Cyprus Securities and Exchange Commission | Questions and Answers on the Prospectus Regulation – 1st version – March 2019
Questions and Answers on the Prospectus Regulation – 1st version – March 2019
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CERTIFICATION REGISTERS
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ANNOUNCEMENTS AND OTHER INFORMATION
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ANNOUNCEMENTS
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CONSULTATION PAPERS
CERTIFICATIONS AND SEMINARS
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CROSS BORDER SERVICES
CROSS BORDER DISTRIBUTION
Authorised AIFM
Former AIFM
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FORMER SMALL AIFM
AUTHORISED SUB-THRESHOLD AIFMS
FORMER SUB-THRESHOLD AIFMS
EU REGISTERED AIFM
NON EU REGISTERED AIFM
AIFMs
SMALL AIFM
SUB-THRESHOLD AIFMs
AIFM and AIF Reporting
CROSS BORDER SERVICES
BRANCH
INVESTMENT FIRMS (CYPRIOT)
LIST OF APPROVED DOMAINS
FORMER INVESTMENT FIRMS (CYPRIOT)
INVESTMENT FIRMS (MEMBER STATES)
TIED AGENTS PUBLIC REGISTER
PUBLIC REGISTER OF CERTIFIED PERSONS
AUTHORISED LOCAL UCITS
FORMER LOCAL UCITS
LOCAL MANAGEMENT COMPANIES
FORMER LOCAL MANAGEMENT COMPANIES
CROSS BORDER SERVICES
BRANCH
LOCAL UCITS
FOREIGN UCITS (2009/65/ΕΚ)
NETWORK CHANNEL OF UCITS
LOCAL MANAGEMENT COMPANIES
MANAGEMENT COMPANIES (MEMBER STATES)
DOCUMENTS
LOCAL AUTHORISED MANAGEMENT COMPANIES
FORMER LOCAL MANAGEMENT COMPANIES
REGISTERED RAIF
FORMER RAIF
AUTHORISED AIF
FORMER AIF
AUTHORISED AIFLNP
FORMER AIFLNP
CROSS BORDER DISTRIBUTION
RAIF
AIF
AIFLNP
EuVECA & EuSEF
REGULATED MARKETS BY CYSEC
MARKETS BY OTHER MEMBER STATES
EUROPEAN SINGLE ELECTRONIC FORMAT (ESEF)
APPROVED PROSPECTUSES
NOTIFICATIONS OF APPROVED PROSPECTUSES
EUROPEAN SECURITIES & MARKET AUTHORITIES (ESMA) PUBLICATIONS
IMPORTANT DATES
APPROVED ASP
EMPLOYEES OFFERING ADMIN. SERVICES
PENDING APPLICATION OF ASP
ELIGIBLE PERSONS
CASP REGISTER
DEREGISTERED CASPs
EEA CASP REGISTER
CSP REGISTER
SOFTWARE FOR USB TOKEN
DIGITAL SIGNER
TRS SYSTEM USER MANUAL
CIRCULARS
FORMS
FREQUENTLY ASKED QUESTIONS
PRACTICAL GUIDES
AIF MANAGEMENT COMPANIES
INVESTMENT FIRMS
UCITS & MANAGEMENT COMPANIES
AIFM & MANCO
AIF
REGULATED MARKETS
Multilateral Trading Facilities ( MTF)
ISSUERS
ASP
CRYPTO ASSET SERVICES PROVIDERS (CASP)
CROWDFUNDING SERVICE PROVIDERS (CSP)
DIGITAL SIGNATURE/SUBMISSION
RISK BASED SUPERVISION FRAMEWORK
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MACROPRUDENTIAL SUPERVISION
EMIR
SFTR
RECOVERY AND RESOLUTION
CSD
CRA
CONGLOMERATES
SECURITISATION
CROWDFUNDING
UCITS
AIF
AIFM
SMALL AIFM
EUROPEAN SOCIAL ENTREPRENEURSHIP FUNDS (EUSEF)
EUROPEAN VENTURE CAPITAL FUNDS (EUVECA)
EUROPEAN LONG-TERM INVESTMENT FUNDS (ELTIF)
MONEY MARKET FUNDS (MMF)
PRACTICAL GUIDES
MAIN LEGISLATION
SECONDARY LEGISLATION
TRANSPARENCY LAW
PROSPECTUS LAW
TAKEOVER LAW
THE ENCOURAGEMENT OF LONG-TERM SHAREHOLDER ENGAGEMENT LAW
SHORT SELLING LAW
DIRECTIVES PURSUANT CSE LAW
FORMS
CYSEC CIRCULARS
INSTRUCTIONS FOR THE NOTIFICATION OF TRANSACTION
MAIN LEGISLATION
SECONDARY LEGISLATION
NOTIFICATIONS
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PRIIPs
SANCTIONS/RESTRICTIVE MEASURES
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COMPLAINTS WITH REF No.
