| Announcement Date: |
10 Dec. 2018 |
Board Decision Date: 10 Sep. 2018 |
| Regarding: |
Cyprint Plc |
| Legislation: |
The Insider Dealing and Market Manipulation (Market Abuse) Law |
| Subject: |
Total fine €10.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
26 Nov. 2018 |
Board Decision Date: |
| Regarding: |
Ch. Charilaou Group Plc (in Greek) |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Extension for the disposal of shares following the granting of an exception to submit a mandatory takeover bid |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
23 Nov. 2018 |
Board Decision Date: 23 Nov. 2018 |
| Regarding: |
GIF Capital Ltd |
| Legislation: |
The Regulating Companies Providing Administrative Services and Related Matters Law |
| Subject: |
Suspension of ASP licence |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
20 Nov. 2018 |
Board Decision Date: 20 Nov. 2018 |
| Regarding: |
PCM Advisers LTD |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of CIF licence |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
14 Nov. 2018 |
Board Decision Date: 05 Nov. 2018 |
| Regarding: |
Qino Management Advisory Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of CIF authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
14 Nov. 2018 |
Board Decision Date: 14 Nov. 2018 |
| Regarding: |
Fenix Capital Markets Trading Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of CIF licence |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
01 Nov. 2018 |
Board Decision Date: 29 Oct. 2018 |
| Regarding: |
Capital Index (Cyprus) Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of CIF license |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
25 Oct. 2018 |
Board Decision Date: 22 Oct. 2018 |
| Regarding: |
Etalon Group Plc |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Exception from a mandatory obligation to submit a takeover bid |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
22 Oct. 2018 |
Board Decision Date: 15 Oct. 2018 |
| Regarding: |
HMS Hydraulic Machines & Systems Group Plc (in Greek) |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Exception from a mandatory obligation to submit to takeover bid |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
19 Oct. 2018 |
Board Decision Date: 03 Sep. 2018 |
| Regarding: |
Mrs Milena Valentinova Christofide |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Fine €10.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
18 Oct. 2018 |
Board Decision Date: 02 Oct. 2018 |
| Regarding: |
Jupiter Portfolio Investments Public Company Ltd (in Greek) |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Exception from a mandatory obligation to submit a takeover bid |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
18 Oct. 2018 |
Board Decision Date: 02 Oct. 2018 |
| Regarding: |
A. Tsokkos Hotels Public Ltd (in Greek) |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Exception from a mandatory obligation to submit a takeover bid |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
03 Oct. 2018 |
Board Decision Date: 03 Sep. 2018 |
| Regarding: |
Mr Christo Filaktou (Director of Orphanides Public Company Ltd) |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Re-examination |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
28 Sep. 2018 |
Board Decision Date: 17 Sep. 2018 |
| Regarding: |
AFX Capital Markets Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Settlement €50.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
13 Sep. 2018 |
Board Decision Date: 03 Mar. 2018 |
| Regarding: |
Ouroboros Derivatives Trading Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of CIF authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
13 Sep. 2018 |
Board Decision Date: 10 Sep. 2018 |
| Regarding: |
Gobaba FX Cy Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of CIF authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
04 Sep. 2018 |
Board Decision Date: 02 Jul. 2018 |
| Regarding: |
LQD Markets Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Fine €50.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
08 Aug. 2018 |
Board Decision Date: 23 Jul. 2018 |
| Regarding: |
Coverdeal Holdings Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Settlement €250.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
02 Aug. 2018 |
Board Decision Date: 11 Jun. 2018 |
| Regarding: |
Instant Trading EU Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law, Directive DI144-2007-02 of 2012 |
