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Commission Implementing Regulation (EU) 2017/2382 with regard to standard forms, templates and procedures for the transmission of information
Commission Implementing Regulation (EU) 2017/2382 with regard to standard forms, templates and procedures for the transmission of information
22 February 2018
Commission Delegated Regulation (EU) 2017/1946 for an exhaustive list of information to be included by proposed acquirers in the notification of a proposed acquisition of a qualifying holding in an investment firm
Commission Delegated Regulation (EU) 2017/1946 for an exhaustive list of information to be included by proposed acquirers in the notification of a proposed acquisition of a qualifying holding in an investment firm
27 November 2017
Commission Implementing Regulation (EU) 2017/1945 laying down implementing technical standards with regard to notifications by and to applicant and authorised investment firms
Commission Implementing Regulation (EU) 2017/1945 laying down implementing technical standards with regard to notifications by and to applicant and authorised investment firms
27 November 2017
Commission Implementing Regulation (EU) 2017/1944 for the consultation process between relevant competent authorities in relation to the notification of a proposed acquisition of a qualifying holding in an investment firm
Commission Implementing Regulation (EU) 2017/1944 for the consultation process between relevant competent authorities in relation to the notification of a proposed acquisition of a qualifying holding in an investment firm
27 November 2017
Commission Delegated Regulation (EU) 2017/1943 on information and requirements for the authorisation of investment firms
Commission Delegated Regulation (EU) 2017/1943 on information and requirements for the authorisation of investment firms
24 November 2017
L. 87(I)/2017 regarding the provision of investment services, the exercise of investment activities and the operation of regulated markets
L. 87(I)/2017 regarding the provision of investment services, the exercise of investment activities and the operation of regulated markets
30 October 2017
Commission Implementing Regulation (EU) 2017/980 laying down implementing technical standards with regard to standard forms, templates and procedures for cooperation in supervisory activities, for on-site verifications, and investigations and exchange of information between competent authorities in accordance with Directive 2014/65/EU
Commission Implementing Regulation (EU) 2017/980 laying down implementing technical standards with regard to standard forms, templates and procedures for cooperation in supervisory activities, for on-site verifications, and investigations and exchange of information between competent authorities in accordance with Directive 2014/65/EU
18 July 2017
Commission Implementing Regulation (EU) 2017/953 laying down implementing technical standards with regard to the format and the timing of position reports by investment firms and market operators of trading venues pursuant to Directive 2014/65/EU
Commission Implementing Regulation (EU) 2017/953 laying down implementing technical standards with regard to the format and the timing of position reports by investment firms and market operators of trading venues pursuant to Directive 2014/65/EU
18 July 2017
Commission Implementing Regulation (EU) 2017/1093 laying down implementing technical standards with regard to the format of position reports by investment firms and market operators
Commission Implementing Regulation (EU) 2017/1093 laying down implementing technical standards with regard to the format of position reports by investment firms and market operators
18 July 2017
Commission Implementing Regulation (EU) 2017/1110 laying down implementing technical standards with regard to the standard forms, templates and procedures for the authorisation of data reporting services providers and related notifications pursuant to Directive 2014/65/EU
Commission Implementing Regulation (EU) 2017/1110 laying down implementing technical standards with regard to the standard forms, templates and procedures for the authorisation of data reporting services providers and related notifications pursuant to Directive 2014/65/EU
18 July 2017
Commission Implementing Regulation (EU) 2017/1005 laying down implementing technical standards with regard to the format and timing of the communications and the publication of the suspension and removal of financial instruments pursuant to Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments
Commission Implementing Regulation (EU) 2017/1005 laying down implementing technical standards with regard to the format and timing of the communications and the publication of the suspension and removal of financial instruments pursuant to Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments
18 July 2017
Commission Implementing Regulation (EU) 2017/988 laying down implementing technical standards with regard to standard forms, templates and procedures for cooperation arrangements in respect of a trading venue whose operations are of substantial importance in a host Member State
Commission Implementing Regulation (EU) 2017/988 laying down implementing technical standards with regard to standard forms, templates and procedures for cooperation arrangements in respect of a trading venue whose operations are of substantial importance in a host Member State
18 July 2017
Commission Implementing Regulation (EU) 2016/824 with regard to the content and format of the description of the functioning of multilateral trading facilities and organised trading facilities and the notification to the ESMA
Commission Implementing Regulation (EU) 2016/824 with regard to the content and format of the description of the functioning of multilateral trading facilities and organised trading facilities and the notification to the ESMA
12 July 2017
Commission Delegated Regulation (EU) 2016/2021 on access in respect of benchmarks
Commission Delegated Regulation (EU) 2016/2021 on access in respect of benchmarks
12 July 2017
Commission Delegated Regulation (EU) 2016/2020 on criteria for determining whether derivatives subject to the clearing obligation should be subject to the trading obligation
Commission Delegated Regulation (EU) 2016/2020 on criteria for determining whether derivatives subject to the clearing obligation should be subject to the trading obligation
12 July 2017
Commission Delegated Regulation (EU) 2017/1018 specifying information to be notified by investment firms, market operators and credit institutions
Commission Delegated Regulation (EU) 2017/1018 specifying information to be notified by investment firms, market operators and credit institutions
12 July 2017
Commission Delegated Regulation (EU) 2016/2022 concerning the information for registration of third country firms and the format of information to be provided to the clients
Commission Delegated Regulation (EU) 2016/2022 concerning the information for registration of third country firms and the format of information to be provided to the clients
12 July 2017
Commission Implementing Regulation (EU) 2017/1111 laying down implementing technical standards with regard to procedures and forms for submitting information on sanctions and measures
Commission Implementing Regulation (EU) 2017/1111 laying down implementing technical standards with regard to procedures and forms for submitting information on sanctions and measures
12 July 2017
Commission Implementing Regulation (EU) 2017/981 laying down implementing technical standards with regard to standard forms, templates and procedures for the consultation of other competent authorities prior to granting an authorisation
Commission Implementing Regulation (EU) 2017/981 laying down implementing technical standards with regard to standard forms, templates and procedures for the consultation of other competent authorities prior to granting an authorisation
12 July 2017
Commission Delegated Regulation (EU) 2017/592 with regard to regulatory technical standards for the criteria to establish when an activity is considered to be ancillary to the main business
Commission Delegated Regulation (EU) 2017/592 with regard to regulatory technical standards for the criteria to establish when an activity is considered to be ancillary to the main business
29 June 2017
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