COMPLAINTS WITHOUT REF No.
DIRECTIVE I.C.F
ANNOUNCEMENTS
FORMS
INFORMATION
REPEALED REGULATORY FRAMEWORK
APPLICATION FORM
COMPLAINT REGARDING CIFs
COMPLAINT REGARDING NON-REGULATED ENTITIES
WHISTLEBLOWING
FINANCIAL OMBUDSMAN
INVESTOR COMPENSATION FUND (I.C.F)
LIST OF APPROVED DOMAINS
WARNINGS
LIST OF NON APPROVED DOMAINS
LIST OF NON APPROVED DOMAINS – CRYPTO ASSETS PROVIDERS
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STRUCTURE
STRATEGY, INTERNATIONAL RELATIONS & COMMUNICATIONS
POLICY
ISSUERS
AUTHORISATIONS
SUPERVISION
AML - CFT
MARKET SURVEILLANCE & INVESTIGATIONS
LEGAL
FINANCE, HUMAN RESOURCES AND EDUCATION DEPARTMENT
INFORMATION TECHNOLOGY & OPERATIONS
RISK AND STATISTICS DEPARTMENT
INTERNAL AUDIT
INTERNATIONAL AFFAIRS
INNOVATION HUB
OBJECTIVES OF THE INNOVATION HUB
ELIGIBILITY CRITERIA
REQUEST SUPPORT/FORMS
INNOVATION INITIATIVES
ANNOUNCEMENTS
BREXIT INFORMATION HUB
SUSTAINABLE FINANCE
SEMINARS & LECTURES
CONFERENCES
ANNUAL REPORTS
FINANCIAL STATEMENTS
PAYABLE FEES
BANK ACCOUNT DETAILS
ISSUERS FEES
ASP FEES
INVESTMENT FIRMS FEES
CREDIT RATING AGENCIES FEES
AIF & AIFM FEES
UCITS Fees
ICF FEES
SMALL AIFM FEES
INVITATION OF TENDERS
SOCIAL RESPONSIBILITY
TRANSACTIONS NOTIFICATION SYSTEM
RECRUITMENT
PUBLIC HOLIDAYS
PRIVACY NOTICE
CONTACT US
PUBLIC INFORMATION
BOARD DECISIONS
ANNOUNCEMENTS
POLICY STATEMENTS
CIRCULARS
REGULATED ENTITIES
BENCHMARK PROVIDERS
CIRCULARS SECURITISATION
CIRCULARS CIF
CIRCULARS SFTR
CIRCULARS ASP
CIRCULARS M.C UCITS & UCITS
CIRCULARS AIF & AIFM
CIRCULARS EMIR
CIRCULARS MAR
CIRCULARS RBSF
CIRCULARS CSD
CIRCULARS AML/CFT
CIRCULARS ISSUERS
CIRCULARS TO ISSUERS
MARKET MANIPULATION
CERTIFICATIONS CIRCULARS
GENERAL CIRCULARS OF CYSEC
WARNINGS
CYSEC WARNINGS
IOSCO WARNINGS
PRACTICAL GUIDES
CONSULTATION PAPERS
CySEC
ESMA
European Commission
CERTIFICATIONS AND SEMINARS
CERTIFICATIONS
RENEWAL OF REGISTRATION TO PUBLIC REGISTRY
SUBSCRIPTION TO EXAMINATION / APPLICATIONS FOR EXAM CHANGES
EXAM REGISTRATIONS
Basic
Advanced
AML
REGISTRATION FORM IN THE PUBLIC RECORDS
CERTIFICATION REGISTERS
PUBLIC REGISTER
AML COMPLIANCE OFFICERS REGISTER
DIRECTIVES
RELATED ANNOUNCEMENTS AND CIRCULARS
SEMINARS
ANNOUNCEMENTS AND OTHER INFORMATION
INSTRUCTIONS
COURT DECISIONS
STATISTICAL PUBLICATIONS
QUARTERLY STATISTICAL REPORT
ANNUAL STATISTICAL BULLETIN
ADMINISTRATIVE SANCTIONS
REGULATED ENTITIES
AIF MANAGEMENT COMPANIES
AIFMs
Authorised AIFM
Former AIFM
EU AIFM
CROSS BORDER BRANCH
CROSS BORDER SERVICES
CROSS BORDER DISTRIBUTION
NON EU AIFM
SMALL AIFM
AUTHORISED SMALL AIFM
FORMER SMALL AIFM
SUB-THRESHOLD AIFMs
AUTHORISED SUB-THRESHOLD AIFMS
FORMER SUB-THRESHOLD AIFMS
EU REGISTERED AIFM
NON EU REGISTERED AIFM
AIFM and AIF Reporting
INVESTMENT FIRMS
INVESTMENT FIRMS (CYPRIOT)
LIST OF APPROVED DOMAINS
FORMER INVESTMENT FIRMS (CYPRIOT)
INVESTMENT FIRMS (MEMBER STATES)
CROSS BORDER SERVICES
BRANCH
