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MIFID II
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MIFID II
Commission Implementing Regulation (EU) 2017/2382 with regard to standard forms, templates and procedures for the transmission of information
Commission Implementing Regulation (EU) 2017/2382 with regard to standard forms, templates and procedures for the transmission of information
22 February 2018
Commission Delegated Regulation (EU) 2017/1946 for an exhaustive list of information to be included by proposed acquirers in the notification of a proposed acquisition of a qualifying holding in an investment firm
Commission Delegated Regulation (EU) 2017/1946 for an exhaustive list of information to be included by proposed acquirers in the notification of a proposed acquisition of a qualifying holding in an investment firm
27 November 2017
Commission Implementing Regulation (EU) 2017/1945 laying down implementing technical standards with regard to notifications by and to applicant and authorised investment firms
Commission Implementing Regulation (EU) 2017/1945 laying down implementing technical standards with regard to notifications by and to applicant and authorised investment firms
27 November 2017
Commission Implementing Regulation (EU) 2017/1944 for the consultation process between relevant competent authorities in relation to the notification of a proposed acquisition of a qualifying holding in an investment firm
Commission Implementing Regulation (EU) 2017/1944 for the consultation process between relevant competent authorities in relation to the notification of a proposed acquisition of a qualifying holding in an investment firm
27 November 2017
Commission Delegated Regulation (EU) 2017/1943 on information and requirements for the authorisation of investment firms
Commission Delegated Regulation (EU) 2017/1943 on information and requirements for the authorisation of investment firms
24 November 2017
Commission Implementing Regulation (EU) 2016/824 with regard to the content and format of the description of the functioning of multilateral trading facilities and organised trading facilities and the notification to the ESMA
Commission Implementing Regulation (EU) 2016/824 with regard to the content and format of the description of the functioning of multilateral trading facilities and organised trading facilities and the notification to the ESMA
12 July 2017
Commission Delegated Regulation (EU) 2017/565 with regard to organisational requirements and operating conditions for CIFs
Commission Delegated Regulation (EU) 2017/565 with regard to organisational requirements and operating conditions for CIFs
29 June 2017
Commission Delegated Regulation (EU) 2017/566 with regard to regulatory technical standards for the ratio of unexecuted orders to transactions in order to prevent disorderly trading conditions
Commission Delegated Regulation (EU) 2017/566 with regard to regulatory technical standards for the ratio of unexecuted orders to transactions in order to prevent disorderly trading conditions
29 June 2017
Commission Delegated Regulation (EU) 2017/568 with regard to regulatory technical standards for the admission of financial instruments to trading on regulated markets
Commission Delegated Regulation (EU) 2017/568 with regard to regulatory technical standards for the admission of financial instruments to trading on regulated markets
29 June 2017
Commission Delegated Regulation (EU) 2017/569 with regard to regulatory technical standards for the suspension and removal of financial instruments from trading
Commission Delegated Regulation (EU) 2017/569 with regard to regulatory technical standards for the suspension and removal of financial instruments from trading
29 June 2017
Commission Delegated Regulation (EU) 2017/570 with regard to regulatory technical standards for the determination of a material market in terms of liquidity in relation to notifications of a temporary halt in trading
Commission Delegated Regulation (EU) 2017/570 with regard to regulatory technical standards for the determination of a material market in terms of liquidity in relation to notifications of a temporary halt in trading
29 June 2017
Commission Delegated Regulation (EU) 2017/571 with regard to regulatory technical standards on the authorisation, organisational requirements and the publication of transactions for data reporting services providers
Commission Delegated Regulation (EU) 2017/571 with regard to regulatory technical standards on the authorisation, organisational requirements and the publication of transactions for data reporting services providers
29 June 2017
Commission Delegated Regulation (EU) 2017/573 with regard to regulatory technical standards on requirements to ensure fair and non-discriminatory co-location services and fee structures
Commission Delegated Regulation (EU) 2017/573 with regard to regulatory technical standards on requirements to ensure fair and non-discriminatory co-location services and fee structures
29 June 2017
Commission Delegated Regulation (EU) 2017/574 with regard to regulatory technical standards for the level of accuracy of business clocks
Commission Delegated Regulation (EU) 2017/574 with regard to regulatory technical standards for the level of accuracy of business clocks
29 June 2017
Commission Delegated Regulation (EU) 2017/575 with regard to regulatory technical standards concerning the data to be published by execution venues on the quality of execution of transactions
Commission Delegated Regulation (EU) 2017/575 with regard to regulatory technical standards concerning the data to be published by execution venues on the quality of execution of transactions
29 June 2017
Commission Delegated Regulation (EU) 2017/576 with regard to regulatory technical standards for the annual publication by investment firms of information on the identity of execution venues and on the quality of execution
Commission Delegated Regulation (EU) 2017/576 with regard to regulatory technical standards for the annual publication by investment firms of information on the identity of execution venues and on the quality of execution
29 June 2017
Commission Delegated Regulation (EU) 2017/578 with regard to regulatory technical standards specifying the requirements on market making agreements and schemes
Commission Delegated Regulation (EU) 2017/578 with regard to regulatory technical standards specifying the requirements on market making agreements and schemes
29 June 2017
Commission Delegated Regulation (EU) 2017/584 with regard to regulatory technical standards specifying organisational requirements of trading venues
