Cyprus Securities and Exchange Commission | Questions and Answers on the Prospectus Regulation – 1st version – March 2019
Questions and Answers on the Prospectus Regulation – 1st version – March 2019
STRATEGY, INTERNATIONAL RELATIONS & COMMUNICATIONS
POLICY
ISSUERS
AUTHORISATIONS
SUPERVISION
AML - CFT
MARKET SURVEILLANCE & INVESTIGATIONS
LEGAL
ADMINISTRATION & PERSONNEL
INFORMATION TECHNOLOGY & OPERATIONS
RISK AND STATISTICS DEPARTMENT
INTERNAL AUDIT
OBJECTIVES OF THE INNOVATION HUB
ELIGIBILITY CRITERIA
REQUEST SUPPORT/FORMS
INNOVATION INITIATIVES
ANNOUNCEMENTS
BANK ACCOUNT DETAILS
ISSUERS FEES
INVESTMENT FIRMS FEES
CREDIT RATING AGENCIES FEES
UCITS Fees
ICF FEES
CSR YEAR 2018
CSR YEAR 2017
CSR YEAR 2016
CSR YEAR 2015
CSR YEAR 2014
CSR YEAR 2013
CSR YEAR 2012
BOARD
VISION, MISSION & RESPONSIBILITIES
STRUCTURE
INTERNATIONAL AFFAIRS
INNOVATION HUB
SEMINARS & LECTURES
ANNUAL REPORTS
FINANCIAL STATEMENTS
PAYABLE FEES
INVITATION OF TENDERS
SOCIAL RESPONSIBILITY
RECRUITMENT
PUBLIC HOLIDAYS
CONTACT US
CIRCULARS CIF
CIRCULARS ASP
CIRCULARS M.C UCITS & UCITS
CIRCULARS AIF & AIFM
CIRCULARS EMIR
CIRCULARS MAR
CIRCULARS RBSF
CIRCULARS CSD
CIRCULARS AML/CFT
CIRCULARS TO ISSUERS
MARKET MANIPULATION
REGULATED ENTITIES
CIRCULARS ISSUERS
CERTIFICATIONS CIRCULARS
GENERAL CIRCULARS OF CYSEC
CYSEC WARNINGS
IOSCO WARNINGS
CySEC
ESMA
Basic
Advanced
AML
EXAM REGISTRATIONS
SUBSCRIPTION TO EXAMINATION / APPLICATIONS FOR EXAM CHANGES
REGISTRATION FORM IN THE PUBLIC RECORDS
CERTIFIED PERSONS
DIRECTIVES
RELATED ANNOUNCEMENTS AND CIRCULARS
ANNOUNCEMENTS AND OTHER INFORMATION
INSTRUCTIONS
CERTIFICATIONS
SEMINARS
SEMINARS OF CONTINUOUS PROFESSIONAL DEVELOPMENT
INVESTOR EDUCATION
REGULATED ENTITIES EDUCATION
QUARTERLY STATISTICAL REPORT
ANNUAL STATISTICAL BULLETIN
BOARD DECISIONS
ANNOUNCEMENTS
POLICY STATEMENTS
CIRCULARS
WARNINGS
PRACTICAL GUIDES
CONSULTATION PAPERS
SANCTIONS
CERTIFICATIONS AND SEMINARS
SEMINARS & TRAINING
COURT DECISIONS
STATISTICAL PUBLICATIONS
ADMINISTRATIVE SANCTIONS
NON EU AIFM
EU AIFM
EU REGISTERED AIFM
NON EU REGISTERED AIFM
AIFMs
SUB-THRESHOLD AIFMs
CROSS BORDER
AIFM and AIF Reporting
CROSS BORDER SERVICES
BRANCH
MULTILATERAL TRADING FACILITIES
INVESTMENT FIRMS (CYPRIOT)
LIST OF APPROVED DOMAINS
FORMER INVESTMENT FIRMS (CYPRIOT)
INVESTMENT FIRMS (MEMBER STATES)
TIED AGENTS PUBLIC REGISTER
PUBLIC REGISTER OF CERTIFIED PERSONS
CROSS BORDER SERVICES
BRANCH
LOCAL UCITS
FOREIGN UCITS (2009/65/ΕΚ)
NETWORK CHANNEL OF UCITS
LOCAL MANAGEMENT COMPANIES
MANAGEMENT COMPANIES (MEMBER STATES)
DOCUMENTS
AUTHORISED AIF
FORMER AIF
AUTHORISED AIFLNP
FORMER AIFLNP
CROSS BORDER DISTRIBUTION
RAIF
AIF
AIFLNP
EuVECA & EuSEF
REGULATED MARKETS BY CYSEC
MARKETS BY OTHER MEMBER STATES
APPROVED PROSPECTUSES
NOTIFICATIONS OF APPROVED PROSPECTUSES
EUROPEAN SECURITIES & MARKET AUTHORITIES (ESMA) PUBLICATIONS
IMPORTANT DATES
APPROVED ASP
EMPLOYEES OFFERING ADMIN. SERVICES