TIED AGENTS PUBLIC REGISTER
PUBLIC REGISTER OF CERTIFIED PERSONS
UCITS & MANAGEMENT COMPANIES
LOCAL UCITS
AUTHORISED LOCAL UCITS
FORMER LOCAL UCITS
FOREIGN UCITS (2009/65/ΕΚ)
NETWORK CHANNEL OF UCITS
LOCAL MANAGEMENT COMPANIES
LOCAL MANAGEMENT COMPANIES
FORMER LOCAL MANAGEMENT COMPANIES
MANAGEMENT COMPANIES (MEMBER STATES)
CROSS BORDER SERVICES
BRANCH
DOCUMENTS
AIFM & MANCO
LOCAL AUTHORISED MANAGEMENT COMPANIES
FORMER LOCAL MANAGEMENT COMPANIES
AIF
CROSS BORDER DISTRIBUTION
RAIF
REGISTERED RAIF
FORMER RAIF
AIF
AUTHORISED AIF
FORMER AIF
AIFLNP
AUTHORISED AIFLNP
FORMER AIFLNP
EuVECA & EuSEF
REGULATED MARKETS
REGULATED MARKETS BY CYSEC
MARKETS BY OTHER MEMBER STATES
Multilateral Trading Facilities ( MTF)
ISSUERS
EUROPEAN SINGLE ELECTRONIC FORMAT (ESEF)
APPROVED PROSPECTUSES
NOTIFICATIONS OF APPROVED PROSPECTUSES
EUROPEAN SECURITIES & MARKET AUTHORITIES (ESMA) PUBLICATIONS
IMPORTANT DATES
ASP
APPROVED ASP
EMPLOYEES OFFERING ADMIN. SERVICES
PENDING APPLICATION OF ASP
ELIGIBLE PERSONS
CRYPTO ASSET SERVICES PROVIDERS (CASP)
CASP REGISTER
DEREGISTERED CASPs
EEA CASP REGISTER
CROWDFUNDING SERVICE PROVIDERS (CSP)
CSP REGISTER
DIGITAL SIGNATURE/SUBMISSION
SOFTWARE FOR USB TOKEN
DIGITAL SIGNER
TRS SYSTEM USER MANUAL
RISK BASED SUPERVISION FRAMEWORK
CIRCULARS
FORMS
FREQUENTLY ASKED QUESTIONS
PRACTICAL GUIDES
REGULATORY FRAMEWORK
PEPPs
MAIN LEGISLATION
SECONDARY LEGISLATION
NOTIFICATIONS
EUROPEAN FAQ'S AND GUIDELINES
CIRCULARS
FORMS
SERVICES AND MARKETS
INVESTMENT SERVICES LAW
ASP (Fiduciary Services)
PRUDENTIAL SUPERVISION
MACROPRUDENTIAL SUPERVISION
EMIR
SFTR
RECOVERY AND RESOLUTION
CSD
CRA
CONGLOMERATES
SECURITISATION
EUROPEAN REGULATORY FRAMEWORK
LEVEL 1
LEVEL 2
LEVEL 3
EUROPEAN Q&As AND OPINIONS
CySEC CIRCULAS
NOTIFICATIONS - FORMS
NOTIFICATIONS
CROWDFUNDING
EUROPEAN REGULATORY FRAMEWORK
SECONDARY LEGISLATION
Q&As AND OPINIONS
NOTIFICATIONS - FORMS
COLLECTIVE INVESTMENT AND MANAGERS
UCITS
AIF
AIFM
SMALL AIFM
EUROPEAN SOCIAL ENTREPRENEURSHIP FUNDS (EUSEF)
EUROPEAN VENTURE CAPITAL FUNDS (EUVECA)
EUROPEAN LONG-TERM INVESTMENT FUNDS (ELTIF)
MONEY MARKET FUNDS (MMF)
ISSUERS AND SECURITIES
TRANSPARENCY LAW
PROSPECTUS LAW
PRACTICAL GUIDES
TAKEOVER LAW
THE ENCOURAGEMENT OF LONG-TERM SHAREHOLDER ENGAGEMENT LAW
MAIN LEGISLATION
SECONDARY LEGISLATION
SHORT SELLING LAW
DIRECTIVES PURSUANT CSE LAW
FORMS
MARKET ABUSE
CYSEC CIRCULARS
INSTRUCTIONS FOR THE NOTIFICATION OF TRANSACTION
BENCHMARKS
MAIN LEGISLATION
SECONDARY LEGISLATION
NOTIFICATIONS
EUROPEAN FAQ’S
EUROPEAN REGULATORY FRAMEWORK
ANNOUNCEMENTS
PREVENTION OF MONEY LAUNDERING AND FINANCING OF TERRORISM
OTHER USEFUL INFORMATION
PRIIPs
MAIN LEGISLATION
SECONDARY LEGISLATION
NOTIFICATIONS
EUROPEAN FAQ'S AND GUIDELINES
CIRCULARS
SANCTIONS/RESTRICTIVE MEASURES
DOCUMENTATION AND USEFUL LINKS
NOTIFICATIONS
CySEC LAW
INVESTOR PROTECTION
COMPLAINT REGARDING CIFs
COMPLAINTS WITH REF No.
