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MAIN LEGISLATION
Amending L. 18(Ι)/2023 regarding the Provision of Investment Services, the exercise of investment activities and the operation of regulated markets (only in Greek)
Amending L. 18(Ι)/2023 regarding the Provision of Investment Services, the exercise of investment activities and the operation of regulated markets (only in Greek)
19 April 2023
The Investment Services and Activities and Regulated Markets Law (unofficial consolidation until L.18(Ι)/2023) (only in Greek)
The Investment Services and Activities and Regulated Markets Law (unofficial consolidation until L.18(Ι)/2023) (only in Greek)
13 April 2023
Amending L. 9(Ι)/2022 regarding the provision of investment services, the exercise of investment activities and the operation of regulated markets (only in Greek)
Amending L. 9(Ι)/2022 regarding the provision of investment services, the exercise of investment activities and the operation of regulated markets (only in Greek)
08 March 2022
Amending L. 159(Ι)/2021 regarding the provision of investment services, the exercise of investment activities and the operation of regulated markets (only in Greek)
Amending L. 159(Ι)/2021 regarding the provision of investment services, the exercise of investment activities and the operation of regulated markets (only in Greek)
10 November 2021
Amending L. 29(Ι)/2021 regarding the provision of investment services, the exercise of investment activities and the operation of regulated markets – amendment of L. 144(I)/2007 (only in Greek)
Amending L. 29(Ι)/2021 regarding the provision of investment services, the exercise of investment activities and the operation of regulated markets – amendment of L. 144(I)/2007 (only in Greek)
13 May 2021
Amending L. 91(I)/2021 regarding the provision of investment services, the exercise of investment activities and the operation of regulated markets (only in Greek)
Amending L. 91(I)/2021 regarding the provision of investment services, the exercise of investment activities and the operation of regulated markets (only in Greek)
11 May 2021
Amending L. 78(I)/2021 regarding the provision of investment services, the exercise of investment activities and the operation of regulated markets (only in Greek)
Amending L. 78(I)/2021 regarding the provision of investment services, the exercise of investment activities and the operation of regulated markets (only in Greek)
11 May 2021
Amending L. 44(Ι)/2020 regarding the provision of investment services, the exercise of investment activities and the operation of regulated markets (μόνο ελληνικά)
Amending L. 44(Ι)/2020 regarding the provision of investment services, the exercise of investment activities and the operation of regulated markets (μόνο ελληνικά)
30 June 2020
L. 87(I)/2017 regarding the provision of investment services, the exercise of investment activities and the operation of regulated markets
L. 87(I)/2017 regarding the provision of investment services, the exercise of investment activities and the operation of regulated markets
30 October 2017
Regulation (EU) No 600-2014 on markets in financial instruments and amending Regulation (EU) No 648-2012 (MiFIR)
Regulation (EU) No 600-2014 on markets in financial instruments and amending Regulation (EU) No 648-2012 (MiFIR)
29 May 2015
MIFID II
Commission Implementing Regulation (EU) 2017/2382 with regard to standard forms, templates and procedures for the transmission of information
Commission Implementing Regulation (EU) 2017/2382 with regard to standard forms, templates and procedures for the transmission of information
22 February 2018
Commission Delegated Regulation (EU) 2017/1946 for an exhaustive list of information to be included by proposed acquirers in the notification of a proposed acquisition of a qualifying holding in an investment firm
Commission Delegated Regulation (EU) 2017/1946 for an exhaustive list of information to be included by proposed acquirers in the notification of a proposed acquisition of a qualifying holding in an investment firm
27 November 2017
Commission Implementing Regulation (EU) 2017/1945 laying down implementing technical standards with regard to notifications by and to applicant and authorised investment firms
Commission Implementing Regulation (EU) 2017/1945 laying down implementing technical standards with regard to notifications by and to applicant and authorised investment firms
27 November 2017
Commission Implementing Regulation (EU) 2017/1944 for the consultation process between relevant competent authorities in relation to the notification of a proposed acquisition of a qualifying holding in an investment firm
Commission Implementing Regulation (EU) 2017/1944 for the consultation process between relevant competent authorities in relation to the notification of a proposed acquisition of a qualifying holding in an investment firm
27 November 2017
Commission Delegated Regulation (EU) 2017/1943 on information and requirements for the authorisation of investment firms
Commission Delegated Regulation (EU) 2017/1943 on information and requirements for the authorisation of investment firms
24 November 2017
Commission Implementing Regulation (EU) 2016/824 with regard to the content and format of the description of the functioning of multilateral trading facilities and organised trading facilities and the notification to the ESMA
Commission Implementing Regulation (EU) 2016/824 with regard to the content and format of the description of the functioning of multilateral trading facilities and organised trading facilities and the notification to the ESMA
12 July 2017
Commission Delegated Regulation (EU) 2017/565 with regard to organisational requirements and operating conditions for CIFs
Commission Delegated Regulation (EU) 2017/565 with regard to organisational requirements and operating conditions for CIFs
29 June 2017
Commission Delegated Regulation (EU) 2017/566 with regard to regulatory technical standards for the ratio of unexecuted orders to transactions in order to prevent disorderly trading conditions
Commission Delegated Regulation (EU) 2017/566 with regard to regulatory technical standards for the ratio of unexecuted orders to transactions in order to prevent disorderly trading conditions
29 June 2017
Commission Delegated Regulation (EU) 2017/568 with regard to regulatory technical standards for the admission of financial instruments to trading on regulated markets
