Investment Services

Explanations: 1 2 3 4 5 6 7 8 9 10 11 Execution of orders on behalf of clients: 4,9 Dealing on own account. : 4,9

Ancillary Services

Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 4,9 Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 4,9 Foreign exchange services where these are connected to the provision of investment services: :

Cross Border Services to Member States

Provision of Services to Countries Outside EU

CIFs may provide their services to countries outside the EU provided that they comply with the regulatory regime of the third country.

Afghanistan, Albania, Algeria, American samoa, Andorra, Angola, Anguilla, Antarctica, Antigua and barbuda, Argentina, Armenia, Aruba, Australia, Azerbaijan, Bahamas, Bahrain, Bangladesh, Barbados, Belarus, Belize, Benin, Bermuda, Bhutan, Bolivia, Bosnia and herzegowina, Botswana, Bouvet island, Brazil, British indian ocean territory, Brunei darussalam, Burkina faso, Burundi, Cambodia, Cameroon, Canada, Cape verde, Cayman islands, Central african republic, Chad, Chile, China, Christmas island, Cocos (keeling) islands, Colombia, Comoros, Congo, Congo, the drc, Cook islands, Costa rica, Cote d'ivoire, Cuba, Djibouti, Dominica, Dominican republic, East timor, Ecuador, Egypt, El salvador, Equatorial guinea, Eritrea, Ethiopia, Falkland islands (malvinas), Faroe islands, Fiji, France, metropolitan, French guiana, French polynesia, French southern territories, Gabon, Gambia, Georgia, Ghana, Gibraltar, Greenland, Grenada, Guadeloupe, Guam, Guatemala, Guinea, Guinea-bissau, Guyana, Haiti, Heard and mc donald islands, Holy see (vatican city state), Honduras, Hong kong, India, Indonesia, Iran (islamic republic of), Iraq, Israel, Jamaica, Japan, Jordan, Kazakhstan, Kenya, Kiribati, Korea, d.p.r.o., Korea, republic of, Kuwait, Kyrgyzstan, Laos, Lebanon, Lesotho, Liberia, Libyan arab jamahiriya, Macau, Macedonia (f.y.r.o.m.), Madagascar, Malawi, Malaysia, Maldives, Mali, Marshall islands, Martinique, Mauritania, Mauritius, Mayotte, Mexico, Micronesia, federated states of, Moldova, republic of, Monaco, Mongolia, Montserrat, Morocco, Mozambique, Myanmar (burma), Namibia, Nauru, Nepal, Netherlands antilles, New caledonia, New zealand, Nicaragua, Niger, Nigeria, Niue, Norfolk island, Northern mariana islands, Oman, Pakistan, Palau, Panama, Papua new guinea, Paraguay, Peru, Philippines, Pitcairn, Puerto rico, Qatar, Reunion, Russian federation, Rwanda, Saint kitts and nevis, Saint lucia, Saint vincent and the grenadines, Samoa, San marino, Sao tome and principe, Saudi arabia, Senegal, Seychelles, Sierra leone, Singapore, Solomon islands, Somalia, South africa, South georgia and south s.s., Sri lanka, St. Helena, St. Pierre and miquelon, Sudan, Suriname, Svalbard and jan mayen islands, Swaziland, Switzerland, Syrian arab republic, Taiwan, province of china, Tajikistan, Tanzania, united republic of, Thailand, Togo, Tokelau, Tonga, Trinidad and tobago, Tunisia, Turkey, Turkmenistan, Turks and caicos islands, Tuvalu, Uganda, Ukraine, United arab emirates, Uruguay, Uzbekistan, Vanuatu, Venezuela, Viet nam, Virgin islands (british), Virgin islands (u.s.), Wallis and futuna islands, Western sahara, Yemen, Zambia, Zimbabwe