PENDING APPLICATION OF ASP
ELIGIBLE PERSONS
SOFTWARE FOR USB TOKEN
DIGITAL SIGNER
TRS SYSTEM USER MANUAL
CIRCULARS
FORMS
FREQUENTLY ASKED QUESTIONS
PRACTICAL GUIDES
AIF MANAGEMENT COMPANIES
INVESTMENT FIRMS
UCITS & Management Companies
AIF
REGULATED MARKETS
ISSUERS
ASP
DIGITAL SIGNATURE/SUBMISSION
RISK BASED SUPERVISION FRAMEWORK
SECONDARY LEGISLATION
INVESTMENT SERVICES LAW
ASP (Fiduciary Services)
PRUDENTIAL SUPERVISION
MACROPRUDENTIAL SUPERVISION
EMIR
SFTR
RECOVERY AND RESOLUTION
CSD
CRA
CONGLOMERATES
SECURITISATION
Q&As
OPINIONS
Q&As and Opinions
REPEALED REGULATORY FRAMEWORK
UCITS
AIF
AIFM
EUROPEAN SOCIAL ENTREPRENEURSHIP FUNDS (EUSEF)
EUROPEAN VENTURE CAPITAL FUNDS (EUVECA)
EUROPEAN LONG-TERM INVESTMENT FUNDS (ELTIF)
MONEY MARKET FUNDS (MMF)
PRACTICAL GUIDES
GUIDELINES
REPEALED REGULATORY FRAMEWORK
TRANSPARENCY LAW
PROSPECTUS LAW
TAKEOVER LAW
SHORT SELLING LAW
DIRECTIVES PURSUANT CSE LAW
FORMS
MAIN LEGISLATION
SECONDARY LEGISLATION
NOTIFICATIONS
EUROPEAN FAQ’S
EUROPEAN REGULATORY FRAMEWORK
ANNOUNCEMENTS
MAIN LEGISLATION
SECONDARY LEGISLATION
NOTIFICATIONS
EUROPEAN FAQ'S AND GUIDELINES
CIRCULARS
SERVICES AND MARKETS
COLLECTIVE INVESTMENT AND MANAGERS
ISSUERS AND SECURITIES
MARKET ABUSE
BENCHMARKS
PREVENTION OF MONEY LAUNDERING AND FINANCING OF TERRORISM
PRIIPs
CySEC LAW
COMPLAINTS WITH REF No.
COMPLAINTS WITHOUT REF No.
COMPLAINT REGARDING CIFs
COMPLAINT REGARDING NON-REGULATED ENTITIES
WHISTLEBLOWING
FINANCIAL OMBUDSMAN
INVESTOR COMPENSATION FUND (I.C.F)
LIST OF APPROVED DOMAINS
WARNINGS
LIST OF NON APPROVED DOMAINS
HOME
THE COMMISSION
PUBLIC INFORMATION
REGULATED ENTITIES
REGULATORY FRAMEWORK
INVESTOR PROTECTION
HOME
THE COMMISSION
BOARD
VISION, MISSION & RESPONSIBILITIES
STRUCTURE
STRATEGY, INTERNATIONAL RELATIONS & COMMUNICATIONS
POLICY
ISSUERS
AUTHORISATIONS
SUPERVISION
AML - CFT
MARKET SURVEILLANCE & INVESTIGATIONS
LEGAL
ADMINISTRATION & PERSONNEL
INFORMATION TECHNOLOGY & OPERATIONS
RISK AND STATISTICS DEPARTMENT
INTERNAL AUDIT
INTERNATIONAL AFFAIRS
INNOVATION HUB
OBJECTIVES OF THE INNOVATION HUB
ELIGIBILITY CRITERIA
REQUEST SUPPORT/FORMS
INNOVATION INITIATIVES
ANNOUNCEMENTS
SEMINARS & LECTURES
ANNUAL REPORTS
FINANCIAL STATEMENTS
PAYABLE FEES
BANK ACCOUNT DETAILS
ISSUERS FEES
INVESTMENT FIRMS FEES
CREDIT RATING AGENCIES FEES
UCITS Fees
ICF FEES
INVITATION OF TENDERS
SOCIAL RESPONSIBILITY
CSR YEAR 2018
CSR YEAR 2017
CSR YEAR 2016
CSR YEAR 2015
CSR YEAR 2014
CSR YEAR 2013
CSR YEAR 2012
RECRUITMENT
PUBLIC HOLIDAYS
CONTACT US
PUBLIC INFORMATION
BOARD DECISIONS
ANNOUNCEMENTS
POLICY STATEMENTS
CIRCULARS
REGULATED ENTITIES
CIRCULARS CIF
CIRCULARS ASP
CIRCULARS M.C UCITS & UCITS
CIRCULARS AIF & AIFM
CIRCULARS EMIR
CIRCULARS MAR
CIRCULARS RBSF
CIRCULARS CSD
CIRCULARS AML/CFT
CIRCULARS ISSUERS
CIRCULARS TO ISSUERS
MARKET MANIPULATION
CERTIFICATIONS CIRCULARS
GENERAL CIRCULARS OF CYSEC
WARNINGS
CYSEC WARNINGS
IOSCO WARNINGS
PRACTICAL GUIDES