Commission Delegated Regulation (EU) 2017/568 with regard to regulatory technical standards for the admission of financial instruments to trading on regulated markets
29 June 2017
Commission Delegated Regulation (EU) 2017/569 with regard to regulatory technical standards for the suspension and removal of financial instruments from trading
Commission Delegated Regulation (EU) 2017/569 with regard to regulatory technical standards for the suspension and removal of financial instruments from trading
29 June 2017
Commission Delegated Regulation (EU) 2017/570 with regard to regulatory technical standards for the determination of a material market in terms of liquidity in relation to notifications of a temporary halt in trading
Commission Delegated Regulation (EU) 2017/570 with regard to regulatory technical standards for the determination of a material market in terms of liquidity in relation to notifications of a temporary halt in trading
29 June 2017
Commission Delegated Regulation (EU) 2017/571 with regard to regulatory technical standards on the authorisation, organisational requirements and the publication of transactions for data reporting services providers
Commission Delegated Regulation (EU) 2017/571 with regard to regulatory technical standards on the authorisation, organisational requirements and the publication of transactions for data reporting services providers
29 June 2017
Commission Delegated Regulation (EU) 2017/573 with regard to regulatory technical standards on requirements to ensure fair and non-discriminatory co-location services and fee structures
Commission Delegated Regulation (EU) 2017/573 with regard to regulatory technical standards on requirements to ensure fair and non-discriminatory co-location services and fee structures
29 June 2017
Commission Delegated Regulation (EU) 2017/574 with regard to regulatory technical standards for the level of accuracy of business clocks
Commission Delegated Regulation (EU) 2017/574 with regard to regulatory technical standards for the level of accuracy of business clocks
29 June 2017
Commission Delegated Regulation (EU) 2017/575 with regard to regulatory technical standards concerning the data to be published by execution venues on the quality of execution of transactions
Commission Delegated Regulation (EU) 2017/575 with regard to regulatory technical standards concerning the data to be published by execution venues on the quality of execution of transactions
29 June 2017
Commission Delegated Regulation (EU) 2017/576 with regard to regulatory technical standards for the annual publication by investment firms of information on the identity of execution venues and on the quality of execution
Commission Delegated Regulation (EU) 2017/576 with regard to regulatory technical standards for the annual publication by investment firms of information on the identity of execution venues and on the quality of execution
29 June 2017
Commission Delegated Regulation (EU) 2017/578 with regard to regulatory technical standards specifying the requirements on market making agreements and schemes
Commission Delegated Regulation (EU) 2017/578 with regard to regulatory technical standards specifying the requirements on market making agreements and schemes
29 June 2017
Commission Delegated Regulation (EU) 2017/584 with regard to regulatory technical standards specifying organisational requirements of trading venues
Commission Delegated Regulation (EU) 2017/584 with regard to regulatory technical standards specifying organisational requirements of trading venues
29 June 2017
Commission Delegated Regulation (EU) 2017/586 with regard to regulatory technical standards for the exchange of information between competent authorities when cooperating in supervisory activities, on-the-spot verifications and investigations
Commission Delegated Regulation (EU) 2017/586 with regard to regulatory technical standards for the exchange of information between competent authorities when cooperating in supervisory activities, on-the-spot verifications and investigations
29 June 2017
Commission Delegated Regulation (EU) 2017/588 with regard to regulatory technical standards on the tick size regime for shares, depositary receipts and exchange-traded funds
Commission Delegated Regulation (EU) 2017/588 with regard to regulatory technical standards on the tick size regime for shares, depositary receipts and exchange-traded funds
29 June 2017
Commission Delegated Regulation (EU) 2017/589 with regard to regulatory technical standards specifying the organisational requirements of investment firms engaged in algorithmic trading
Commission Delegated Regulation (EU) 2017/589 with regard to regulatory technical standards specifying the organisational requirements of investment firms engaged in algorithmic trading
29 June 2017
Commission Delegated Regulation (EU) 2017/591 with regard to regulatory technical standards for the application of position limits to commodity derivatives
Commission Delegated Regulation (EU) 2017/591 with regard to regulatory technical standards for the application of position limits to commodity derivatives
29 June 2017
Commission Delegated Regulation (EU) 2017/592 with regard to regulatory technical standards for the criteria to establish when an activity is considered to be ancillary to the main business
Commission Delegated Regulation (EU) 2017/592 with regard to regulatory technical standards for the criteria to establish when an activity is considered to be ancillary to the main business
29 June 2017
Commission Implementing Regulation (EU) 2017/953 laying down implementing technical standards with regard to the format and the timing of position reports by investment firms and market operators of trading venues pursuant to Directive 2014/65/EU
Commission Implementing Regulation (EU) 2017/953 laying down implementing technical standards with regard to the format and the timing of position reports by investment firms and market operators of trading venues pursuant to Directive 2014/65/EU
18 July 2017
Commission Implementing Regulation (EU) 2017/980 laying down implementing technical standards with regard to standard forms, templates and procedures for cooperation in supervisory activities, for on-site verifications, and investigations and exchange of information between competent authorities in accordance with Directive 2014/65/EU
