, (EU) No 600/2014 and (EU) No 806/2014
Corrigendum to Regulation (EU) 2019/2033 of the European Parliament and of the Council of 27 November 2019 on the prudential requirements of investment firms and amending Regulations (EU) No 1093/2010, (EU) No 575/2013, (EU) No 600/2014 and (EU) No 806/2014
04 March 2021
Regulation (EU) 2019/2033 of the European Parliament and of the Council of 27 November 2019 on the prudential requirements of investment firms and amending Regulations (EU) No 1093/2010, (EU) No 575/2013, (EU) No 600/2014 and (EU) No 806/2014
Regulation (EU) 2019/2033 of the European Parliament and of the Council of 27 November 2019 on the prudential requirements of investment firms and amending Regulations (EU) No 1093/2010, (EU) No 575/2013, (EU) No 600/2014 and (EU) No 806/2014
06 March 2020
Corrigendum to Directive (EU) 2019/2034 of the European Parliament and of the Council of 27 November 2019 on the prudential supervision of investment firms and amending Directives 2002/87/EC, 2009/65/EC, 2011/61/EU, 2013/36/EU, 2014/59/EU and 2014/65/EU
Corrigendum to Directive (EU) 2019/2034 of the European Parliament and of the Council of 27 November 2019 on the prudential supervision of investment firms and amending Directives 2002/87/EC, 2009/65/EC, 2011/61/EU, 2013/36/EU, 2014/59/EU and 2014/65/EU
04 March 2021
Directive (EU) 2019/2034 of the European Parliament and of the Council of 27 November 2019 on the prudential supervision of investment firms and amending Directives 2002/87/EC, 2009/65/EC, 2011/61/EU, 2013/36/EU, 2014/59/EU and 2014/65/EU
Directive (EU) 2019/2034 of the European Parliament and of the Council of 27 November 2019 on the prudential supervision of investment firms and amending Directives 2002/87/EC, 2009/65/EC, 2011/61/EU, 2013/36/EU, 2014/59/EU and 2014/65/EU
06 March 2020
CRD/CRR
Regulation (EU) 2019/876 of the European Parliament and of the Council of 20 May 2019 amending Regulation (EU) No 575/2013 as regards the leverage ratio, the net stable funding ratio, requirements for own funds and eligible liabilities, counterparty credit risk, market risk, exposures to central counterparties, exposures to collective investment undertakings, large exposures, reporting and disclosure requirements, and Regulation (EU) No 648/2012
Regulation (EU) 2019/876 of the European Parliament and of the Council of 20 May 2019 amending Regulation (EU) No 575/2013 as regards the leverage ratio, the net stable funding ratio, requirements for own funds and eligible liabilities, counterparty credit risk, market risk, exposures to central counterparties, exposures to collective investment undertakings, large exposures, reporting and disclosure requirements, and Regulation (EU) No 648/2012
28 June 2021
Directive (EU) 2019/878 of the European Parliament and of the Council of 20 May 2019 amending Directive 2013/36/EU as regards exempted entities, financial holding companies, mixed financial holding companies, remuneration, supervisory measures and powers and capital conservation measures
Directive (EU) 2019/878 of the European Parliament and of the Council of 20 May 2019 amending Directive 2013/36/EU as regards exempted entities, financial holding companies, mixed financial holding companies, remuneration, supervisory measures and powers and capital conservation measures
28 June 2021
CRR - Regulation No. 575-2013 on prudential requirements for credit institutions and investment firms mending Regulation (EU) No 648-2012
CRR - Regulation No. 575-2013 on prudential requirements for credit institutions and investment firms mending Regulation (EU) No 648-2012
27 June 2013
Corrigendum to Regulation (EU) No 575/2013
Corrigendum to Regulation (EU) No 575/2013
CRD IV- Directive 2013-36-EU on access to the activity of credit institutions and the prudential supervision of credit institutions
CRD IV- Directive 2013-36-EU on access to the activity of credit institutions and the prudential supervision of credit institutions
27 June 2013
Corrigendum to Directive 2013/36/EU
Corrigendum to Directive 2013/36/EU
CYSEC Q&A'S AND OPINIONS
FORMS
Form 165-04 Application for Prudential Permissions
Form 165-04 Application for Prudential Permissions
22 June 2022
Form 165-03 Prudential Supervision Information
Form 165-03 Prudential Supervision Information
23 June 2022
Form 165-01 reporting for class 2 CIFs – for submissions of December 2021 onwards
Form 165-01 reporting for class 2 CIFs – for submissions of December 2021 onwards
26 January 2022
Form 165-02 reporting for class 3 CIFs – for submissions of December 2021 onwards
Form 165-02 reporting for class 3 CIFs – for submissions of December 2021 onwards
26 January 2022
PRACTICAL GUIDES
Practical Guide for the submission of the prudential forms under IFR/IFD
Practical Guide for the submission of the prudential forms under IFR/IFD
26 January 2022
Practical guide for the implementation of IFR/IFD
Practical guide for the implementation of IFR/IFD
26 January 2022
TRANSPOSITION TABLES
Transposition table for Directive 2013/36/EU (‘CRDV’) – (available only in greek)
Transposition table for Directive 2013/36/EU (‘CRDV’) – (available only in greek)
15 February 2022
Transposition table for Directive 2019/2034 (‘IFD’) – (available only in greek)
Transposition table for Directive 2019/2034 (‘IFD’) – (available only in greek)
15 February 2022
PUBLICATION REQUIREMENTS
Supervisory Disclosures
Supervisory Disclosures
12 October 2022
REPEALED REGULATORY FRAMEWORK
Consolidation οf Directives DI144-2014-14 and DI144-2014-14(A) for the prudential supervision of Investment Firms
Consolidation οf Directives DI144-2014-14 and DI144-2014-14(A) for the prudential supervision of Investment Firms
27 October 2016
DI144-2014-14(Α) for the prudential supervision of Investment Firms (Greek only).
DI144-2014-14(Α) for the prudential supervision of Investment Firms (Greek only).
01 August 2016
Directive DI144-2007-16 regarding the prudential supervision of CIFs excluded from the scope of Regulation (EU) No. 575/2013 (available in Greek)
Directive DI144-2007-16 regarding the prudential supervision of CIFs excluded from the scope of Regulation (EU) No. 575/2013 (available in Greek)
12 October 2017
Directive DI144-2014-15 on the discretions of the Cyprus Securities and Exchange Commission arising from Regulation (EU) No 575/2013
Directive DI144-2014-15 on the discretions of the Cyprus Securities and Exchange Commission arising from Regulation (EU) No 575/2013
19 December 2014
Directive DI144-2014-14 for the prudential supervision of Investment Firms
Directive DI144-2014-14 for the prudential supervision of Investment Firms
19 December 2014
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