Cyprus Securities and Exchange Commission | Otkritie Broker Ltd
Otkritie Broker Ltd
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Otkritie Broker Ltd
Address: 28th October Street, 261, VIEW POINT building, 1st Floor, Limassol, Cyprus 3035
Licence Number: 294/16
Licence Date: 28/01/2016
Company Registration Number: 345433 (Registration Date: )
Telephone: +357 25 023 870
Fax: +357 25 023 870
Country: Cyprus
E-Mail: operations@otkritie-broker.com

Approved Domains

www.open-broker.com

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10
Dealing on own account. : 1,2,3,4,5,6,7,8,9,10
Portfolio management. : 1,2,3,4,5,6,7,8,9,10
Provision of investment advice: 1,2,3,4,5,6,7,8,9,10

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10
Foreign exchange services where these are connected to the provision of investment services: :

Cross Border Services to Member States

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10
Dealing on own account. : 1,2,3,4,5,6,7,8,9,10
Portfolio management. : 1,2,3,4,5,6,7,8,9,10
Provision of investment advice: 1,2,3,4,5,6,7,8,9,10

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10
Foreign exchange services where these are connected to the provision of investment services: :

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10
Dealing on own account. : 1,2,3,4,5,6,7,8,9,10
Portfolio management. : 1,2,3,4,5,6,7,8,9,10
Provision of investment advice: 1,2,3,4,5,6,7,8,9,10

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10
Foreign exchange services where these are connected to the provision of investment services: :

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10
Dealing on own account. : 1,2,3,4,5,6,7,8,9,10
Portfolio management. : 1,2,3,4,5,6,7,8,9,10
Provision of investment advice: 1,2,3,4,5,6,7,8,9,10

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10
Foreign exchange services where these are connected to the provision of investment services: :

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10
Dealing on own account. : 1,2,3,4,5,6,7,8,9,10
Portfolio management. : 1,2,3,4,5,6,7,8,9,10
Provision of investment advice: 1,2,3,4,5,6,7,8,9,10

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10
Foreign exchange services where these are connected to the provision of investment services: :

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10
Dealing on own account. : 1,2,3,4,5,6,7,8,9,10
Portfolio management. : 1,2,3,4,5,6,7,8,9,10
Provision of investment advice: 1,2,3,4,5,6,7,8,9,10

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10
Foreign exchange services where these are connected to the provision of investment services: :

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10
Dealing on own account. : 1,2,3,4,5,6,7,8,9,10
Portfolio management. : 1,2,3,4,5,6,7,8,9,10
Provision of investment advice: 1,2,3,4,5,6,7,8,9,10

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10
Foreign exchange services where these are connected to the provision of investment services: :

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10
Dealing on own account. : 1,2,3,4,5,6,7,8,9,10
Portfolio management. : 1,2,3,4,5,6,7,8,9,10
Provision of investment advice: 1,2,3,4,5,6,7,8,9,10

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10
Foreign exchange services where these are connected to the provision of investment services: :

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10
Dealing on own account. : 1,2,3,4,5,6,7,8,9,10
Portfolio management. : 1,2,3,4,5,6,7,8,9,10
Provision of investment advice: 1,2,3,4,5,6,7,8,9,10

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10
Foreign exchange services where these are connected to the provision of investment services: :

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10
Dealing on own account. : 1,2,3,4,5,6,7,8,9,10
Portfolio management. : 1,2,3,4,5,6,7,8,9,10
Provision of investment advice: 1,2,3,4,5,6,7,8,9,10

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10
Foreign exchange services where these are connected to the provision of investment services: :

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10
Dealing on own account. : 1,2,3,4,5,6,7,8,9,10
Portfolio management. : 1,2,3,4,5,6,7,8,9,10
Provision of investment advice: 1,2,3,4,5,6,7,8,9,10

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10
Foreign exchange services where these are connected to the provision of investment services: :

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10
Dealing on own account. : 1,2,3,4,5,6,7,8,9,10
Portfolio management. : 1,2,3,4,5,6,7,8,9,10
Provision of investment advice: 1,2,3,4,5,6,7,8,9,10

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10
Foreign exchange services where these are connected to the provision of investment services: :

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10
Dealing on own account. : 1,2,3,4,5,6,7,8,9,10
Portfolio management. : 1,2,3,4,5,6,7,8,9,10
Provision of investment advice: 1,2,3,4,5,6,7,8,9,10

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10
Foreign exchange services where these are connected to the provision of investment services: :

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10
Dealing on own account. : 1,2,3,4,5,6,7,8,9,10
Portfolio management. : 1,2,3,4,5,6,7,8,9,10
Provision of investment advice: 1,2,3,4,5,6,7,8,9,10

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10
Foreign exchange services where these are connected to the provision of investment services: :

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10
Dealing on own account. : 1,2,3,4,5,6,7,8,9,10
Portfolio management. : 1,2,3,4,5,6,7,8,9,10
Provision of investment advice: 1,2,3,4,5,6,7,8,9,10

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10
Foreign exchange services where these are connected to the provision of investment services: :

