Cyprus Securities and Exchange Commission | CIRCULARS CIF
CIRCULARS CIF
HOME THE COMMISSIONTHE COMMISSION PUBLIC INFORMATIONPUBLIC INFORMATION REGULATED ENTITIESREGULATED ENTITIES REGULATORY FRAMEWORKREGULATORY FRAMEWORK INVESTOR PROTECTIONINVESTOR PROTECTION
CONTACT US  |  LINKS  |   EL / EN |
CIRCULARS CIF
Search:
C465 - Revised EBA Guidelines on ML/TF risk factors
C465 - Revised EBA Guidelines on ML/TF risk factors
11 August 2021
C463 - Consultation of the European Banking Authority on new draft Guidelines on the role of anti-money laundering and countering the financing of terrorism (AML/CFT) compliance officers
C463 - Consultation of the European Banking Authority on new draft Guidelines on the role of anti-money laundering and countering the financing of terrorism (AML/CFT) compliance officers
05 August 2021
C464 - Practical Guide on the implementation of the new prudential framework of Investment Firms (IFD/IFR), publication and testing submission of the new reporting forms under IFD/IFR
C464 - Practical Guide on the implementation of the new prudential framework of Investment Firms (IFD/IFR), publication and testing submission of the new reporting forms under IFD/IFR
04 August 2021
C462 - Prudential treatment of crypto assets and enhancement of risk management procedures associated with crypto assets
C462 - Prudential treatment of crypto assets and enhancement of risk management procedures associated with crypto assets
03 August 2021
C461 - Reporting under Regulation on OTC Derivatives, Central Counterparties and Trade Repositories (‘EMIR’) - zero net positions
C461 - Reporting under Regulation on OTC Derivatives, Central Counterparties and Trade Repositories (‘EMIR’) - zero net positions
30 July 2021
C458 - Enhancement of procedures regarding safeguarding of client funds held by CIFs
C458 - Enhancement of procedures regarding safeguarding of client funds held by CIFs
14 July 2021
C456 - Registration of the first Securitisation Repositories (‘SRs’) under Regulation (EU) 2017/2402 (the ‘Securitisation Regulation’)
C456 - Registration of the first Securitisation Repositories (‘SRs’) under Regulation (EU) 2017/2402 (the ‘Securitisation Regulation’)
02 July 2021
C453 to Cyprus Investment Firms – Quarterly Statistics (Form QST-CIF) – 30/06/2021 Submission
C453 to Cyprus Investment Firms – Quarterly Statistics (Form QST-CIF) – 30/06/2021 Submission
01 July 2021
C452 to Cyprus Investment Firms - New Form CB-CIF, Freedom to Provide Investment Services and Activities (Cross Border Activity)
C452 to Cyprus Investment Firms - New Form CB-CIF, Freedom to Provide Investment Services and Activities (Cross Border Activity)
23 June 2021
C451 CIFs regarding RBS-F – Electronic Submission of 2020 Information
C451 CIFs regarding RBS-F – Electronic Submission of 2020 Information
19 May 2021
C449 – to Cyprus Investment Firms regarding the payable annual fees for 2020 (Form 87-03-01) – Change of submission deadline
C449 – to Cyprus Investment Firms regarding the payable annual fees for 2020 (Form 87-03-01) – Change of submission deadline
19 May 2021
C447 - ESMA Guidelines (ESMA35-36-1952) on certain aspects of the MiFID II compliance function requirements
C447 - ESMA Guidelines (ESMA35-36-1952) on certain aspects of the MiFID II compliance function requirements
17 May 2021
C444 - ESMA Guidelines on Reporting under Articles 4 and 12 of Regulation (EU) 2015/2365 (SFTR) (Ref. ESMA-70-151- 2838)
C444 - ESMA Guidelines on Reporting under Articles 4 and 12 of Regulation (EU) 2015/2365 (SFTR) (Ref. ESMA-70-151- 2838)
14 May 2021
C445 - Extension of reporting/notification deadlines
C445 - Extension of reporting/notification deadlines
26 April 2021
C437 - Common weaknesses/deficiencies and good practices identified during the onsite inspections performed in relation to the prevention of money laundering and terrorist financing
C437 - Common weaknesses/deficiencies and good practices identified during the onsite inspections performed in relation to the prevention of money laundering and terrorist financing