COMPLAINTS WITHOUT REF No.
COMPLAINT REGARDING NON-REGULATED ENTITIES
WHISTLEBLOWING
FINANCIAL OMBUDSMAN
INVESTOR COMPENSATION FUND (I.C.F)
DIRECTIVE I.C.F
ANNOUNCEMENTS
FORMS
INFORMATION
REPEALED REGULATORY FRAMEWORK
APPLICATION FORM
LIST OF APPROVED DOMAINS
WARNINGS
LIST OF NON APPROVED DOMAINS
LIST OF NON APPROVED DOMAINS – CRYPTO ASSETS PROVIDERS
FINANCIAL EDUCATION HUB
TRUSTS REGISTRY
REGULATORY FRAMEWORK
USER GUIDE MANUALS
Q&A
VIDEOS/PRESENTATIONS
ANNOUNCEMENTS
CONTACT US
CyTBOR LINK
CONTACT US
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LINKS
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REGULATORY FRAMEWORK
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Questions and Answers on the Prospectus Regulation – 1st version – March 2019
Questions and Answers on the Prospectus Regulation – 1st version – March 2019
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Questions and Answers on the Prospectus Regulation – 1st version – March 2019
Questions and Answers on the Prospectus Regulation – 1st version – March 2019
12 April 2019
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TRANSPARENCY LAW
PROSPECTUS LAW
PRACTICAL GUIDES
TAKEOVER LAW
THE ENCOURAGEMENT OF LONG-TERM SHAREHOLDER ENGAGEMENT LAW
SHORT SELLING LAW
DIRECTIVES PURSUANT CSE LAW
FORMS
MARKET ABUSE
BENCHMARKS
PREVENTION OF MONEY LAUNDERING AND FINANCING OF TERRORISM
PRIIPs
SANCTIONS/RESTRICTIVE MEASURES
CySEC LAW
INVESTOR PROTECTION
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THE COMMISSION
BOARD
VISION, MISSION, VALUES & RESPONSIBILITIES...
STRUCTURE
INTERNATIONAL AFFAIRS
INNOVATION HUB
BREXIT INFORMATION HUB
SUSTAINABLE FINANCE
SEMINARS & LECTURES
CONFERENCES
ANNUAL REPORTS
FINANCIAL STATEMENTS
PAYABLE FEES
INVITATION OF TENDERS
SOCIAL RESPONSIBILITY
TRANSACTIONS NOTIFICATION SYSTEM
RECRUITMENT
PUBLIC HOLIDAYS
PRIVACY NOTICE
CONTACT US
PUBLIC INFORMATION
BOARD DECISIONS
ANNOUNCEMENTS
POLICY STATEMENTS
CIRCULARS
WARNINGS TO INVESTORS
PRACTICAL GUIDES
CONSULTATION PAPERS
CERTIFICATIONS AND SEMINARS
COURT DECISIONS
STATISTICAL PUBLICATIONS
ADMINISTRATIVE SANCTIONS
REGULATED ENTITIES
AIF MANAGEMENT COMPANIES
INVESTMENT FIRMS
UCITS & MANAGEMENT COMPANIES
AIFM & MANCO
AIF
REGULATED MARKETS
Multilateral Trading Facilities ( MTF)
ISSUERS
ASP
CRYPTO ASSET SERVICES PROVIDERS (CASP)
CROWDFUNDING SERVICE PROVIDERS (CSP)
DIGITAL SIGNATURE/SUBMISSION
RISK BASED SUPERVISION FRAMEWORK
REGULATORY FRAMEWORK
PEPPs
SERVICES AND MARKETS
COLLECTIVE INVESTMENT AND MANAGERS
ISSUERS AND SECURITIES
MARKET ABUSE
BENCHMARKS
PREVENTION OF MONEY LAUNDERING AND FINANCI...
PRIIPs
SANCTIONS/RESTRICTIVE MEASURES
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