CONSULTATION PAPERS
CySEC
ESMA
SANCTIONS
CERTIFICATIONS AND SEMINARS
CERTIFICATIONS
SUBSCRIPTION TO EXAMINATION / APPLICATIONS FOR EXAM CHANGES
EXAM REGISTRATIONS
Basic
Advanced
AML
REGISTRATION FORM IN THE PUBLIC RECORDS
CERTIFIED PERSONS
DIRECTIVES
RELATED ANNOUNCEMENTS AND CIRCULARS
SEMINARS
ANNOUNCEMENTS AND OTHER INFORMATION
INSTRUCTIONS
SEMINARS & TRAINING
INVESTOR EDUCATION
REGULATED ENTITIES EDUCATION
SEMINARS OF CONTINUOUS PROFESSIONAL DEVELOPMENT
COURT DECISIONS
STATISTICAL PUBLICATIONS
QUARTERLY STATISTICAL REPORT
ANNUAL STATISTICAL BULLETIN
ADMINISTRATIVE SANCTIONS
REGULATED ENTITIES
AIF MANAGEMENT COMPANIES
AIFMs
SUB-THRESHOLD AIFMs
CROSS BORDER
NON EU AIFM
EU AIFM
EU REGISTERED AIFM
NON EU REGISTERED AIFM
AIFM and AIF Reporting
INVESTMENT FIRMS
INVESTMENT FIRMS (CYPRIOT)
LIST OF APPROVED DOMAINS
FORMER INVESTMENT FIRMS (CYPRIOT)
INVESTMENT FIRMS (MEMBER STATES)
CROSS BORDER SERVICES
BRANCH
MULTILATERAL TRADING FACILITIES
TIED AGENTS PUBLIC REGISTER
PUBLIC REGISTER OF CERTIFIED PERSONS
UCITS & Management Companies
LOCAL UCITS
FOREIGN UCITS (2009/65/ΕΚ)
NETWORK CHANNEL OF UCITS
LOCAL MANAGEMENT COMPANIES
MANAGEMENT COMPANIES (MEMBER STATES)
CROSS BORDER SERVICES
BRANCH
DOCUMENTS
AIF
CROSS BORDER DISTRIBUTION
RAIF
AIF
AUTHORISED AIF
FORMER AIF
AIFLNP
AUTHORISED AIFLNP
FORMER AIFLNP
EuVECA & EuSEF
REGULATED MARKETS
REGULATED MARKETS BY CYSEC
MARKETS BY OTHER MEMBER STATES
ISSUERS
APPROVED PROSPECTUSES
NOTIFICATIONS OF APPROVED PROSPECTUSES
EUROPEAN SECURITIES & MARKET AUTHORITIES (ESMA) PUBLICATIONS
IMPORTANT DATES
ASP
APPROVED ASP
EMPLOYEES OFFERING ADMIN. SERVICES
PENDING APPLICATION OF ASP
ELIGIBLE PERSONS
DIGITAL SIGNATURE/SUBMISSION
SOFTWARE FOR USB TOKEN
DIGITAL SIGNER
TRS SYSTEM USER MANUAL
RISK BASED SUPERVISION FRAMEWORK
CIRCULARS
FORMS
FREQUENTLY ASKED QUESTIONS
PRACTICAL GUIDES
REGULATORY FRAMEWORK
SERVICES AND MARKETS
INVESTMENT SERVICES LAW
ASP (Fiduciary Services)
PRUDENTIAL SUPERVISION
MACROPRUDENTIAL SUPERVISION
EMIR
SFTR
RECOVERY AND RESOLUTION
SECONDARY LEGISLATION
CSD
CRA
CONGLOMERATES
SECURITISATION
COLLECTIVE INVESTMENT AND MANAGERS
UCITS
Q&As and Opinions
Q&As
OPINIONS
AIF
REPEALED REGULATORY FRAMEWORK
AIFM
EUROPEAN SOCIAL ENTREPRENEURSHIP FUNDS (EUSEF)
EUROPEAN VENTURE CAPITAL FUNDS (EUVECA)
EUROPEAN LONG-TERM INVESTMENT FUNDS (ELTIF)
MONEY MARKET FUNDS (MMF)
ISSUERS AND SECURITIES
TRANSPARENCY LAW
PRACTICAL GUIDES
PROSPECTUS LAW
GUIDELINES
REPEALED REGULATORY FRAMEWORK
TAKEOVER LAW
SHORT SELLING LAW
DIRECTIVES PURSUANT CSE LAW
FORMS
MARKET ABUSE
BENCHMARKS
MAIN LEGISLATION
SECONDARY LEGISLATION
NOTIFICATIONS
EUROPEAN FAQ’S
EUROPEAN REGULATORY FRAMEWORK
ANNOUNCEMENTS
PREVENTION OF MONEY LAUNDERING AND FINANCING OF TERRORISM
PRIIPs
MAIN LEGISLATION
SECONDARY LEGISLATION
NOTIFICATIONS
EUROPEAN FAQ'S AND GUIDELINES
CIRCULARS
CySEC LAW
INVESTOR PROTECTION
COMPLAINT REGARDING CIFs
COMPLAINTS WITH REF No.