21 April 2021
C436 - Findings of the assessment of Compliance Officers’ Annual Reports and the Internal Audit Reports on the prevention of money laundering and terrorist financing
C436 - Findings of the assessment of Compliance Officers’ Annual Reports and the Internal Audit Reports on the prevention of money laundering and terrorist financing
21 April 2021
C442 - Updates regarding the new prudential framework for Investment Firms (IFD/IFR) and CySEC’s Data collection exercise
C442 - Updates regarding the new prudential framework for Investment Firms (IFD/IFR) and CySEC’s Data collection exercise
21 April 2021
C441 - Common deficiencies and good practices identified through desk-based reviews regarding certain aspects of the compliance function requirements of the Investment Services and Activities and Regulated Markets Law (‘the Law’)
C441 - Common deficiencies and good practices identified through desk-based reviews regarding certain aspects of the compliance function requirements of the Investment Services and Activities and Regulated Markets Law (‘the Law’)
07 April 2021
C440 - Cyprus Investment Firms – Quarterly Statistics, Form QST-CIF – Revised Form
C440 - Cyprus Investment Firms – Quarterly Statistics, Form QST-CIF – Revised Form
02 April 2021
C435 - Requirements of the Czech National Bank (the ‘CNB’) regarding the provision of investment services/activities in the territory of Czech Republic
C435 - Requirements of the Czech National Bank (the ‘CNB’) regarding the provision of investment services/activities in the territory of Czech Republic
24 March 2021
C433 - Requirements of the Portuguese Securities and Exchange Commission (the ‘CMVM’) regarding the appointment of tied agents in the territory of Portugal
C433 - Requirements of the Portuguese Securities and Exchange Commission (the ‘CMVM’) regarding the appointment of tied agents in the territory of Portugal
16 March 2021
C432 - Opinion of the European Banking Authority on the risks of money laundering and terrorist financing affecting the European Union’s financial sector
C432 - Opinion of the European Banking Authority on the risks of money laundering and terrorist financing affecting the European Union’s financial sector
16 March 2021
C431 - ESMA launches a Common Supervisory Approach with NCAs on MiFID II Product Governance rules
C431 - ESMA launches a Common Supervisory Approach with NCAs on MiFID II Product Governance rules
10 March 2021
C430 - Requirements of the Portuguese Securities and Exchange Commission (‘the CMVM’) regarding the promotion, distribution and marketing of PRIIPs in the territory of Portugal
C430 - Requirements of the Portuguese Securities and Exchange Commission (‘the CMVM’) regarding the promotion, distribution and marketing of PRIIPs in the territory of Portugal
10 March 2021
 |<  < 1 - 2 - 3 - 4 - 5 - 6 - 7 - 8 - 9 - 10  >  >| 
THE COMMISION
BOARD
VISION, MISSION & RESPONSIBILITIES
STRUCTURE
INTERNATIONAL AFFAIRS
INNOVATION HUB
BREXIT INFORMATION HUB
SUSTAINABLE FINANCE
SEMINARS & LECTURES
CONFERENCES
ANNUAL REPORTS
FINANCIAL STATEMENTS
PAYABLE FEES
INVITATION OF TENDERS
SOCIAL RESPONSIBILITY
RECRUITMENT
PUBLIC HOLIDAYS
CONTACT US
PUBLIC INFORMATION
BOARD DECISIONS
ANNOUNCEMENTS
POLICY STATEMENTS
CIRCULARS
WARNINGS TO INVESTORS
PRACTICAL GUIDES
CONSULTATION PAPERS
SANCTIONS
CERTIFICATIONS AND SEMINARS
SEMINARS & TRAINING
COURT DECISIONS
STATISTICAL PUBLICATIONS
ADMINISTRATIVE SANCTIONS
REGULATED ENTITIES
AIF MANAGEMENT COMPANIES
INVESTMENT FIRMS
UCITS & MANAGEMENT COMPANIES
AIFM & MANCO
AIF
REGULATED MARKETS
ISSUERS
ASP
CRYPTO ASSET SERVICES PROVIDERS (CASP)
DIGITAL SIGNATURE/SUBMISSION
RISK BASED SUPERVISION FRAMEWORK
REGULATORY FRAMEWORK
SERVICES AND MARKETS
COLLECTIVE INVESTMENT AND MANAGERS
ISSUERS AND SECURITIES
MARKET ABUSE
BENCHMARKS
PREVENTION OF MONEY LAUNDERING AND FINANCI...
PRIIPs
CySEC LAW
ΕΛΛΗΝΙΚΑ CONTACT USINVESTOR PROTECTIONLINKSRSS SERVICESITEMAPTERMS & CONDITIONSTHE COMMISSION
© Copyright, All Rights Reserved. | DESIGNED & DEVELOPED BY DOT.CY DEVELOPMENTS LTD.