Commission Implementing Regulation (EU) 2017/980 laying down implementing technical standards with regard to standard forms, templates and procedures for cooperation in supervisory activities, for on-site verifications, and investigations and exchange of information between competent authorities in accordance with Directive 2014/65/EU
18 July 2017
Commission Implementing Regulation (EU) 2017/981 laying down implementing technical standards with regard to standard forms, templates and procedures for the consultation of other competent authorities prior to granting an authorisation
Commission Implementing Regulation (EU) 2017/981 laying down implementing technical standards with regard to standard forms, templates and procedures for the consultation of other competent authorities prior to granting an authorisation
12 July 2017
Commission Implementing Regulation (EU) 2017/988 laying down implementing technical standards with regard to standard forms, templates and procedures for cooperation arrangements in respect of a trading venue whose operations are of substantial importance in a host Member State
Commission Implementing Regulation (EU) 2017/988 laying down implementing technical standards with regard to standard forms, templates and procedures for cooperation arrangements in respect of a trading venue whose operations are of substantial importance in a host Member State
18 July 2017
Commission Implementing Regulation (EU) 2017/1005 laying down implementing technical standards with regard to the format and timing of the communications and the publication of the suspension and removal of financial instruments pursuant to Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments
Commission Implementing Regulation (EU) 2017/1005 laying down implementing technical standards with regard to the format and timing of the communications and the publication of the suspension and removal of financial instruments pursuant to Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments
18 July 2017
Commission Delegated Regulation (EU) 2017/1018 specifying information to be notified by investment firms, market operators and credit institutions
Commission Delegated Regulation (EU) 2017/1018 specifying information to be notified by investment firms, market operators and credit institutions
12 July 2017
Commission Implementing Regulation (EU) 2017/1093 laying down implementing technical standards with regard to the format of position reports by investment firms and market operators
Commission Implementing Regulation (EU) 2017/1093 laying down implementing technical standards with regard to the format of position reports by investment firms and market operators
18 July 2017
Commission Implementing Regulation (EU) 2017/1110 laying down implementing technical standards with regard to the standard forms, templates and procedures for the authorisation of data reporting services providers and related notifications pursuant to Directive 2014/65/EU
Commission Implementing Regulation (EU) 2017/1110 laying down implementing technical standards with regard to the standard forms, templates and procedures for the authorisation of data reporting services providers and related notifications pursuant to Directive 2014/65/EU
18 July 2017
Commission Implementing Regulation (EU) 2017/1111 laying down implementing technical standards with regard to procedures and forms for submitting information on sanctions and measures
Commission Implementing Regulation (EU) 2017/1111 laying down implementing technical standards with regard to procedures and forms for submitting information on sanctions and measures
12 July 2017
MIFIR
Commission Delegated Regulation (EU) 2016/2020 on criteria for determining whether derivatives subject to the clearing obligation should be subject to the trading obligation
Commission Delegated Regulation (EU) 2016/2020 on criteria for determining whether derivatives subject to the clearing obligation should be subject to the trading obligation
12 July 2017
Commission Delegated Regulation (EU) 2016/2021 on access in respect of benchmarks
Commission Delegated Regulation (EU) 2016/2021 on access in respect of benchmarks
12 July 2017
Commission Delegated Regulation (EU) 2016/2022 concerning the information for registration of third country firms and the format of information to be provided to the clients
Commission Delegated Regulation (EU) 2016/2022 concerning the information for registration of third country firms and the format of information to be provided to the clients
12 July 2017
Commission Delegated Regulation (EU) 2017/567 with regard to definitions, transparency, portfolio compression and supervisory measures on product intervention and positions
Commission Delegated Regulation (EU) 2017/567 with regard to definitions, transparency, portfolio compression and supervisory measures on product intervention and positions
29 June 2017
Commission Delegated Regulation (EU) 2017/572 with regard to regulatory technical standards on the specification of the offering of pre-and post-trade data and the level of disaggregation of data
Commission Delegated Regulation (EU) 2017/572 with regard to regulatory technical standards on the specification of the offering of pre-and post-trade data and the level of disaggregation of data
29 June 2017
Commission Delegated Regulation (EU) 2017/577 with regard to regulatory technical standards on the volume cap mechanism and the provision of information for the purposes of transparency and other calculations
Commission Delegated Regulation (EU) 2017/577 with regard to regulatory technical standards on the volume cap mechanism and the provision of information for the purposes of transparency and other calculations
29 June 2017
Commission Delegated Regulation (EU) 2017/579 with regard to regulatory technical standards on the direct, substantial and foreseeable effect of derivative contracts within the Union and the prevention of the evasion of rules and obligations
Commission Delegated Regulation (EU) 2017/579 with regard to regulatory technical standards on the direct, substantial and foreseeable effect of derivative contracts within the Union and the prevention of the evasion of rules and obligations
29 June 2017