Commission Delegated Regulation (EU) 2017/584 with regard to regulatory technical standards specifying organisational requirements of trading venues
29 June 2017
Commission Delegated Regulation (EU) 2017/586 with regard to regulatory technical standards for the exchange of information between competent authorities when cooperating in supervisory activities, on-the-spot verifications and investigations
Commission Delegated Regulation (EU) 2017/586 with regard to regulatory technical standards for the exchange of information between competent authorities when cooperating in supervisory activities, on-the-spot verifications and investigations
29 June 2017
Commission Delegated Regulation (EU) 2017/588 with regard to regulatory technical standards on the tick size regime for shares, depositary receipts and exchange-traded funds
Commission Delegated Regulation (EU) 2017/588 with regard to regulatory technical standards on the tick size regime for shares, depositary receipts and exchange-traded funds
29 June 2017
Commission Delegated Regulation (EU) 2017/589 with regard to regulatory technical standards specifying the organisational requirements of investment firms engaged in algorithmic trading
Commission Delegated Regulation (EU) 2017/589 with regard to regulatory technical standards specifying the organisational requirements of investment firms engaged in algorithmic trading
29 June 2017
Commission Delegated Regulation (EU) 2017/591 with regard to regulatory technical standards for the application of position limits to commodity derivatives
Commission Delegated Regulation (EU) 2017/591 with regard to regulatory technical standards for the application of position limits to commodity derivatives
29 June 2017
Commission Delegated Regulation (EU) 2017/592 with regard to regulatory technical standards for the criteria to establish when an activity is considered to be ancillary to the main business
Commission Delegated Regulation (EU) 2017/592 with regard to regulatory technical standards for the criteria to establish when an activity is considered to be ancillary to the main business
29 June 2017
Commission Implementing Regulation (EU) 2017/953 laying down implementing technical standards with regard to the format and the timing of position reports by investment firms and market operators of trading venues pursuant to Directive 2014/65/EU
Commission Implementing Regulation (EU) 2017/953 laying down implementing technical standards with regard to the format and the timing of position reports by investment firms and market operators of trading venues pursuant to Directive 2014/65/EU
18 July 2017
Commission Implementing Regulation (EU) 2017/980 laying down implementing technical standards with regard to standard forms, templates and procedures for cooperation in supervisory activities, for on-site verifications, and investigations and exchange of information between competent authorities in accordance with Directive 2014/65/EU
Commission Implementing Regulation (EU) 2017/980 laying down implementing technical standards with regard to standard forms, templates and procedures for cooperation in supervisory activities, for on-site verifications, and investigations and exchange of information between competent authorities in accordance with Directive 2014/65/EU
18 July 2017
Commission Implementing Regulation (EU) 2017/981 laying down implementing technical standards with regard to standard forms, templates and procedures for the consultation of other competent authorities prior to granting an authorisation
Commission Implementing Regulation (EU) 2017/981 laying down implementing technical standards with regard to standard forms, templates and procedures for the consultation of other competent authorities prior to granting an authorisation
12 July 2017
Commission Implementing Regulation (EU) 2017/988 laying down implementing technical standards with regard to standard forms, templates and procedures for cooperation arrangements in respect of a trading venue whose operations are of substantial importance in a host Member State
Commission Implementing Regulation (EU) 2017/988 laying down implementing technical standards with regard to standard forms, templates and procedures for cooperation arrangements in respect of a trading venue whose operations are of substantial importance in a host Member State
18 July 2017
Commission Implementing Regulation (EU) 2017/1005 laying down implementing technical standards with regard to the format and timing of the communications and the publication of the suspension and removal of financial instruments pursuant to Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments
Commission Implementing Regulation (EU) 2017/1005 laying down implementing technical standards with regard to the format and timing of the communications and the publication of the suspension and removal of financial instruments pursuant to Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments
18 July 2017
Commission Delegated Regulation (EU) 2017/1018 specifying information to be notified by investment firms, market operators and credit institutions
Commission Delegated Regulation (EU) 2017/1018 specifying information to be notified by investment firms, market operators and credit institutions
12 July 2017
Commission Implementing Regulation (EU) 2017/1093 laying down implementing technical standards with regard to the format of position reports by investment firms and market operators
Commission Implementing Regulation (EU) 2017/1093 laying down implementing technical standards with regard to the format of position reports by investment firms and market operators
18 July 2017
Commission Implementing Regulation (EU) 2017/1110 laying down implementing technical standards with regard to the standard forms, templates and procedures for the authorisation of data reporting services providers and related notifications pursuant to Directive 2014/65/EU
Commission Implementing Regulation (EU) 2017/1110 laying down implementing technical standards with regard to the standard forms, templates and procedures for the authorisation of data reporting services providers and related notifications pursuant to Directive 2014/65/EU
18 July 2017
Commission Implementing Regulation (EU) 2017/1111 laying down implementing technical standards with regard to procedures and forms for submitting information on sanctions and measures
Commission Implementing Regulation (EU) 2017/1111 laying down implementing technical standards with regard to procedures and forms for submitting information on sanctions and measures
12 July 2017
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