Investor Protection
IOSCO receives alerts and warnings from its members about firms which are not authorized to provide investment services in the jurisdiction which issued the alert or warning. Some of the alerts or warnings are about unauthorized firms using names similar to those of authorized firms or about unauthorized firms falsely claiming to be associated with authorized firms.
The alerts and warnings included in the attached list are provided by IOSCO members on a voluntary basis. The contents of the alerts and warnings are the responsibility of the IOSCO member which issues them. This is not a complete list of all alerts and warnings from all IOSCO members.
The date next to the name of the IOSCO member is the date when the alert or warning was posted on this list. By clicking on the date you will be directed to the text of the alert or warning on the IOSCO member's web page. You should look at the IOSCO member's web page to get all the relevant information.
*Only alerts posted during the last year are visible in the table below, but all posted alerts are searchable.
*The subject matter is not available for alerts posted prior to 23 March 2019.
Company | Regulator | Jurisdiction | Date |
---|---|---|---|
EQUITYS ASSETS /EQUITYSASSETS.COM | Financial Conduct Authority | United Kingdom | 28 May 2024 |
Vourteige | Swiss Financial Market Supervisory Authority | Switzerland | 28 May 2024 |
Suisse360 | Swiss Financial Market Supervisory Authority | Switzerland | 28 May 2024 |
Smart Choices | Swiss Financial Market Supervisory Authority | Switzerland | 28 May 2024 |
Suisse360 | Swiss Financial Market Supervisory Authority | Switzerland | 28 May 2024 |
XTrader aka Xtrader | Ontario Securities Commission | Ontario | 27 May 2024 |
Canada Bond Exchange | Ontario Securities Commission | Ontario | 27 May 2024 |
MyCapitalInvest24 | Ontario Securities Commission | Ontario | 27 May 2024 |
QuantumStar aka Quantum Star | Ontario Securities Commission | Ontario | 27 May 2024 |
North-Questvest | Ontario Securities Commission | Ontario | 27 May 2024 |
Olymp Capitals aka Olympcapitals | Ontario Securities Commission | Ontario | 27 May 2024 |
Globalfxp aka Global Fxp Markets | Ontario Securities Commission | Ontario | 27 May 2024 |
Whintex aka Whintex Capital Limited aka Whintex Capital Group Limited | Ontario Securities Commission | Ontario | 27 May 2024 |
ChainDigger GmbH in Liquidation | Swiss Financial Market Supervisory Authority | Switzerland | 27 May 2024 |
Exitos trade | The Dutch Authority for the Financial Markets | The Netherlands | 27 May 2024 |
InvoTrade | The Dutch Authority for the Financial Markets | The Netherlands | 27 May 2024 |
Cloning of Multrans Invest SICAR | Commission de Surveillance du Secteur Financier | Luxembourg | 27 May 2024 |
Vivo Holding | Alberta Securities Commission | Alberta | 25 May 2024 |
Lin FX Services | Alberta Securities Commission | Alberta | 25 May 2024 |
Legitmegaltrade | Alberta Securities Commission | Alberta | 25 May 2024 |