Commission Delegated Regulation (EU) 2017/580 with regard to regulatory technical standards for the maintenance of relevant data relating to orders in financial instruments
Commission Delegated Regulation (EU) 2017/580 with regard to regulatory technical standards for the maintenance of relevant data relating to orders in financial instruments
29 June 2017
Commission Delegated Regulation (EU) 2017/581 with regard to regulatory technical standards on clearing access in respect of trading venues and central counterparties
Commission Delegated Regulation (EU) 2017/581 with regard to regulatory technical standards on clearing access in respect of trading venues and central counterparties
29 June 2017
Commission Delegated Regulation (EU) 2017/582 with regard to regulatory technical standards specifying the obligation to clear derivatives traded on regulated markets and timing of acceptance for clearing
Commission Delegated Regulation (EU) 2017/582 with regard to regulatory technical standards specifying the obligation to clear derivatives traded on regulated markets and timing of acceptance for clearing
29 June 2017
Commission Delegated Regulation (EU) 2017/583 with regard to regulatory technical standards on transparency requirements for trading venues and investment firms in respect of bonds, structured finance products, emission allowances and derivatives
Commission Delegated Regulation (EU) 2017/583 with regard to regulatory technical standards on transparency requirements for trading venues and investment firms in respect of bonds, structured finance products, emission allowances and derivatives
29 June 2017
Commission Delegated Regulation (EU) 2017/585 with regard to regulatory technical standards for the data standards and formats for financial instrument reference data and technical measures in relation to arrangements to be made by the ESMA and competent authorities
Commission Delegated Regulation (EU) 2017/585 with regard to regulatory technical standards for the data standards and formats for financial instrument reference data and technical measures in relation to arrangements to be made by the ESMA and competent authorities
29 June 2017
Commission Delegated Regulation (EU) 2017/587 with regard to regulatory technical standards on transparency requirements for trading venues and investment firms and on transaction execution obligations in respect of certain shares on a trading venue or by a systematic internaliser
Commission Delegated Regulation (EU) 2017/587 with regard to regulatory technical standards on transparency requirements for trading venues and investment firms and on transaction execution obligations in respect of certain shares on a trading venue or by a systematic internaliser
29 June 2017
Commission Delegated Regulation (EU) 2017/590 with regard to regulatory technical standards for the reporting of transactions to competent authorities
Commission Delegated Regulation (EU) 2017/590 with regard to regulatory technical standards for the reporting of transactions to competent authorities
29 June 2017
SECONDARY LEGISLATION
Consolidated Directive DI87-01 and DI87-01(Α) for the Safeguarding of Financial Instruments and Funds belonging to Clients (only in Greek)
Consolidated Directive DI87-01 and DI87-01(Α) for the Safeguarding of Financial Instruments and Funds belonging to Clients (only in Greek)
23 October 2023
Directive DI87-03 (Ε) for the charges and annual fees (only in Greek)
Directive DI87-03 (Ε) for the charges and annual fees (only in Greek)
11 April 2023
Consolidated Directive DI 87-05 and DI87-05(A) for the suspension and withdrawal of authorisation
Consolidated Directive DI 87-05 and DI87-05(A) for the suspension and withdrawal of authorisation
17 November 2022
Directive DI87-05(A) for the suspension and withdrawal of authorisation (in Greek only)
Directive DI87-05(A) for the suspension and withdrawal of authorisation (in Greek only)
17 November 2022
Directive DI87-01(Α) for the Safeguarding of Financial Instruments and Funds belonging to Clients (only in Greek)
Directive DI87-01(Α) for the Safeguarding of Financial Instruments and Funds belonging to Clients (only in Greek)
25 July 2022
Consolidated Directive DI87-04, DI87-04(A), DI87-04(B) and DI87-04(C) for the provision of investment services by third country firms to eligible counterparties and professional clients (in English)
Consolidated Directive DI87-04, DI87-04(A), DI87-04(B) and DI87-04(C) for the provision of investment services by third country firms to eligible counterparties and professional clients (in English)
17 June 2022
Directive DI87-04(C) for the provision of investment services by third country firms to eligible counterparties and professional clients (in Greek Only)
Directive DI87-04(C) for the provision of investment services by third country firms to eligible counterparties and professional clients (in Greek Only)
15 December 2021
Directive DI87-11 of 2021 of the Cyprus Securities and Exchange Commission regarding the granting of credits with margin to retail clients for trading transactions (in Greek Only)
Directive DI87-11 of 2021 of the Cyprus Securities and Exchange Commission regarding the granting of credits with margin to retail clients for trading transactions (in Greek Only)
30 June 2021
Directive DI87-04(Β) for the provision of investment services by third country firms to eligible counterparties and professional clients (in Greek Only)
Directive DI87-04(Β) for the provision of investment services by third country firms to eligible counterparties and professional clients (in Greek Only)
02 February 2021
Directive DI87-04(Α) for the provision of investment services by third country firms to eligible counterparties and professional clients (in Greek Only)
Directive DI87-04(Α) for the provision of investment services by third country firms to eligible counterparties and professional clients (in Greek Only)
20 January 2021
Consolidated Directive DI87-03, DI87-03(A), DI87-03(B), DI87-03(C) and DI87-03(D) for the charges and annual fees (unofficial)
Consolidated Directive DI87-03, DI87-03(A), DI87-03(B), DI87-03(C) and DI87-03(D) for the charges and annual fees (unofficial)
27 March 2020
Directive DI87-3 (D) for the charges and annual fees (in Greek Only)
Directive DI87-3 (D) for the charges and annual fees (in Greek Only)
27 March 2020
