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Circulars ASP

28 Apr. 2017
C205 CIFs, ASPs, UCITS, UCITS MC, AIFMs, AIFs, AIFLNPs - Consultation Paper on draft Guidelines to p
03 Apr. 2017
C197 CIFs, ASPs, UCITS, UCITS MC, AIFMs, AIFs, AIFLNPs - ESAs Joint Opinion on the risks of money laundering and terrorist financing affecting the Union’s financial sector
31 Mar. 2017
C196 CIFs, ASPs, UCITS, UCITS MC, AIFMs, AIFs, AIFLNPs - Article 68C of the Prevention and Suppression of Money Laundering and Terrorist Financing Law of 2007
02 Mar. 2017
C193 ASP - Submission of documents via CySEC Portal
01 Mar. 2017
C191 CIF, ASP, M.C. UCITS, UCITS, AIF, AIFM - Compliance with reporting and other obligations
22 Feb. 2017
C189 CIFs, ASPs, UCITS, UCITS Μ.C., AIFMs, AIFs, AIFLNPs - Findings of the assessment of the Compliance Officers' Annual Reports and the Internal Audit Reports on the prevention of money laundering and terrorist financing
21 Feb. 2017
C190 ASPs - Continous obligation of ASPs
20 Feb. 2017
C187 ASPs regarding RBS-F - Electronic submission of 2016 information
14 Feb. 2017
C186 CIFs, UCITS, M.C. UCITS, AIFs, AIFMs, ASPs, AIFLNPs - Executive Summary in the Compliance Officer’s Annual Report and the Internal Audit Report on the prevention of money laundering and terrorist financing
07 Nov. 2016
C166 ASP - Continuous obligation of ASPs
31 Aug. 2016
C157(Re-Issuing of C143) CIFs, UCITS, M.C. UCITS, AIFs, AIFMs, ASPs, AIFLNPs regarding the application of articles 61 and 62 of the Prevention and Suppression of Money Laundering and Terrorist Financing Law of 2007
25 Jul. 2016
C152 CIFs, ASPs, UCITS, AIFM, AIF, AIFLNP - Common and recurring observations from on-site inspections in relation to the prevention of money laundering and terrorist financing
24 Jun. 2016
C143 CIFs, UCITS, M.C. UCITS, AIFs, AIFMs, ASPs, AIFLNPs - Αpplication of articles 61 and 62 of the Prevention and Suppression of Money Laundering and Terrorist Financing Law of 2007
19 May. 2016
C132 CIFs, ASPs, M.C UCITS, UCITS, AIF, AIFM - Leak of documents of the company Mossack Fonseca (“Panama Papers”)
12 Apr. 2016
C125 - Leak of documents of the company Mossack Fonseca (“Panama Papers”)
16 Mar. 2016
C118 ASPs regarding RBS-F – Appendix - Form RBS-F_ASPS_01 for Excel 2007
24 Feb. 2016
C119 CIF, UCITS MC, AIFM, SM AIF, ASP Compliance Officer's Annual Report on the prevention of money laundering and terrorist financing-Electronic Submission
22 Feb. 2016
C116 CIFs, UCITS, M.C. UCITS, AIFs, AIFMs, ASPs regarding the Rehabilitation of Offenders Regulations of 2015
22 Feb. 2016
C118 ASPs regarding RBS-F - Electronic submission of 2015 information (002)
22 Feb. 2016
C118 ASPs regarding RBS-F - Electronic submission of 2015 information (1)
27 Jan. 2016
C109 CIFs, UCITS MC, AIFMs, SM AIFs & ASPs - RBS-F Electronic submission of 2015 information
26 Jan. 2016
C108 CIFs, UCITS, M.C. UCITS, AIFs, AIFMs, ASPs - Change of name and/or trade name
20 Nov. 2015
C095 CIF, UCITS MC, AIFMS, SM AIF, ASP Consultation Paper on the AML/CFT Risk Factors Guidelines - Joint Committee of the three European Supervisory Authorities (EBA, EIOPA and ESMA - 'ESAs')
04 Nov. 2015
C092 CIF, UCITS, AIFM, AIF, ASP regarding National Risk Assessment of Anti Money Laundering and CounterTerrorist Financing Measures – Request for the electronic submission of information
11 Mar. 2015
C058 New reporting procedure in place for submission of reports to the Unit for Combating Money Laun
Displaying results 126-150 (of 203)
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