| Announcement Date: |
17 Dec. 2015 |
Board Decision Date: 11 May. 2015 |
| Regarding: |
D.H. Cyprotels Plc (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €1.500 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
17 Dec. 2015 |
Board Decision Date: 11 May. 2015 |
| Regarding: |
Libra Group Plc (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €1.500 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
17 Dec. 2015 |
Board Decision Date: 11 May. 2015 |
| Regarding: |
Songa Offshore SE (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €1.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
17 Dec. 2015 |
Board Decision Date: 11 May. 2015 |
| Regarding: |
Agroton Public Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €750 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
17 Dec. 2015 |
Board Decision Date: 11 May. 2015 |
| Regarding: |
KDM Shipping Public Limited (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €500 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
17 Dec. 2015 |
Board Decision Date: 11 May. 2015 |
| Regarding: |
Liberty Life Insurance Public Company Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €2.500 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 07 Dec. 2015 |
| Regarding: |
L.P. Transbeton Public Ltd and Karaolis Group Public Ltd (available in greek language) |
| Legislation: |
The Investment Services and Activities and Regulated Markets |
| Subject: |
Suspension of trading |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
Firstdelos Group Plc (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €7.300 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
O.C. Options Choice Plc (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €7.300 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
SAFS Holdings Public Limited (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €7.300 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
Stario Portfolio Investments Public Company Limited (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €7.300 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
Laser Investment Group Plc (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €7.300 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
Charilaos Apostolides Public Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €7.300 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
Empire Capital Investments Public Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €7.300 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
Ceilfloor Public Company Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €7.300 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
Finikas Ammochostou Plc (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €7.300 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
K. Athienitis Contractors Developers Public Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €7.300 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
Cyprint Plc (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €7.300 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
Astarti Development Plc (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €1.500 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
D.H. Cyprotels Plc (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €1.500 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
Libra Group Plc (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €1.500 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
Adelfoi Pipis Farm Public Company Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €1.500 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
D&M Telemarketing Public Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €1.500 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
Agroton Public Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €6.300 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
Phil. Andreou Public Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €6.300 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
Karkotis Manufacturing & Trading Public Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €6.300 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
Elma Holdings Public Company Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total fine €6.300 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
Dodoni Portfolio Investments Public Co Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €6.300 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
Jupiter Portfolio Investments Public Company Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €6.300 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
Karaolis Group Public Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €1.200 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
Renos Hatzioannou Farm Public Company Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €1.600 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
Unifast Finance & Investments Public Company Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €2.400 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
Sea Bird Exploration Plc (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €500 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
Modestou Sound & Vision Public Company Ltd (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €4.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Dec. 2015 |
Board Decision Date: 08 Jun. 2015 |
| Regarding: |
Royal Highgate Public Company Limited (available in Greek language) |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €500 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
04 Dec. 2015 |
Board Decision Date: 30 Nov. 2015 |
| Regarding: |
Falcon Brokers Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Continuance of suspension of CIF authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
27 Nov. 2015 |
Board Decision Date: 12 Oct. 2015 |
| Regarding: |
Depaho Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Laws, The Prevention and Suppression of Money Laundering and Terrorist Financing Law, Directive DI 144-2007-01 of 2012, Directive DI 144-2007-02 of 2012, Directive DI 144-2007-08 of 2012 |
| Subject: |
Fine €233.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
27 Nov. 2015 |
Board Decision Date: 21 Sep. 2015 |
| Regarding: |
WGM Services Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Laws,
The Prevention and Suppression of Money Laundering and Terrorist
Financing Law, Directive DI 144-2007-01 of 2012, Directive DI 144-
2007-02 of 2012, Directive DI 144-2007-08 of 2012 |
| Subject: |
Fine €340.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
27 Nov. 2015 |
Board Decision Date: 29 Sep. 2015 |
| Regarding: |
Reliantco Investments Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Laws,
Directive DI-144-2007-01 of 2012, Directive DI 144-2007-02 of 2012 |
| Subject: |
Fine €123.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
27 Nov. 2015 |
Board Decision Date: 12 Oct. 2015 |
| Regarding: |
Pegase Capital Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Laws, The Prevention and Suppression of Money Laundering and Terrorist
Financing Law, Directive DI 144-2007-01 of 2012, Directive DI 144-
2007-02 of 2012, Directive DI 144-2007-08 of 2012 |
| Subject: |
Fine €300.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
27 Nov. 2015 |
Board Decision Date: 02 Nov. 2015, 18 Nov. 2015 |
| Regarding: |
IronFX Global Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Laws,
Directive DI 144-2007-01 of 2012, Directive DI 144-2007-02 of 2012 |
| Subject: |
Settlement €335.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
25 Nov. 2015 |
Board Decision Date: 18 Nov. 2015 |
| Regarding: |
Ch. Charilaou Group Plc (availavle in greek language) |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Extension for the disposal of shares following the granting of an exception to submit a mandatory taκeover bid |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
25 Nov. 2015 |
Board Decision Date: 12 Oct. 2015 |
| Regarding: |
Pulp International Business Ltd |
| Legislation: |
Directive DI144-2007-15 of 2015 – the Investor Compensation Fund Directive |
| Subject: |
Initiation of the compensation payment process by the Investor Compensation Fund for Clients of IFs (‘the I.C.F’) |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
24 Nov. 2015 |
Board Decision Date: 29 Sep. 2015 |
| Regarding: |
Mr. Said Salem, Mr. Shaher Hasanain, Mr. Savvas Savva, Mr. Marios Economou (Directors of Pulp International Business Ltd) |
| Legislation: |
Directive DI144-2007-01 for the Authorisation and Operating Conditions of CIFs |
| Subject: |
Fine €150.000/reprimand |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
02 Nov. 2015 |
Board Decision Date: 26 Oct. 2015 |
| Regarding: |
Falcon Brokers Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Continuance of suspension of CIF authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
20 Oct. 2015 |
Board Decision Date: 05 Oct. 2015 |
| Regarding: |
1 T.C.R. CORP. LTD |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of suspension of CIF authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
16 Oct. 2015 |
Board Decision Date: 16 Feb. 2015 |
| Regarding: |
CLR Overseas Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Fine €10.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
09 Oct. 2015 |
Board Decision Date: 05 Oct. 2015 |
| Regarding: |
Avangardco Investments Public Ltd (in Greek) |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Exception from a mandatory obligation to submit a takeover bid |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
09 Oct. 2015 |
Board Decision Date: 31 Aug. 2015 |
| Regarding: |
Stademos Hotels Plc (in Greek) |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Exception from a mandatory obligation to submit a takeover bid |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
09 Oct. 2015 |
Board Decision Date: 28 Sep. 2015 |
| Regarding: |
Jupiter Portfolio Investments Public Company Ltd (in Greek) |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Exception from a mandatory obligation to submit a takeover bid |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|