CI144-2014-28 to ASPs - Request for the electronic submission of information relating to the development of the Risk Based Supervision Framework
Regarding procedure for unblocking clients' bank accounts
Regarding the payment of annual fees for 2012
Regarding release of the amount of less than €100.000 in CIFs’ bank accounts
To Regulated Entities (CIF, UCITS Management Companies, Administrative Services Companies) regarding AML obligations
Regarding CRD4
Regarding freedom to provide investment and ancillary services and or perform investment activities in a third country
Regarding compliance with the requirements of legislation
Regarding freedom to provide investment and ancillary services and or perform investment activities in a third country (Explanatory)
Τo Investment Firms, Management Companies and ASPs regarding serious tax offenses
To Investment Firms, Management Companies and ASPs regarding Regulation 208-2014 for Ukraine
Regarding Council Regulation (EU) No. 269-2014 concerning restrictive measures in respect of actions undermining or threating the territorial integrity, sovereignty and independence of Ukraine
Council Regulation (EU) No. 284/2014 concerning implementing Regulation (EU) No. 269/2014 restrictive measures in respect of actions undermining or threating the territorial integrity, sovereignty and independence of Ukraine
Regarding the Regulation 381/2014 for Ukraine
Regulation 433/2014 for Ukraine
Regarding the Regulations 476/2014 and 477/2014 for Ukraine