Cyprus Securities and Exchange Commission | Roemer Capital (Europe) Limited
Roemer Capital (Europe) Limited

Roemer Capital (Europe) Limited

Address: Georgiou Karaiskaki 17 Limassol Business Centre, 4th Floor Office 4, 3032, Limassol, Cyprus
Licence Number: 305/16
Licence Date: 05/08/2016
Company Registration Number: 333287 (Registration Date: )
Telephone: +357 25 059 300
Fax: +357 25 059 301
Country: Cyprus
E-Mail: info@roemercapital.com
Other Information:
Previous Names: Sinara Financial Corporation (EuropeLtd

Approved Domains

www.roemercapital.com

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8
Dealing on own account. : 1,2,3,4,5,6,7,8
Portfolio management. : 1,2,3,4,5,6,7,8
Provision of investment advice: 1,2,3,4,5,6,7,8
Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis: 1,2,3,4,5,6,7,8
Placing of financial instruments without a firm commitment basis: 1,2,3,4,5,6,7,8

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings: :
Foreign exchange services where these are connected to the provision of investment services: :
Ιnvestment research and financial analysis or other forms: : 1,2,3,4,5,6,7,8
Services related to underwriting:
Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services: 5,6,7

Cross Border Services to Member States

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8
Portfolio management. : 1,2,3,4,5,6,7,8
Provision of investment advice: 1,2,3,4,5,6,7,8

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings: :
Foreign exchange services where these are connected to the provision of investment services: :
Ιnvestment research and financial analysis or other forms: : 1,2,3,4,5,6,7,8
Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services: 5,6,7

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8
Portfolio management. : 1,2,3,4,5,6,7,8
Provision of investment advice: 1,2,3,4,5,6,7,8

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings: :
Foreign exchange services where these are connected to the provision of investment services: :
Ιnvestment research and financial analysis or other forms: : 1,2,3,4,5,6,7,8
Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services: 5,6,7

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8
Portfolio management. : 1,2,3,4,5,6,7,8
Provision of investment advice: 1,2,3,4,5,6,7,8

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings: :
Foreign exchange services where these are connected to the provision of investment services: :
Ιnvestment research and financial analysis or other forms: : 1,2,3,4,5,6,7,8
Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services: 5,6,7

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8
Portfolio management. : 1,2,3,4,5,6,7,8
Provision of investment advice: 1,2,3,4,5,6,7,8

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings: :
Foreign exchange services where these are connected to the provision of investment services: :
Ιnvestment research and financial analysis or other forms: : 1,2,3,4,5,6,7,8
Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services: 5,6,7

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8
Portfolio management. : 1,2,3,4,5,6,7,8
Provision of investment advice: 1,2,3,4,5,6,7,8

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings: :
Foreign exchange services where these are connected to the provision of investment services: :
Ιnvestment research and financial analysis or other forms: : 1,2,3,4,5,6,7,8
Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services: 5,6,7

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8
Portfolio management. : 1,2,3,4,5,6,7,8
Provision of investment advice: 1,2,3,4,5,6,7,8

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings: :
Foreign exchange services where these are connected to the provision of investment services: :
Ιnvestment research and financial analysis or other forms: : 1,2,3,4,5,6,7,8
Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services: 5,6,7

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8
Portfolio management. : 1,2,3,4,5,6,7,8
Provision of investment advice: 1,2,3,4,5,6,7,8

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings: :
Foreign exchange services where these are connected to the provision of investment services: :
Ιnvestment research and financial analysis or other forms: : 1,2,3,4,5,6,7,8
Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services: 5,6,7

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8
Portfolio management. : 1,2,3,4,5,6,7,8
Provision of investment advice: 1,2,3,4,5,6,7,8

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings: :
Foreign exchange services where these are connected to the provision of investment services: :
Ιnvestment research and financial analysis or other forms: : 1,2,3,4,5,6,7,8
Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services: 5,6,7

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8
Portfolio management. : 1,2,3,4,5,6,7,8
Provision of investment advice: 1,2,3,4,5,6,7,8

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings: :
Foreign exchange services where these are connected to the provision of investment services: :
Ιnvestment research and financial analysis or other forms: : 1,2,3,4,5,6,7,8
Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services: 5,6,7

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8
Portfolio management. : 1,2,3,4,5,6,7,8
Provision of investment advice: 1,2,3,4,5,6,7,8

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings: :
Foreign exchange services where these are connected to the provision of investment services: :
Ιnvestment research and financial analysis or other forms: : 1,2,3,4,5,6,7,8
Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services: 5,6,7

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8
Portfolio management. : 1,2,3,4,5,6,7,8
Provision of investment advice: 1,2,3,4,5,6,7,8

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings: :
Foreign exchange services where these are connected to the provision of investment services: :
Ιnvestment research and financial analysis or other forms: : 1,2,3,4,5,6,7,8
Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services: 5,6,7

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8
Portfolio management. : 1,2,3,4,5,6,7,8
Provision of investment advice: 1,2,3,4,5,6,7,8

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings: :
Foreign exchange services where these are connected to the provision of investment services: :
Ιnvestment research and financial analysis or other forms: : 1,2,3,4,5,6,7,8
Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services: 5,6,7

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8
Portfolio management. : 1,2,3,4,5,6,7,8
Provision of investment advice: 1,2,3,4,5,6,7,8

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings: :
Foreign exchange services where these are connected to the provision of investment services: :
Ιnvestment research and financial analysis or other forms: : 1,2,3,4,5,6,7,8
Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services: 5,6,7