| Subject: |
Total Fine €130.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
25 Jul. 2018 |
Board Decision Date: 13 Nov. 2017 |
| Regarding: |
Mr. Ioannis Vardinoyiannis (in Greek) |
| Legislation: |
1. The Insider Dealing and Market Manipulation (Market Abuse) Law (L.116(I)/2005).
2. The Cyprus Securities and Exchange Commission Law (L.73(Ι)/2009). |
| Subject: |
Imposition of administrative fines |
| Judicial Review: |
YES
(03 Oct. 2018)
NO
|
Judicial Review Ruling:
Pending
Pending
|
|
|
| Announcement Date: |
25 Jul. 2018 |
Board Decision Date: 13 Nov. 2017 |
| Regarding: |
Mrs Amalia Vardinoyiannis (in Greek) |
| Legislation: |
1. The Insider Dealing and Market Manipulation (Market Abuse) Law (L.116(I)/2005).
2. The Cyprus Securities and Exchange Commission Law (L.73(Ι)/2009).
|
| Subject: |
Imposition of administrative fines |
| Judicial Review: |
YES
(03 Oct. 2018)
NO
|
Judicial Review Ruling:
Pending
Pending
|
|
|
| Announcement Date: |
25 Jul. 2018 |
Board Decision Date: 13 Nov. 2017 |
| Regarding: |
Mr. Christodoulos Ellinas (in Greek) |
| Legislation: |
1. The Insider Dealing and Market Manipulation (Market Abuse) Law (L.116(I)/2005).
2. The Cyprus Securities and Exchange Commission Law (L.73(Ι)/2009). |
| Subject: |
Imposition of administrative fines |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
25 Jul. 2018 |
Board Decision Date: 13 Nov. 2017 |
| Regarding: |
Mr. Philippos Larkos (in Greek) |
| Legislation: |
1. The Insider Dealing and Market Manipulation (Market Abuse) Law (L.116(I)/2005).
2. The Cyprus Securities and Exchange Commission Law (L.73(Ι)/2009). |
| Subject: |
Imposition of administrative fines |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
20 Jul. 2018 |
Board Decision Date: 20 Jul. 2018 |
| Regarding: |
IGM FOREX LTD |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of CIF licence |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
03 Jul. 2018 |
Board Decision Date: 25 Jun. 2018 |
| Regarding: |
B.O. Tradefinancials Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of CIF licence |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
29 Jun. 2018 |
Board Decision Date: 25 Jun. 2018 |
| Regarding: |
Blackwell Global Investments (Cyprus) Ltd |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Withdrawal of CIF licence |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
27 Jun. 2018 |
Board Decision Date: 05 Mar. 2018 |
| Regarding: |
Karkotis Manufacturing & Trading Public Ltd |
| Legislation: |
The Cyprus Securities and Cyprus Stock Exchange Law |
| Subject: |
Fine €50.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
27 Jun. 2018 |
Board Decision Date: 04 Jun. 2018 |
| Regarding: |
Agroton Public Ltd |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €2.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
27 Jun. 2018 |
Board Decision Date: 04 Jun. 2018 |
| Regarding: |
SFS Group Public Ltd |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €4.400 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
27 Jun. 2018 |
Board Decision Date: 04 Dec. 2017 |
| Regarding: |
Iron FX Global Ltd (τώρα Notesco Financial Services Ltd) |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Fine €2.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
21 Jun. 2018 |
Board Decision Date: 04 Jun. 2018 |
| Regarding: |
Investment Compartment Deltamax European Property Fund and Investment Compartment Deltamax Value Fund, of the AIF Deltamax Fund Variable Capital Investment Company Limited |
| Legislation: |
The Alternative Investment Funds Law |
| Subject: |
Withdrawal of Investment Compartments license |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
20 Jun. 2018 |
Board Decision Date: 30 Apr. 2018 |
| Regarding: |
Management Company Ankor Capital Ltd |
| Legislation: |
The Open-Ended Undertakings for Collective Investment Law |
| Subject: |
Withdrawal of Management Company license |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
20 Jun. 2018 |
Board Decision Date: 30 Apr. 2018 |
| Regarding: |
UCITS ACY Global Prosperity Umbrella Fund UCITS Variable Capital Investment Company Ltd |
| Legislation: |
The Open-Ended Undertakings for Collective Investment Law |
| Subject: |
Withdrawal of UCITS license |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
19 Jun. 2018 |
Board Decision Date: 04 Jun. 2018 |
| Regarding: |
