Investment Services

Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 4,5,9 Execution of orders on behalf of clients: 4,5,9 Dealing on own account. : 4,5,9 Portfolio management. : 4,5,9 Provision of investment advice: 4,5,9

Ancillary Services

Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 4,5,9 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 4,5,9

Cross Border Services to Member States

Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 4,5,9 Execution of orders on behalf of clients: 4,5,9 Dealing on own account. : 4,5,9 Portfolio management. : 4,5,9 Provision of investment advice: 4,5,9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 4,5,9 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 4,5,9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 4,5,9 Execution of orders on behalf of clients: 4,5,9 Dealing on own account. : 4,5,9 Portfolio management. : 4,5,9 Provision of investment advice: 4,5,9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 4,5,9 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 4,5,9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 4,5,9 Execution of orders on behalf of clients: 4,5,9 Dealing on own account. : 4,5,9 Portfolio management. : 4,5,9 Provision of investment advice: 4,5,9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 4,5,9 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 4,5,9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 4,5,9 Execution of orders on behalf of clients: 4,5,9 Dealing on own account. : 4,5,9 Portfolio management. : 4,5,9 Provision of investment advice: 4,5,9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 4,5,9 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 4,5,9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 4,5,9 Execution of orders on behalf of clients: 4,5,9 Dealing on own account. : 4,5,9 Portfolio management. : 4,5,9 Provision of investment advice: 4,5,9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 4,5,9 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 4,5,9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 4,5,9 Execution of orders on behalf of clients: 4,5,9 Dealing on own account. : 4,5,9 Portfolio management. : 4,5,9 Provision of investment advice: 4,5,9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 4,5,9 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 4,5,9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 4,5,9 Execution of orders on behalf of clients: 4,5,9 Dealing on own account. : 4,5,9 Portfolio management. : 4,5,9 Provision of investment advice: 4,5,9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 4,5,9 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 4,5,9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 4,5,9 Execution of orders on behalf of clients: 4,5,9 Dealing on own account. : 4,5,9 Portfolio management. : 4,5,9 Provision of investment advice: 4,5,9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 4,5,9 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 4,5,9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 4,5,9 Execution of orders on behalf of clients: 4,5,9 Dealing on own account. : 4,5,9 Portfolio management. : 4,5,9 Provision of investment advice: 4,5,9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 4,5,9 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 4,5,9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 4,5,9 Execution of orders on behalf of clients: 4,5,9 Dealing on own account. : 4,5,9 Portfolio management. : 4,5,9 Provision of investment advice: 4,5,9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 4,5,9 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 4,5,9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 4,5,9 Execution of orders on behalf of clients: 4,5,9 Dealing on own account. : 4,5,9 Portfolio management. : 4,5,9 Provision of investment advice: 4,5,9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 4,5,9 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 4,5,9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 4,5,9 Execution of orders on behalf of clients: 4,5,9 Dealing on own account. : 4,5,9 Portfolio management. : 4,5,9 Provision of investment advice: 4,5,9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 4,5,9 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 4,5,9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 4,5,9 Execution of orders on behalf of clients: 4,5,9 Dealing on own account. : 4,5,9 Portfolio management. : 4,5,9 Provision of investment advice: 4,5,9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 4,5,9 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 4,5,9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 4,5,9 Execution of orders on behalf of clients: 4,5,9 Dealing on own account. : 4,5,9 Portfolio management. : 4,5,9 Provision of investment advice: 4,5,9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 4,5,9 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 4,5,9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 4,5,9 Execution of orders on behalf of clients: 4,5,9 Dealing on own account. : 4,5,9 Portfolio management. : 4,5,9 Provision of investment advice: 4,5,9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 4,5,9 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 4,5,9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 4,5,9 Execution of orders on behalf of clients: 4,5,9 Dealing on own account. : 4,5,9 Portfolio management. : 4,5,9 Provision of investment advice: 4,5,9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 4,5,9 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 4,5,9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 4,5,9 Execution of orders on behalf of clients: 4,5,9 Dealing on own account. : 4,5,9 Portfolio management. : 4,5,9 Provision of investment advice: 4,5,9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 4,5,9 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 4,5,9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 4,5,9 Execution of orders on behalf of clients: 4,5,9 Dealing on own account. : 4,5,9 Portfolio management. : 4,5,9 Provision of investment advice: 4,5,9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 4,5,9 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 4,5,9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 4,5,9 Execution of orders on behalf of clients: 4,5,9 Dealing on own account. : 4,5,9 Portfolio management. : 4,5,9 Provision of investment advice: 4,5,9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 4,5,9 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 4,5,9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 4,5,9 Execution of orders on behalf of clients: 4,5,9 Dealing on own account. : 4,5,9 Portfolio management. : 4,5,9 Provision of investment advice: 4,5,9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 4,5,9 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 4,5,9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 4,5,9 Execution of orders on behalf of clients: 4,5,9 Dealing on own account. : 4,5,9 Portfolio management. : 4,5,9 Provision of investment advice: 4,5,9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 4,5,9 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 4,5,9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 4,5,9 Execution of orders on behalf of clients: 4,5,9 Dealing on own account. : 4,5,9 Portfolio management. : 4,5,9 Provision of investment advice: 4,5,9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 4,5,9 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 4,5,9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 4,5,9 Execution of orders on behalf of clients: 4,5,9 Dealing on own account. : 4,5,9 Portfolio management. : 4,5,9 Provision of investment advice: 4,5,9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 4,5,9 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 4,5,9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 4,5,9 Execution of orders on behalf of clients: 4,5,9 Dealing on own account. : 4,5,9 Portfolio management. : 4,5,9 Provision of investment advice: 4,5,9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 4,5,9 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 4,5,9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 4,5,9 Execution of orders on behalf of clients: 4,5,9 Dealing on own account. : 4,5,9 Portfolio management. : 4,5,9 Provision of investment advice: 4,5,9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 4,5,9 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 4,5,9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 4,5,9 Execution of orders on behalf of clients: 4,5,9 Dealing on own account. : 4,5,9 Portfolio management. : 4,5,9 Provision of investment advice: 4,5,9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 4,5,9 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 4,5,9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 4,5,9 Execution of orders on behalf of clients: 4,5,9 Dealing on own account. : 4,5,9 Portfolio management. : 4,5,9 Provision of investment advice: 4,5,9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 4,5,9 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 4,5,9

Provision of Services to Countries Outside EU

CIFs may provide their services to countries outside the EU provided that they comply with the regulatory regime of the third country.

Labuan