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MIFID II
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MIFID II
EBA Guidelines on internal governance under Directive (EU) 2019/2034
EBA Guidelines on internal governance under Directive (EU) 2019/2034
05 May 2022
EBA Guidelines on sound remuneration policies under Directive (EU) 2019/2034
EBA Guidelines on sound remuneration policies under Directive (EU) 2019/2034
05 May 2022
ESMA Guidelines On certain aspects of the MiFID II appropriateness and execution-only requirements
ESMA Guidelines On certain aspects of the MiFID II appropriateness and execution-only requirements
27 April 2022
ESMA Guidelines on the assessment of the suitability of members of the management body and key function holders
ESMA Guidelines on the assessment of the suitability of members of the management body and key function holders
18 January 2022
ESMA Guidelines on the MiFID II/ MiFIR obligations on market data
ESMA Guidelines on the MiFID II/ MiFIR obligations on market data
28 September 2021
ESMA Guidelines on certain aspects of the MiFID II compliance function requirements
ESMA Guidelines on certain aspects of the MiFID II compliance function requirements
24 May 2021
MIFID II - Directive 2014-65-EC on markets in financial instruments
MIFID II - Directive 2014-65-EC on markets in financial instruments
12 June 2014
Commission Delegated Directive (EU) 2017/593 with regard to safeguarding of financial instruments and funds belonging to clients, product governance obligations and the rules applicable to the provision or reception of fees, commissions or any monetary or non-monetary benefits
Commission Delegated Directive (EU) 2017/593 with regard to safeguarding of financial instruments and funds belonging to clients, product governance obligations and the rules applicable to the provision or reception of fees, commissions or any monetary or non-monetary benefits
29 June 2017
ESMA Guidelines on certain aspects of the MiFID II suitability requirements
ESMA Guidelines on certain aspects of the MiFID II suitability requirements
31 May 2018
ESMA Guidelines on cross-selling practices
ESMA Guidelines on cross-selling practices
28 July 2017
ESMA Guidelines on the management body of market operators and data reporting service providers test
ESMA Guidelines on the management body of market operators and data reporting service providers test
28 September 2017
ESMA Guidelines on complex debt instruments and structured deposits
ESMA Guidelines on complex debt instruments and structured deposits
28 July 2017
ESMA Guidelines on Calibration of circuit breakers and publication of trading halts under MiFID II
ESMA Guidelines on Calibration of circuit breakers and publication of trading halts under MiFID II
27 July 2017
ESMA Guidelines on Transaction Reporting, order record keeping and clock synchronisation under MiFID II
ESMA Guidelines on Transaction Reporting, order record keeping and clock synchronisation under MiFID II
09 August 2017
ESMA Guidelines on MiFID II product governance requirements (updated)
ESMA Guidelines on MiFID II product governance requirements (updated)
05 February 2018
ESMA Guidelines for the assessment of knowledge and competence
ESMA Guidelines for the assessment of knowledge and competence
28 July 2017
Joint Guidelines on the prudential assessment of acquisitions and increases of qualifying holdings in the financial sector
Joint Guidelines on the prudential assessment of acquisitions and increases of qualifying holdings in the financial sector
12 July 2017
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