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MIFID II
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MIFID II
MIFID II - Directive 2014-65-EC on markets in financial instruments
MIFID II - Directive 2014-65-EC on markets in financial instruments
12 June 2014
Commission Delegated Directive (EU) 2017/593 with regard to safeguarding of financial instruments and funds belonging to clients, product governance obligations and the rules applicable to the provision or reception of fees, commissions or any monetary or non-monetary benefits
Commission Delegated Directive (EU) 2017/593 with regard to safeguarding of financial instruments and funds belonging to clients, product governance obligations and the rules applicable to the provision or reception of fees, commissions or any monetary or non-monetary benefits
29 June 2017
ESMA Guidelines on cross-selling practices
ESMA Guidelines on cross-selling practices
28 July 2017
ESMA Guidelines on the management body of market operators and data reporting service providers test
ESMA Guidelines on the management body of market operators and data reporting service providers test
28 September 2017
ESMA Guidelines on complex debt instruments and structured deposits
ESMA Guidelines on complex debt instruments and structured deposits
28 July 2017
ESMA Guidelines on Calibration of circuit breakers and publication of trading halts under MiFID II
ESMA Guidelines on Calibration of circuit breakers and publication of trading halts under MiFID II
27 July 2017
ESMA Guidelines on Transaction Reporting, order record keeping and clock synchronisation under MiFID II
ESMA Guidelines on Transaction Reporting, order record keeping and clock synchronisation under MiFID II
09 August 2017
ESMA Guidelines on MiFID II product governance requirements (updated)
ESMA Guidelines on MiFID II product governance requirements (updated)
05 February 2018
ESMA Guidelines for the assessment of knowledge and competence
ESMA Guidelines for the assessment of knowledge and competence
28 July 2017
Joint Guidelines on the prudential assessment of acquisitions and increases of qualifying holdings in the financial sector
Joint Guidelines on the prudential assessment of acquisitions and increases of qualifying holdings in the financial sector
12 July 2017
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