COMPLAINTS WITHOUT REF No.
COMPLAINT REGARDING NON-REGULATED ENTITIES
WHISTLEBLOWING
FINANCIAL OMBUDSMAN
INVESTOR COMPENSATION FUND (I.C.F)
LIST OF APPROVED DOMAINS
WARNINGS
LIST OF NON APPROVED DOMAINS
CONTACT US
|
LINKS
|
EL
/
EN
|
REGULATORY FRAMEWORK
ISSUERS AND SECURITIES
PROSPECTUS LAW
EUROPEAN FAQ'S
Questions and Answers on the Prospectus Regulation – 1st version – March 2019
Questions and Answers on the Prospectus Regulation – 1st version – March 2019
Search:
Questions and Answers on the Prospectus Regulation – 1st version – March 2019
Questions and Answers on the Prospectus Regulation – 1st version – March 2019
12 April 2019
HOME
THE COMMISSION
PUBLIC INFORMATION
REGULATED ENTITIES
REGULATORY FRAMEWORK
SERVICES AND MARKETS
COLLECTIVE INVESTMENT AND MANAGERS
ISSUERS AND SECURITIES
TRANSPARENCY LAW
PROSPECTUS LAW
GUIDELINES
REPEALED REGULATORY FRAMEWORK
TAKEOVER LAW
SHORT SELLING LAW
DIRECTIVES PURSUANT CSE LAW
FORMS
MARKET ABUSE
BENCHMARKS
PREVENTION OF MONEY LAUNDERING AND FINANCING OF TERRORISM
PRIIPs
CySEC LAW
INVESTOR PROTECTION
THE COMMISION
BOARD
VISION, MISSION & RESPONSIBILITIES
STRUCTURE
INTERNATIONAL AFFAIRS
INNOVATION HUB
SEMINARS & LECTURES
ANNUAL REPORTS
FINANCIAL STATEMENTS
PAYABLE FEES
INVITATION OF TENDERS
SOCIAL RESPONSIBILITY
RECRUITMENT (UPDT: 03.06.2019)
PUBLIC HOLIDAYS
CONTACT US
PUBLIC INFORMATION
BOARD DECISIONS
ANNOUNCEMENTS
POLICY STATEMENTS
CIRCULARS
WARNINGS TO INVESTORS
PRACTICAL GUIDES
CONSULTATION PAPERS
SANCTIONS
CERTIFICATIONS AND SEMINARS
SEMINARS & TRAINING
COURT DECISIONS
STATISTICAL PUBLICATIONS
ADMINISTRATIVE SANCTIONS
REGULATED ENTITIES
AIF MANAGEMENT COMPANIES
INVESTMENT FIRMS
UCITS & Management Companies
AIF
REGULATED MARKETS
ISSUERS
ASP
DIGITAL SIGNATURE/SUBMISSION
RISK BASED SUPERVISION FRAMEWORK
REGULATORY FRAMEWORK
SERVICES AND MARKETS
COLLECTIVE INVESTMENT AND MANAGERS
ISSUERS AND SECURITIES
MARKET ABUSE
BENCHMARKS
PREVENTION OF MONEY LAUNDERING AND FINANCI...
PRIIPs
CySEC LAW
ΕΛΛΗΝΙΚΑ
CONTACT US
INVESTOR PROTECTION
LINKS
RSS SERVICE
SITEMAP
TERMS & CONDITIONS
© Copyright, All Rights Reserved. | DESIGNED & DEVELOPED BY
DOT.CY DEVELOPMENTS LTD.