Directive DI87-10 of the Cyprus Securities and Exchange Commission on the provision of crowdfunding services in respect of transferable securities
Directive DI87-10 of the Cyprus Securities and Exchange Commission on the provision of crowdfunding services in respect of transferable securities
22 January 2020
Consolidated Directive DI87-02 DI87-02(A) for the repeal of certain CySEC Directives
Consolidated Directive DI87-02 DI87-02(A) for the repeal of certain CySEC Directives
02 October 2019
DI87-02(A) for the repeal of certain CySEC Directives (in Greek only)
DI87-02(A) for the repeal of certain CySEC Directives (in Greek only)
02 October 2019
Directive DI87-09 for the restriction on the Marketing, Distribution or Sale of Contracts for Differences (CFDs) to Retail Clients (in Greek only)
Directive DI87-09 for the restriction on the Marketing, Distribution or Sale of Contracts for Differences (CFDs) to Retail Clients (in Greek only)
27 September 2019
Directive DI87-08 for the restriction Marketing, Distribution or Sale of Binary Options to Retail Clients (in Greek only)
Directive DI87-08 for the restriction Marketing, Distribution or Sale of Binary Options to Retail Clients (in Greek only)
08 July 2019
Directive DI87-01 for the Safeguarding of Financial Instruments and Funds belonging to Clients (Replacing RAD 360/2017)
Directive DI87-01 for the Safeguarding of Financial Instruments and Funds belonging to Clients (Replacing RAD 360/2017)
12 January 2018
Directive DI87-02 for the repeal of certain CySEC Directives
Directive DI87-02 for the repeal of certain CySEC Directives
12 January 2018
Directive DI87-03 for the charges and annual fees
Directive DI87-03 for the charges and annual fees
28 June 2018
Directive DI87-03(A) for the charges and annual fees (in Greek Only)
Directive DI87-03(A) for the charges and annual fees (in Greek Only)
10 December 2018
Directive DI87-03(Β) for the charges and annual fees (in Greek Only)
Directive DI87-03(Β) for the charges and annual fees (in Greek Only)
26 March 2019
Directive DI87-03(C) for the charges and annual fees (in Greek Only)
Directive DI87-03(C) for the charges and annual fees (in Greek Only)
28 May 2019
Consolidated Directive DI87-03(A)&03(B)&03(C) for the charges and annual fees (Unofficial)
Consolidated Directive DI87-03(A)&03(B)&03(C) for the charges and annual fees (Unofficial)
28 May 2019
Directive DI87-04 for the provision of investment services by third country firms to eligible counterparties and professional clients
Directive DI87-04 for the provision of investment services by third country firms to eligible counterparties and professional clients
22 October 2018
Directive DI87-05 for the suspension and withdrawal of authorisation
Directive DI87-05 for the suspension and withdrawal of authorisation
10 July 2018
Directive DI87-06 regarding Tied Agents
Directive DI87-06 regarding Tied Agents
12 November 2018
Directive DI87-07 for the operation of the ICF (in Greek only)
Directive DI87-07 for the operation of the ICF (in Greek only)
13 March 2019
EUROPEAN REGULATORY FRAMEWORK
MIFID II
EBA Guidelines on internal governance under Directive (EU) 2019/2034
EBA Guidelines on internal governance under Directive (EU) 2019/2034
05 May 2022
EBA Guidelines on sound remuneration policies under Directive (EU) 2019/2034
EBA Guidelines on sound remuneration policies under Directive (EU) 2019/2034
05 May 2022
ESMA Guidelines On certain aspects of the MiFID II appropriateness and execution-only requirements
ESMA Guidelines On certain aspects of the MiFID II appropriateness and execution-only requirements
27 April 2022
ESMA Guidelines on the assessment of the suitability of members of the management body and key function holders
ESMA Guidelines on the assessment of the suitability of members of the management body and key function holders
18 January 2022
ESMA Guidelines on the MiFID II/ MiFIR obligations on market data
ESMA Guidelines on the MiFID II/ MiFIR obligations on market data
28 September 2021
ESMA Guidelines on certain aspects of the MiFID II compliance function requirements
ESMA Guidelines on certain aspects of the MiFID II compliance function requirements
24 May 2021
MIFID II - Directive 2014-65-EC on markets in financial instruments
MIFID II - Directive 2014-65-EC on markets in financial instruments
12 June 2014
Commission Delegated Directive (EU) 2017/593 with regard to safeguarding of financial instruments and funds belonging to clients, product governance obligations and the rules applicable to the provision or reception of fees, commissions or any monetary or non-monetary benefits
Commission Delegated Directive (EU) 2017/593 with regard to safeguarding of financial instruments and funds belonging to clients, product governance obligations and the rules applicable to the provision or reception of fees, commissions or any monetary or non-monetary benefits
29 June 2017
ESMA Guidelines on certain aspects of the MiFID II suitability requirements
ESMA Guidelines on certain aspects of the MiFID II suitability requirements
31 May 2018
ESMA Guidelines on cross-selling practices
ESMA Guidelines on cross-selling practices
28 July 2017
ESMA Guidelines on the management body of market operators and data reporting service providers test
ESMA Guidelines on the management body of market operators and data reporting service providers test
28 September 2017
ESMA Guidelines on complex debt instruments and structured deposits
ESMA Guidelines on complex debt instruments and structured deposits
28 July 2017
ESMA Guidelines on Calibration of circuit breakers and publication of trading halts under MiFID II
ESMA Guidelines on Calibration of circuit breakers and publication of trading halts under MiFID II
27 July 2017
ESMA Guidelines on Transaction Reporting, order record keeping and clock synchronisation under MiFID II
ESMA Guidelines on Transaction Reporting, order record keeping and clock synchronisation under MiFID II
09 August 2017
ESMA Guidelines on MiFID II product governance requirements (updated)
ESMA Guidelines on MiFID II product governance requirements (updated)
05 February 2018
ESMA Guidelines for the assessment of knowledge and competence
ESMA Guidelines for the assessment of knowledge and competence
28 July 2017
Joint Guidelines on the prudential assessment of acquisitions and increases of qualifying holdings in the financial sector
