|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Circular (CI144-2008-16)
|
| To Investment Firms regarding submission of new forms for capital adequacy
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Circular (CI144-2008-17)
|
| To Investment Firms regarding Lehman Brothers
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Circular (CI144-2008-18)
|
| To Investment Firms regarding international stock markets crisis
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Circular (CI144-2008-19)
|
| To Investment Firms regarding distributing financial products and granting of credits or loans to CIF clients
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Circular (CI144-2008-20)
|
| To Investment Firms regarding Obligation for transaction reporting on derivative instruments that are admitted on a regulated market
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Circular (CI144-2008-21)
|
| To CIFs for Corep submission
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Circular (CI144-2008-22)
|
| To CIFs regarding their obligations for the notification of information
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Circular (CI144-2008-23)
|
| To Investment Firms regarding Bernand Madoff
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Circular (CI144-2008-24)
|
| To Investment Firms regarding Bernand Madoff (continuance)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Circular (CI144-2009-01)
|
| To CIFs regarding the public statement of MONEYVAL for Azerbaijan
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Circular (CI144-2009-02)
|
| To Investment Firms regarding CESR publicstatement for Madoff collapse (in Greek)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Circular (CI144-2009-03)
|
| To Investment Firms regarding investments by CIFs and their clients in Mr Allen Stanfords’ products and companies
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Circular (CI144-2009-04)
|
| To CIFs regarding the examination announcement for the certification of employees of Investment Firms
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Circular (CI144-2009-05)
|
| To Investment Firms regarding amendment of DI144-2007-04 (charges)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Circular (CI144-2009-07)
|
| To CIFs regarding clients' interest
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Circular (CI144-2009-08)
|
| Regarding the examination announcement for the certification of employees of Investment Firms
|
|
|
|
|
|
|
|
|
|
|