Mr Marios Antoniades (Director of Orphanides Public Company Ltd) |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Re-examination |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
25 May. 2018 |
Board Decision Date: 23 Apr. 2018 |
| Regarding: |
Standville Limited |
| Legislation: |
Law Regulating Companies Providing Administrative Services and Related Matters, Directive DI 144-2007-08 |
| Subject: |
Withdrawal of an ASP authorisation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
21 May. 2018 |
Board Decision Date: 07 May. 2018 |
| Regarding: |
Leptos Calypso Hotels Public Ltd (available in Greek language) |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Extension for the acquisition of shares following the granting of an exception to submit a mandatory takeover bid |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
21 May. 2018 |
Board Decision Date: 07 May. 2018 |
| Regarding: |
Pandora Investments Public Ltd (available in Greek language) |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Extension for the acquisition of shares following the granting of an exception to submit a mandatory takeover bid |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
10 May. 2018 |
Board Decision Date: 23 Apr. 2018 |
| Regarding: |
Cosmos Insurance Company Public Ltd |
| Legislation: |
The Takeover Bids Law |
| Subject: |
Exception from a mandatory obligation to submit to takeover bid |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
08 May. 2018 |
Board Decision Date: 30 Apr. 2018 |
| Regarding: |
Ingard Property Bond Designated Activity Company, Pierides Holdings Plc |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Suspension of trading of issuer shares |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
27 Apr. 2018 |
Board Decision Date: 20 Nov. 2017 |
| Regarding: |
Mr. Amr Jamal Mohamed Hendawi (CommexFX Ltd) |
| Legislation: |
The Investment Services and Activities and Regulated Markets Law |
| Subject: |
Re-examination |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
26 Apr. 2018 |
Board Decision Date: 26 Mar. 2017 |
| Regarding: |
Salamis Tours (Holdings) Public Limited |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Administrative measure |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
12 Apr. 2018 |
Board Decision Date: 25 Sep. 2017 |
| Regarding: |
Louis Plc |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine € 2.800 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
12 Apr. 2018 |
Board Decision Date: 25 Sep. 2017 |
| Regarding: |
KDM Shipping Public Limited |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine € 1.000 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
12 Apr. 2018 |
Board Decision Date: 25 Sep. 2017 |
| Regarding: |
Agroton Public Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine € 1.500 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
12 Apr. 2018 |
Board Decision Date: 11 Dec. 2017 |
| Regarding: |
Renos Hatzioannou Farm Public Company Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total Fine € 6.250 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
12 Apr. 2018 |
Board Decision Date: 11 Dec. 2017 |
| Regarding: |
Modestou Sound & Vision Public Company Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Total Fine € 6.250 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
12 Apr. 2018 |
Board Decision Date: 11 Dec. 2017 |
| Regarding: |
Karyes Investment Public Company Ltd |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine € 3.500 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
12 Apr. 2018 |
Board Decision Date: 11 Dec. 2017 |
| Regarding: |
KDM Shipping Public Limited |
| Legislation: |
The Transparency Requirements (Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine € 2.500 |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
05 Apr. 2018 |
Board Decision Date: 08 Jan. 2018 |
| Regarding: |
Mr. Simos Kiriakides (Director of Orphanides Public Company Ltd) |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Violation |
| Judicial Review: |
YES
()
NO
|
Judicial Review Ruling:
|
|
|
| Announcement Date: |
05 Apr. 2018 |
Board Decision Date: 08 Jan. 2018 |
| Regarding: |
Mrs Eve Makariou (CFO of Orphanides Public Company Ltd) |
| Legislation: |
The Transparency Requirements (Transferable Securities Admitted to Trading on a Regulated Market) Law |
| Subject: |
Fine €30.000 |
| Judicial Review: |
YES
(15 Jun. 2018)
NO
|
Judicial Review Ruling:
|
|
|