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Circulars M.C UCITS & UCITS
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Circulars M.C UCITS & UCITS

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05 Nov. 2020
C413 - Reporting under Article 9 of Regulation EU 648/2012 as amended (‘EMIR’) – Wind down of CME T
26 Oct. 2020
C410 - Information to be submitted on the basis of the ESAs Joint Guidelines on Cooperation and Inf
25 Sep. 2020
C405 to Management companies and self managed funds –quarterly statistics
10 Sep. 2020
C403 – ESMA Guidelines on Liquidity Stress Testing in UCITS and AIFs
16 Jul. 2020
C399 - Financial Action Task Force (FATF) COVID-19-related Money Laundering and Terrorist Financing
30 Jun. 2020
C393 to Management companies and self managed funds –quarterly statistics
29 Jun. 2020
C394 - Interest Rate Benchmarks – Reform of short-term interest rates such as London Interbank Offer
20 Jun. 2020
C392 to Management Companies and Self- Managed Funds regarding RBS-F - Electronic Submission of 2019
18 Jun. 2020
C391 - EBA’s Call for input on ‘de-risking’ and its impact on access to financial services
08 May. 2020
C385 - ESMA extends the registrations of four trade repositories (TRs) to include securities financing transactions (SFT) reporting under the Regulation (EU) 2015/2365 (‘SFTR’)
30 Apr. 2020
C384 - ESAs Joint Guidelines on Cooperation and Information Exchange between the Supervisory Authori
16 Apr. 2020
C382 - Regulation (EU) 2015/2365 on transparency of securities financing transactions and of reuse (
14 Apr. 2020
C380 – COVID-19: ESMA’s Public Statement regarding the deadlines for the publication of periodic reports by fund managers – Other reporting obligations
08 Apr. 2020
C378 - ESMA Guidelines on stress test scenarios under the MMF Regulation
08 Apr. 2020
C377 – Actions to be taken with regards to Funds Digital Record (‘FDR’)
07 Apr. 2020
C376 – Suspension of redemption of UCITS and AIF units on 10 and 13 April 2020
31 Mar. 2020
C373 - To Regulated Entities regarding new reporting/notification deadlines for RBS-F, Quarterly Sta
24 Mar. 2020
C369 - To Management Companies and Self Managed Funds regarding Quarterly statistic Form
19 Mar. 2020
C366 - Regulation (EU) 2015/2365 on transparency of securities financing transactions and of reuse (
17 Mar. 2020
C361 - ESAs Joint Opinion on the risks of money laundering and terrorist financing affecting the European Union’s financial sector
06 Mar. 2020
C359 - ESMA launches a Common Supervisory Approach with NCAs on MiFID II Suitability rules
06 Mar. 2020
C358 - COVID-19 - Business Continuity and Contigency Plans
28 Feb. 2020
C357 - Financial Action Task Force (FATF) Best Practices on Beneficial Ownership for Legal Persons
24 Feb. 2020
C352 - Consultation Paper on the revised money laundering and terrorist financing (ML/TF) Risk Fact
28 Jan. 2020
C348 - Expansion of CySEC Portal to include Funds Digital Record
Displaying results 126-150 (of 243)
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