Investment Services

Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10 Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10 Dealing on own account. : 1,2,3,4,5,6,7,8,9,10

Ancillary Services

Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10 Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10 Foreign exchange services where these are connected to the provision of investment services: :

Cross Border Services to Member States

Provision of Services to Countries Outside EU

CIFs may provide their services to countries outside the EU provided that they comply with the regulatory regime of the third country.

Afghanistan Albania Algeria Andorra Angola Antigua and Barbuda Argentina Armenia Australia Azerbaijan Bahamas Bahrain Bangladesh Barbados Belarus Belize Benin Bhutan Bolivia Bosnia & Herzegovina Botswana Brazil Brunei Darussalam Burkina Faso Burundi Cambodia Canada Cape Verde Central African Republic Chad Chile China Colombia Comoros Congo Costa Rica Cote d’Ivoire Croatia Democratic Republic of the Congo Djibouti Dominica Dominican Republic Ecuador Egypt El Salvador Equatorial Guinea Eritrea Ethiopia Fiji Gabon Georgia Grenada Guatemala Guinea Guinea-Bissau Guyana Haiti Honduras India Iran Jamaica Japan Jordan Kazakhstan Kiribati Kuwait Kyrgyzstan Lao People’s Democratic Republic Lebanon Lesotho Liberia Madagascar Malawi Malaysia Maldives Mali Marshall Islands Mauritania Mexico Micronesia Monaco Mongolia Montenegro Morocco Mozambique Myanmar Namibia Nauru Nepal New Zealand Nicaragua Niger Nigeria Oman Pakistan Palau Panama Papua New Guinea Paraguay Peru Philippines Qatar Republic of Moldova Russian Federation Rwanda Saint Kitts and Nevis Saint Lucia Saint Vincent and the Grenadines Samoa San Marino Sao Tome and Principle Saudi Arabia Senegal Serbia Seychelles Sierra Leone Singapore Solomon Islands South Africa Sri Lanka Suriname Swaziland Switzerland Mauritius Syrian Arab Republic Tajikistan Thailand The former Yugoslav Republic of Macedonia Timor-Leste Togo Tonga Trinidad and Tobago Tunisia Turkey Turkmenistan Tuvalu Ukraine United Arab Emirates United Republic of Tanzania United States of America Uruguay Uzbekistan Vanuatu Venezuela Yemen Zambia Zimbabwe