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8
Portfolio management. : 1,2,3,4,5,6,7,8
Provision of investment advice: 1,2,3,4,5,6,7,8

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings: :
Foreign exchange services where these are connected to the provision of investment services: :
Ιnvestment research and financial analysis or other forms: : 1,2,3,4,5,6,7,8
Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services: 5,6,7

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8
Portfolio management. : 1,2,3,4,5,6,7,8
Provision of investment advice: 1,2,3,4,5,6,7,8

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings: :
Foreign exchange services where these are connected to the provision of investment services: :
Ιnvestment research and financial analysis or other forms: : 1,2,3,4,5,6,7,8
Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services: 5,6,7

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8
Portfolio management. : 1,2,3,4,5,6,7,8
Provision of investment advice: 1,2,3,4,5,6,7,8

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings: :
Foreign exchange services where these are connected to the provision of investment services: :
Ιnvestment research and financial analysis or other forms: : 1,2,3,4,5,6,7,8
Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services: 5,6,7

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8
Portfolio management. : 1,2,3,4,5,6,7,8
Provision of investment advice: 1,2,3,4,5,6,7,8

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings: :
Foreign exchange services where these are connected to the provision of investment services: :
Ιnvestment research and financial analysis or other forms: : 1,2,3,4,5,6,7,8
Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services: 5,6,7

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8
Portfolio management. : 1,2,3,4,5,6,7,8
Provision of investment advice: 1,2,3,4,5,6,7,8

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings: :
Foreign exchange services where these are connected to the provision of investment services: :
Ιnvestment research and financial analysis or other forms: : 1,2,3,4,5,6,7,8
Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services: 5,6,7

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8
Portfolio management. : 1,2,3,4,5,6,7,8
Provision of investment advice: 1,2,3,4,5,6,7,8

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings: :
Foreign exchange services where these are connected to the provision of investment services: :
Ιnvestment research and financial analysis or other forms: : 1,2,3,4,5,6,7,8
Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services: 5,6,7

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8
Portfolio management. : 1,2,3,4,5,6,7,8
Provision of investment advice: 1,2,3,4,5,6,7,8

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings: :
Foreign exchange services where these are connected to the provision of investment services: :
Ιnvestment research and financial analysis or other forms: : 1,2,3,4,5,6,7,8
Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services: 5,6,7

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8
Portfolio management. : 1,2,3,4,5,6,7,8
Provision of investment advice: 1,2,3,4,5,6,7,8

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings: :
Foreign exchange services where these are connected to the provision of investment services: :
Ιnvestment research and financial analysis or other forms: : 1,2,3,4,5,6,7,8
Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services: 5,6,7

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8
Portfolio management. : 1,2,3,4,5,6,7,8
Provision of investment advice: 1,2,3,4,5,6,7,8

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings: :
Foreign exchange services where these are connected to the provision of investment services: :
Ιnvestment research and financial analysis or other forms: : 1,2,3,4,5,6,7,8
Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services: 5,6,7

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8
Portfolio management. : 1,2,3,4,5,6,7,8
Provision of investment advice: 1,2,3,4,5,6,7,8

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings: :
Foreign exchange services where these are connected to the provision of investment services: :
Ιnvestment research and financial analysis or other forms: : 1,2,3,4,5,6,7,8
Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services: 5,6,7

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8
Portfolio management. : 1,2,3,4,5,6,7,8
Provision of investment advice: 1,2,3,4,5,6,7,8

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings: :
Ιnvestment research and financial analysis or other forms: : 1,2,3,4,5,6,7,8
Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services: 5,6,7

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8
Portfolio management. : 1,2,3,4,5,6,7,8
Provision of investment advice: 1,2,3,4,5,6,7,8

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings: :
Foreign exchange services where these are connected to the provision of investment services: :
Ιnvestment research and financial analysis or other forms: : 1,2,3,4,5,6,7,8
Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services: 5,6,7

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8
Portfolio management. : 1,2,3,4,5,6,7,8
Provision of investment advice: 1,2,3,4,5,6,7,8

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings: :
Foreign exchange services where these are connected to the provision of investment services: :
Ιnvestment research and financial analysis or other forms: : 1,2,3,4,5,6,7,8
Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services: 5,6,7

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8
Portfolio management. : 1,2,3,4,5,6,7,8
Provision of investment advice: 1,2,3,4,5,6,7,8

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings: :
Foreign exchange services where these are connected to the provision of investment services: :
Ιnvestment research and financial analysis or other forms: : 1,2,3,4,5,6,7,8
Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services: 5,6,7

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8
Portfolio management. : 1,2,3,4,5,6,7,8
Provision of investment advice: 1,2,3,4,5,6,7,8

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings: :
Foreign exchange services where these are connected to the provision of investment services: :
Ιnvestment research and financial analysis or other forms: : 1,2,3,4,5,6,7,8
Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services: 5,6,7

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8
Portfolio management. : 1,2,3,4,5,6,7,8
Provision of investment advice: 1,2,3,4,5,6,7,8

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8
Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings: :
Foreign exchange services where these are connected to the provision of investment services: :
Ιnvestment research and financial analysis or other forms: : 1,2,3,4,5,6,7,8
Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services: 5,6,7

Provision of Services to Countries Outside EU

CIFs may provide their services to countries outside the EU provided that they comply with the regulatory regime of the third country.

Guernsey, Ukraine