Joint Guidelines on the prudential assessment of acquisitions and increases of qualifying holdings in the financial sector
12 July 2017
MIFIR
ESMA Guidelines on the MiFID II/ MiFIR obligations on market data
ESMA Guidelines on the MiFID II/ MiFIR obligations on market data
28 September 2021
CYSEC CIRCULARS
Circulars
Circulars
21 December 2017
C237 Issuers - Acquisition of a Legal Entity Identifier 'LEI'
C237 Issuers - Acquisition of a Legal Entity Identifier 'LEI'
20 September 2017
EUROPEAN Q&As AND OPINIONS
Guidelines On the application of C6 and C7 of Annex 1 of MiFID II
Guidelines On the application of C6 and C7 of Annex 1 of MiFID II
31 July 2019
Q&As (ESMA) on temporary product intervention measures for CFDs and Binary Options for retail clients
Q&As (ESMA) on temporary product intervention measures for CFDs and Binary Options for retail clients
03 August 2018
ESMA provides further guidance for transactions on 3rd country trading venues for post-trade transparency and position limits under MiFID II/MiFIR
ESMA provides further guidance for transactions on 3rd country trading venues for post-trade transparency and position limits under MiFID II/MiFIR
18 December 2017
ESMA updates MiFID II Q&As on commodity derivatives
ESMA updates MiFID II Q&As on commodity derivatives
18 December 2017
ESMA updates MiFID II trading halts procedure
ESMA updates MiFID II trading halts procedure
19 December 2017
ESMA provides overview of MiFID II deferral regimes
ESMA provides overview of MiFID II deferral regimes
15 December 2017
ESMA updates its MiFID II Q&As on transparency and market structures
ESMA updates its MiFID II Q&As on transparency and market structures
07 February 2018
Q&As (ESMA) on MiFID II and MiFIR Investor Protection and Intermediaries Topics (updated)
Q&As (ESMA) on MiFID II and MiFIR Investor Protection and Intermediaries Topics (updated)
29 March 2021
Q&As (ESMA) on MiFID II and MiFIR transparency topics (updated)
Q&As (ESMA) on MiFID II and MiFIR transparency topics (updated)
03 October 2017
Q&As (ESMA) on MiFID II and MiFIR commodity derivatives topics (updated)
Q&As (ESMA) on MiFID II and MiFIR commodity derivatives topics (updated)
04 October 2017
Q&As (ESMA) on MiFID II and MiFIR market structures topics (updated)
Q&As (ESMA) on MiFID II and MiFIR market structures topics (updated)
05 January 2018
Q&As (ESMA) on MiFID II and MiFIR post trading topics
Q&As (ESMA) on MiFID II and MiFIR post trading topics
10 October 2017
Q&As (ESMA) on MiFIR data reporting (updated)
Q&As (ESMA) on MiFIR data reporting (updated)
18 December 2017
Opinion (ESMA) on ancillary activity under MIFID II - Market size calculation (2018)
Opinion (ESMA) on ancillary activity under MIFID II - Market size calculation (2018)
04 October 2018
Opinion (ESMA): OTC derivatives traded on a trading venue
Opinion (ESMA): OTC derivatives traded on a trading venue
22 June 2017
Opinion (ESMA) on determining third-country trading venues for the purpose of transparency under MIFID II/MIFIR
Opinion (ESMA) on determining third-country trading venues for the purpose of transparency under MIFID II/MIFIR
28 July 2017
Opinion (ESMA) on ancillary activity under MIFID II – Market size calculation (updated)
Opinion (ESMA) on ancillary activity under MIFID II – Market size calculation (updated)
03 January 2018
Briefing on MiFID II technical data reporting requirements
Briefing on MiFID II technical data reporting requirements
23 December 2016
NOTIFICATIONS - FORMS
Form QST-CIF for CIFs Quarterly Statistics version 11
Form QST-CIF for CIFs Quarterly Statistics version 11
29 June 2023
Form 87-03-01 for calculation of annual fees for CIFs 2022
Form 87-03-01 for calculation of annual fees for CIFs 2022
06 April 2023
Form QST-CIF for CIFs Quarterly Statistics version 10
Form QST-CIF for CIFs Quarterly Statistics version 10
30 March 2023
Form CBRT-CIF for CIFs
Form CBRT-CIF for CIFs
28 November 2022
Form CA-CIF for CIFs Quarterly Statistics version 2 for 30/06/2022 submission
Form CA-CIF for CIFs Quarterly Statistics version 2 for 30/06/2022 submission
30 June 2022
Form QST-CIF for CIFs Quarterly Statistics version 9 for 30/06/2022 submission
Form QST-CIF for CIFs Quarterly Statistics version 9 for 30/06/2022 submission
30 June 2022
Questionnaire regarding prudential supervision for the application of granting a CIF authorisation
Questionnaire regarding prudential supervision for the application of granting a CIF authorisation
01 June 2022
Form CA-CIF for CIFs Quarterly Statistics version 1 for 31/12/2021 and 31/03/2022 submissions
Form CA-CIF for CIFs Quarterly Statistics version 1 for 31/12/2021 and 31/03/2022 submissions
19 May 2022
Form QST-CIF for CIFs Quarterly Statistics version 8 for 31/03/2022 submission
Form QST-CIF for CIFs Quarterly Statistics version 8 for 31/03/2022 submission
05 April 2022
Form QST-CIF for CIFs Quarterly Statistics version 7 for 30/09/2021 submission
Form QST-CIF for CIFs Quarterly Statistics version 7 for 30/09/2021 submission
28 September 2021
Form CB-CIF for CIFs’ Cross Border Activity for 2020 submission
Form CB-CIF for CIFs’ Cross Border Activity for 2020 submission
18 June 2021
Form QST-CIF for CIFs Quarterly Statistics version 6 for 31/03/2021 submission
Form QST-CIF for CIFs Quarterly Statistics version 6 for 31/03/2021 submission
24 March 2021
Notification of intention of UK Investment Firms to offer services to professional clients and/or eligible counterparties in Cyprus (Form 87-04-01)
Notification of intention of UK Investment Firms to offer services to professional clients and/or eligible counterparties in Cyprus (Form 87-04-01)
23 December 2020
01. Application for the granting of CIF Authorisation/Extension to the authorisation (Form 87-00-01)
01. Application for the granting of CIF Authorisation/Extension to the authorisation (Form 87-00-01)
24 June 2020
02. List of Members of the Management Body (Form 87-00-02)
02. List of Members of the Management Body (Form 87-00-02)
28 December 2017
03. Notification of information on changes to the membership of the Management Body of a Cyprus Investment Firm (Form 87-00-03)
03. Notification of information on changes to the membership of the Management Body of a Cyprus Investment Firm (Form 87-00-03)
20 April 2018
04. Notification of intention to freely provide/perform services/activities in another member state (EEA) (Form 87-00-04)
