| Announcement Date: |
02 Jun. 2020 |
Board Decision Date: 22 Jun. 2020 |
| Regarding: |
Glenfinnian Bond Designated Activity Company και Pulteney Bond Designated Activity Company |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of trading of issuer bonds |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
02 Jun. 2020 |
Board Decision Date: 26 May. 2020 |
| Regarding: |
Aias Investment Public Ltd and Harvest Capital Management Public Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets |
| Subject: |
Suspension of trading of shares |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
02 Jun. 2020 |
Board Decision Date: 26 May. 2020 |
| Regarding: |
Cyprus Trading Corporation Plc, Woolworth (Cyprus) Properties Plc, Ermes Department Stores Plc, Isxis Investment Public Ltd, Regallia Holdings & Investments Public Ltd, Jupiter Portfolio Investments Public Company Ltd, Dodoni Portfolio Investments Public Company Ltd, Elma Holdings Public Company Ltd and Liberty Life Insurance Public Company Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of trading of shares |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
01 Jun. 2020 |
Board Decision Date: 01 Jun. 2020 |
| Regarding: |
Magnum FX (Cyprus) Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Partial suspension of CIF license |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
01 Jun. 2020 |
Board Decision Date: 01 Jun. 2020 |
| Regarding: |
F1Markets Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Partial suspension of CIF license |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
01 Jun. 2020 |
Board Decision Date: 01 Jun. 2020 |
| Regarding: |
Hoch Capital Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of CIF license |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
01 Jun. 2020 |
Board Decision Date: 01 Jun. 2020 |
| Regarding: |
Rodeler Limited |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of CIF license |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
29 May. 2020 |
Board Decision Date: 09 Mar. 2020 |
| Regarding: |
Indication Investments Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Settlement €160.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
28 May. 2020 |
Board Decision Date: 22 May. 2020 |
| Regarding: |
Atlantic Insurance Company Public Ltd |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Exception from a mandatory obligation to submit to takeover bid |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
20 May. 2020 |
Board Decision Date: 13 May. 2020 |
| Regarding: |
Optionrally Financial Services Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of CIF authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
13 May. 2020 |
Board Decision Date: 07 Oct. 2019 |
| Regarding: |
Yaroslav Martynenko, Evgenios Martinides |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Administrative sanctions |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
11 May. 2020 |
Board Decision Date: 06 May. 2020 |
| Regarding: |
Rolandos Enterprises Public Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of trading of issuer shares |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
10 Apr. 2020 |
Board Decision Date: 03 Apr. 2020 |
| Regarding: |
AMG Kapital Limited |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of CIF authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
09 Apr. 2020 |
Board Decision Date: 03 Apr. 2020 |
| Regarding: |
LEON MFO INVESTMENTS LIMITED |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law
The Alternative Investment Fund Managers Law |
| Subject: |
Withdrawal of CIF authorisation Granting of AIFM authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
08 Apr. 2020 |
Board Decision Date: 08 Apr. 2020 |
| Regarding: |
Belight Capital Group Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of CIF license |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
02 Apr. 2020 |
Board Decision Date: 02 Apr. 2020 |
| Regarding: |
UGL Exchange Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of CIF licence |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
27 Mar. 2020 |
Board Decision Date: 17 Mar. 2020 |
| Regarding: |
AFX Capital Markets Ltd |
| Legislation: |
The Investor Compensation Fund Directive |
| Subject: |
Initiation of the compensation payment process by the Investor Compensation Fund (I.C.F.) |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Mar. 2020 |
Board Decision Date: 09 Mar. 2020 |
| Regarding: |
ZHITANG BIG BANG FUND LTD |
| Legislation: |
The Alternative Investment Funds Law |
| Subject: |
Withdrawal of AIFLNP authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Mar. 2020 |
Board Decision Date: 09 Mar. 2020 |
| Regarding: |
M.G.T.M. Financial Services Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of CIF authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
06 Mar. 2020 |
Board Decision Date: 06 Mar. 2020 |
| Regarding: |
Prior Capital Cy Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of CIF licence |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
04 Mar. 2020 |
Board Decision Date: 24 Feb. 2020 |
| Regarding: |
Rolandos Enterprises Public Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets |
| Subject: |
Suspension of trading of issuer shares |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
28 Feb. 2020 |
Board Decision Date: 24 Feb. 2020 |
| Regarding: |
Cyprus Trading Corporation Plc, Woolworth (Cyprus) Properties Plc, Ermes Department Stores Plc, Αίαντας Επενδυτική Δημόσια Λτδ, Ισχύς Επενδυτική Δημόσια Λτδ, Regallia Holdings & Investments Public Ltd, Harvest Capital Management Public Ltd, Jupiter Portfolio Investments Public Company Ltd, Δωδώνη Επενδύσεις Χαρτοφυλακίου Δημόσια Εταιρεία Λτδ, Elma Holdings Public Company Ltd and Liberty Life Insurance Public Company Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of trading of shares |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
21 Feb. 2020 |
Board Decision Date: 16 Dec. 2019 |
| Regarding: |
LT Hamilton Ltd |
| Legislation: |
Law Regulating Companies Providing Administrative Services and Related Matters |
| Subject: |
Withdrawal of an ASP authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
11 Feb. 2020 |
Board Decision Date: 03 Feb. 2020 |
| Regarding: |
Evolve Private Equity Fund Ltd |
| Legislation: |
The Alternative Investment Funds Law |
| Subject: |
Withdrawal of AIFLNP authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
05 Feb. 2020 |
Board Decision Date: 27 Jan. 2020 |
| Regarding: |
Whotrades Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of CIF authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