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10
Dealing on own account. : 1,2,3,4,5,6,7,8,9,10
Portfolio management. : 1,2,3,4,5,6,7,8,9,10
Provision of investment advice: 1,2,3,4,5,6,7,8,9,10

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10
Foreign exchange services where these are connected to the provision of investment services: :

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10
Dealing on own account. : 1,2,3,4,5,6,7,8,9,10
Portfolio management. : 1,2,3,4,5,6,7,8,9,10
Provision of investment advice: 1,2,3,4,5,6,7,8,9,10

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10
Foreign exchange services where these are connected to the provision of investment services: :

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10
Dealing on own account. : 1,2,3,4,5,6,7,8,9,10
Portfolio management. : 1,2,3,4,5,6,7,8,9,10
Provision of investment advice: 1,2,3,4,5,6,7,8,9,10

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10
Foreign exchange services where these are connected to the provision of investment services: :

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10
Dealing on own account. : 1,2,3,4,5,6,7,8,9,10
Portfolio management. : 1,2,3,4,5,6,7,8,9,10
Provision of investment advice: 1,2,3,4,5,6,7,8,9,10

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10
Foreign exchange services where these are connected to the provision of investment services: :

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10
Dealing on own account. : 1,2,3,4,5,6,7,8,9,10
Portfolio management. : 1,2,3,4,5,6,7,8,9,10
Provision of investment advice: 1,2,3,4,5,6,7,8,9,10

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10
Foreign exchange services where these are connected to the provision of investment services: :

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10
Dealing on own account. : 1,2,3,4,5,6,7,8,9,10
Portfolio management. : 1,2,3,4,5,6,7,8,9,10
Provision of investment advice: 1,2,3,4,5,6,7,8,9,10

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10
Foreign exchange services where these are connected to the provision of investment services: :

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10
Dealing on own account. : 1,2,3,4,5,6,7,8,9,10
Portfolio management. : 1,2,3,4,5,6,7,8,9,10
Provision of investment advice: 1,2,3,4,5,6,7,8,9,10

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10
Foreign exchange services where these are connected to the provision of investment services: :

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10
Dealing on own account. : 1,2,3,4,5,6,7,8,9,10
Portfolio management. : 1,2,3,4,5,6,7,8,9,10
Provision of investment advice: 1,2,3,4,5,6,7,8,9,10

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10
Foreign exchange services where these are connected to the provision of investment services: :

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10
Dealing on own account. : 1,2,3,4,5,6,7,8,9,10
Portfolio management. : 1,2,3,4,5,6,7,8,9,10
Provision of investment advice: 1,2,3,4,5,6,7,8,9,10

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10
Foreign exchange services where these are connected to the provision of investment services: :

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10
Dealing on own account. : 1,2,3,4,5,6,7,8,9,10
Portfolio management. : 1,2,3,4,5,6,7,8,9,10
Provision of investment advice: 1,2,3,4,5,6,7,8,9,10

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10
Foreign exchange services where these are connected to the provision of investment services: :

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10
Dealing on own account. : 1,2,3,4,5,6,7,8,9,10
Portfolio management. : 1,2,3,4,5,6,7,8,9,10
Provision of investment advice: 1,2,3,4,5,6,7,8,9,10

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10
Foreign exchange services where these are connected to the provision of investment services: :

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10
Dealing on own account. : 1,2,3,4,5,6,7,8,9,10
Portfolio management. : 1,2,3,4,5,6,7,8,9,10
Provision of investment advice: 1,2,3,4,5,6,7,8,9,10

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10
Foreign exchange services where these are connected to the provision of investment services: :

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10
Dealing on own account. : 1,2,3,4,5,6,7,8,9,10
Portfolio management. : 1,2,3,4,5,6,7,8,9,10
Provision of investment advice: 1,2,3,4,5,6,7,8,9,10

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10
Foreign exchange services where these are connected to the provision of investment services: :

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10
Dealing on own account. : 1,2,3,4,5,6,7,8,9,10
Portfolio management. : 1,2,3,4,5,6,7,8,9,10
Provision of investment advice: 1,2,3,4,5,6,7,8,9,10

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10
Foreign exchange services where these are connected to the provision of investment services: :

Investment Services

1 2 3 4 5 6 7 8 9 10 11
Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10
Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10
Dealing on own account. : 1,2,3,4,5,6,7,8,9,10
Portfolio management. : 1,2,3,4,5,6,7,8,9,10
Provision of investment advice: 1,2,3,4,5,6,7,8,9,10

Ancillary Services

1 2 3 4 5 6 7 8 9 10 11
Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10
Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10
Foreign exchange services where these are connected to the provision of investment services: :

Provision of Services to Countries Outside EU

CIFs may provide their services to countries outside the EU provided that they comply with the regulatory regime of the third country.

Belarus, British Virgin Islands, Georgia, Guernsey, Hong Kong, Israel, Monaco, Kazakhstan, Panama, Russian Federation, Republic of Andorra, Seychelles, Singapore, United Arab Emirates (UAE)