04. Notification of intention to freely provide/perform services/activities in another member state (EEA) (Form 87-00-04)
18 February 2022
05. Notification for the provision of arrangements to facilitate access to an MTF or OTF (Form 87-00-05)
05. Notification for the provision of arrangements to facilitate access to an MTF or OTF (Form 87-00-05)
08 February 2018
06. Notification of intention to establish a branch in another EEA state (Form 87-00-06)
06. Notification of intention to establish a branch in another EEA state (Form 87-00-06)
08 February 2018
07. Notification of intention to use a tied agent established in another EEA state and change of tied agent particulars (Form 87-00-07)
07. Notification of intention to use a tied agent established in another EEA state and change of tied agent particulars (Form 87-00-07)
08 February 2018
08. Notification of the termination of the operation of a branch or cessation of the use of a tied agent established in another EEA state or in the Republic (Form 87-00-08)
08. Notification of the termination of the operation of a branch or cessation of the use of a tied agent established in another EEA state or in the Republic (Form 87-00-08)
08 February 2018
09. Application form for the authorization to provide data reporting services (Form 87-00-09)
09. Application form for the authorization to provide data reporting services (Form 87-00-09)
28 December 2017
10. Suitability assessment of the Data Reporting Service Providers’ (DRSPs) Management Body and its members (Form 87-00-10)
10. Suitability assessment of the Data Reporting Service Providers’ (DRSPs) Management Body and its members (Form 87-00-10)
28 December 2017
11. Questionnaire of the members of the Board of Directors (Form 87-00-11)
11. Questionnaire of the members of the Board of Directors (Form 87-00-11)
27 April 2018
12. Questionnaire of an applicant’s shareholder who is a natural person (Form 87-00-12)
12. Questionnaire of an applicant’s shareholder who is a natural person (Form 87-00-12)
03 January 2018
13. Questionnaire of an applicant’s shareholder who is a legal person (Form 87-00-13)
13. Questionnaire of an applicant’s shareholder who is a legal person (Form 87-00-13)
17 May 2018
14. Questionnaire of an applicant’s shareholder who is a trust (Form 87-00-14)
14. Questionnaire of an applicant’s shareholder who is a trust (Form 87-00-14)
28 December 2017
15. Information by operators of Multilateral Trading Facilities (MTFs) and Organised Trading Facilities (OTFs) (Form 87-00-15)
15. Information by operators of Multilateral Trading Facilities (MTFs) and Organised Trading Facilities (OTFs) (Form 87-00-15)
16 November 2017
16. Annual Notification Form for Ancillary Activity Exemption - Form 87-00-16
16. Annual Notification Form for Ancillary Activity Exemption - Form 87-00-16
28 November 2017
17. Application for the connectivity of Approved Reporting Mechanisms (ARMs) with the Commission system (Form 87-00-17)
17. Application for the connectivity of Approved Reporting Mechanisms (ARMs) with the Commission system (Form 87-00-17)
28 December 2017
18. Notification for holding, acquisition or further increase of qualifying holding in a CIF by a natural person (Form 87-00-18 - updated April 2019)
18. Notification for holding, acquisition or further increase of qualifying holding in a CIF by a natural person (Form 87-00-18 - updated April 2019)
16 April 2019
19. Notification for holding, acquisition or further increase of qualifying holding in a CIF by a legal person (Form 87-00-19 - updated April 2019)
19. Notification for holding, acquisition or further increase of qualifying holding in a CIF by a legal person (Form 87-00-19 - updated April 2019)
16 April 2019
20. Notification for holding, acquisition or further increase of qualifying holding in a CIF by a trust (Form 87-00-20 - updated April 2019)
20. Notification for holding, acquisition or further increase of qualifying holding in a CIF by a trust (Form 87-00-20 - updated April 2019)
16 April 2019
21. Calculation of the Fees of Application for the granting of CIF Authorisation (FORM 87-00-21 )
21. Calculation of the Fees of Application for the granting of CIF Authorisation (FORM 87-00-21 )
10 January 2018
22. Checklist for the Internal Operations Manual (Form 87-00-22)
22. Checklist for the Internal Operations Manual (Form 87-00-22)
12 January 2023
23. Curriculum Vitae of a tied agent (natural person) or the person responsible for the management of a tied agent or of a branch (Form 87-00-23)
23. Curriculum Vitae of a tied agent (natural person) or the person responsible for the management of a tied agent or of a branch (Form 87-00-23)
01 November 2018
24. Form T144/002 for CIFs Quarterly Statistics version 10 for 31/12/2017 submission (includes updated Section G)
24. Form T144/002 for CIFs Quarterly Statistics version 10 for 31/12/2017 submission (includes updated Section G)
07 February 2018
25. Form QST-CIF for CIFs Quarterly Statistics version 1 for 31/03/2018 submission
25. Form QST-CIF for CIFs Quarterly Statistics version 1 for 31/03/2018 submission
19 April 2018
26. Form QST-CIF for CIFs Quarterly Statistics version 2 for 30/09/2018 submission
26. Form QST-CIF for CIFs Quarterly Statistics version 2 for 30/09/2018 submission
03 October 2018
27. Notification form for the CIFs to the CySEC regarding their Systematic Internaliser Status
27. Notification form for the CIFs to the CySEC regarding their Systematic Internaliser Status
24 October 2018
28. RECD Form
28. RECD Form
28 February 2019
29. Form VOT-CIF
29. Form VOT-CIF
26 March 2019
31. Form QST-CIF for CIFs Quarterly Statistics, version 3, for 31/03/2019 submission
31. Form QST-CIF for CIFs Quarterly Statistics, version 3, for 31/03/2019 submission
03 April 2019
32. Form 144-002-01 - Form regarding the submission of complaints
32. Form 144-002-01 - Form regarding the submission of complaints
05 May 2022
33. Application for the granting of authorization to a third country firm for the establishment of a branch in the Republic (Form 87-00-26)
33. Application for the granting of authorization to a third country firm for the establishment of a branch in the Republic (Form 87-00-26)
30 May 2019
34. Form QST-CIF for CIFs Quarterly Statistics version 4 for 30/06/2019 submission
34. Form QST-CIF for CIFs Quarterly Statistics version 4 for 30/06/2019 submission