23 Jan. 2020 |
Board Decision Date: 13 Jan. 2020 |
| Regarding: |
Ellinas Finance Public Company Limited |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Exception from a mandatory obligation to submit to takeover bid |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
22 Jan. 2020 |
Board Decision Date: 13 Jan. 2020 |
| Regarding: |
Stocks Forex AF Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of CIF license |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
14 Jan. 2020 |
Board Decision Date: 07 Oct. 2019 |
| Regarding: |
PFX Financial Professionals Ltd |
| Legislation: |
The Investor Compensation Fund Directive |
| Subject: |
Initiation of the compensation payment process by the Investor Compensation Fund for Clients of IFs (I.C.F) |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
13 Jan. 2020 |
Board Decision Date: 16 Sep. 2019 |
| Regarding: |
Solid Financial Services Limited |
| Legislation: |
The Cyprus Securities and Exchange Commission Law of 2009, EMIR Regulation (EU) no. 648/2012 |
| Subject: |
Total fine €10.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
09 Jan. 2020 |
Board Decision Date: 09 Dec. 2019 |
| Regarding: |
Aias Investment Public Ltd, Jupiter Portfolio Investments Public Company Ltd, Cyprus Trading Corporation Plc, Dodoni Portfolio Investments Public Company Ltd, Elma Holdings Public Company Ltd, Ermes Department Stores Plc, Woolworth (Cyprus) Properties Plc, Isxis Investment Public Ltd, Harvest Capital Management Public Ltd, Liberty Life Insurance Public Company Ltd, A.L. Prochoice Group Public Ltd and Regallia Holdings & Investments Public Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of trading of shares |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
23 Dec. 2019 |
Board Decision Date: 16 Dec. 2019 |
| Regarding: |
Management Company KMG Capital Markets Ltd |
| Legislation: |
The Open-Ended Undertakings for Collective Investment Law |
| Subject: |
Withdrawal of Management Company license |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
23 Dec. 2019 |
Board Decision Date: 23 Dec. 2019 |
| Regarding: |
DAWEDA EXCHANGE LIMITED |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of CIF license |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
20 Dec. 2019 |
Board Decision Date: 16 Dec. 2019 |
| Regarding: |
Invalt Variable Capital Investment Company Ltd |
| Legislation: |
The Alternative Investment Funds Law |
| Subject: |
Withdrawal of AIFLNP authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
20 Dec. 2019 |
Board Decision Date: 09 Dec. 2019 |
| Regarding: |
NTFX Capital Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of CIF authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
20 Dec. 2019 |
Board Decision Date: 09 Dec. 2019 |
| Regarding: |
Amathus Public Limited |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Exception from a mandatory obligation to submit to takeover bid |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
17 Dec. 2019 |
Board Decision Date: 09 Dec. 2019 |
| Regarding: |
Ch. Charilaou Group Plc |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Extension for the acquisition of shares following the granting of an exception to submit a mandatory takeover bid |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
17 Dec. 2019 |
Board Decision Date: 09 Dec. 2019 |
| Regarding: |
P.C.M. Advisers Limited |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of CIF authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
13 Dec. 2019 |
Board Decision Date: 09 Dec. 2019 |
| Regarding: |
VC Larix AIFLNP LP |
| Legislation: |
The Alternative Investment Funds Law |
| Subject: |
Withdrawal of AIFLNP authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
10 Dec. 2019 |
Board Decision Date: 25 Nov. 2019 |
| Regarding: |
Louis Plc |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Exception from a mandatory obligation to submit to takeover bid |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
25 Nov. 2019 |
Board Decision Date: 22 Nov. 2019 |
| Regarding: |
ITS Interactive Trust Services Cyprus Ltd (ex. Lewben Cyprus Limited) |
| Legislation: |
The Regulating Companies Providing Administrative Services and Related Matters Law |
| Subject: |
Suspension of ASP licence |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
25 Nov. 2019 |
Board Decision Date: 18 Nov. 2019 |
| Regarding: |
Lykke Cyprus Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of CIF authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
22 Nov. 2019 |
Board Decision Date: 18 Nov. 2019 |
| Regarding: |
UCP Asset Management Limited |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of CIF authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
21 Nov. 2019 |
Board Decision Date: 08 Nov. 2019 |
| Regarding: |
AMFF Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of CIF authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
19 Nov. 2019 |
Board Decision Date: 18 Nov. 2019 |
| Regarding: |
Centralspot Trading Limited |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Recall of suspension of CIF authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
14 Nov. 2019 |
Board Decision Date: 08 Nov. 2019 |
| Regarding: |
Fidelisco Capital Markets Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of CIF authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
08 Nov. 2019 |
Board Decision Date: 07 Nov. 2019 |
| Regarding: |
Centralspot Trading Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of CIF licence |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
05 Nov. 2019 |
Board Decision Date: 27 May. 2019 |
| Regarding: |
Blaustein Corporate Services Ltd |
| Legislation: |
Law Regulating Companies Providing Administrative Services and Related Matters |
| Subject: |
Withdrawal of an ASP authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
04 Nov. 2019 |
Board Decision Date: 07 Oct. 2019 |
| Regarding: |
IGM Forex Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Recall of suspension of CIF authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
03 Oct. 2019 |
Board Decision Date: 22 Jul. 2019 |
| Regarding: |
Ch. Charilaou Group Plc, Karyes Investment Public Company Ltd and Agroton Public Ltd |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fines |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
30 Sep. 2019 |
Board Decision Date: 09 Sep. 2019 |
| Regarding: |
AGENTRISK EUROPE LIMITED |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of CIF authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|