01 July 2019
35. Application for the granting authorisation to provide crowdfunding services (Form 87-00-27)
35. Application for the granting authorisation to provide crowdfunding services (Form 87-00-27)
15 April 2020
36. Form QST- CIF for CIFs Quarterly Statistics version 5 for 30/06/2020 submission
36. Form QST- CIF for CIFs Quarterly Statistics version 5 for 30/06/2020 submission
30 June 2020
TECHNICAL REPORTING INSTRUCTIONS (TREMM)
Transaction reporting, order record keeping and clock synchronisation under MiFID II
Transaction reporting, order record keeping and clock synchronisation under MiFID II
07 August 2017
TREMM Reporting instructions document
TREMM Reporting instructions document
11 August 2017
TREMM Annex 1 – Validation rules
TREMM Annex 1 – Validation rules
11 August 2017
TREMM Annex 2 – XML schemas
TREMM Annex 2 – XML schemas
11 August 2017
TREMM Change log
TREMM Change log
11 August 2017
TREMM - MiFIR New Naming Convention for XML files
TREMM - MiFIR New Naming Convention for XML files
28 November 2017
TREMM - XML file sample
TREMM - XML file sample
24 November 2017
PRACTICAL GUIDES
Practical Guide
Practical Guide
TRANSPOSITION TABLES
Transposition Table for Directive 2014 65 ΕΕ (available in Greek language)
Transposition Table for Directive 2014 65 ΕΕ (available in Greek language)
22 August 2017
Transposition Table for Directive 2013 36 EC (available in Greek language)
Transposition Table for Directive 2013 36 EC (available in Greek language)
28 August 2015
REPEALED REGULATORY FRAMEWORK
Consolidation οf Directives DI144-2014-14 and DI144-2014-14(A) for the prudential supervision of Investment Firms
Consolidation οf Directives DI144-2014-14 and DI144-2014-14(A) for the prudential supervision of Investment Firms
27 October 2016
Transposition Table for Directive 2011 89 EC (available in Greek language)
Transposition Table for Directive 2011 89 EC (available in Greek language)
06 October 2015
Transposition Table for Directive 2013 36 EC (available in Greek language)
Transposition Table for Directive 2013 36 EC (available in Greek language)
28 August 2015
Directive DI144-2007-16 regarding the prudential supervision of CIFs excluded from the scope of Regulation (EU) No. 575/2013 (available in Greek)
Directive DI144-2007-16 regarding the prudential supervision of CIFs excluded from the scope of Regulation (EU) No. 575/2013 (available in Greek)
12 October 2017
DI144-2014-14(Α) for the prudential supervision of Investment Firms (Greek only).
DI144-2014-14(Α) for the prudential supervision of Investment Firms (Greek only).
01 August 2016
Directive DI144-2014-15 on the discretions of the Cyprus Securities and Exchange Commission arising from Regulation (EU) No 575/2013
Directive DI144-2014-15 on the discretions of the Cyprus Securities and Exchange Commission arising from Regulation (EU) No 575/2013
19 December 2014
Transposition Table for Directive 2010 78 ΕΚ (available in greek language)
Transposition Table for Directive 2010 78 ΕΚ (available in greek language)
Transposition Table for Directive 2007 44 ΕΚ (available in greek language)
Transposition Table for Directive 2007 44 ΕΚ (available in greek language)
Directive DI144-2014-14 for the prudential supervision of Investment Firms
Directive DI144-2014-14 for the prudential supervision of Investment Firms
19 December 2014
Transposition Table for Directive 2006 73 ΕΚ (available in greek language)
Transposition Table for Directive 2006 73 ΕΚ (available in greek language)
Transposition Table for Directive 2004 39 ΕΚ (available in greek language)
Transposition Table for Directive 2004 39 ΕΚ (available in greek language)
Consultation paper CP(2015-10) of Cyprus Securities and Exchange Commission regarding trading in bin
Consultation paper CP(2015-10) of Cyprus Securities and Exchange Commission regarding trading in bin
14 December 2015
Feedback Statement on Consultation Paper CP(2014-04) for the proposed Directive on Margin Accounts (
Feedback Statement on Consultation Paper CP(2014-04) for the proposed Directive on Margin Accounts (
07 November 2014
Feedback Statement for CP(2015-07) – Draft Law regarding the recovery of investment firms and other
Feedback Statement for CP(2015-07) – Draft Law regarding the recovery of investment firms and other
10 June 2015
Consultation paper, Ministry of Finance – Draft Law regarding the transposition of MIFID II (Availab
Consultation paper, Ministry of Finance – Draft Law regarding the transposition of MIFID II (Availab
18 May 2015
Consultation paper CP(2015-07) – Draft Law regarding the recovery of investment firms and other enti
Consultation paper CP(2015-07) – Draft Law regarding the recovery of investment firms and other enti
12 May 2015
Consultation Paper CP(2015-06) regarding a proposed circular about domains and clients' agreement
Consultation Paper CP(2015-06) regarding a proposed circular about domains and clients' agreement
12 May 2015
Feedback Statement on Consultation Paper CP(2015-04) for the certification of persons
Feedback Statement on Consultation Paper CP(2015-04) for the certification of persons
05 May 2015
Consultation Paper CP (2007-13) Additional organisational requirements for CIFs and the definition o
Consultation Paper CP (2007-13) Additional organisational requirements for CIFs and the definition o
20 December 2007
DI144-2007-09 of 2012 on the General Meeting of the members of the ICF for clients of IFS
DI144-2007-09 of 2012 on the General Meeting of the members of the ICF for clients of IFS
20 December 2017
Consultation Paper CP (2015-04) proposal for replacing the Directive regarding the certification of
Consultation Paper CP (2015-04) proposal for replacing the Directive regarding the certification of
09 March 2015
Consultation Paper CP (2015-03) - CySEC’s proposed circular for trading benefits
Consultation Paper CP (2015-03) - CySEC’s proposed circular for trading benefits
03 March 2015
DI144-2007-15 of 2015 for the Operation and Continuance of Operation CIF Investor Compensation Fund
DI144-2007-15 of 2015 for the Operation and Continuance of Operation CIF Investor Compensation Fund
20 December 2017
DI144-2007-02 of 2012 for the professional competence of IFS and the natural persons employed by them
DI144-2007-02 of 2012 for the professional competence of IFS and the natural persons employed by them
20 December 2017
21 December 2017