Investment Services

Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10 Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10 Portfolio management. : 9 Provision of investment advice: 9

Ancillary Services

Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10 Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 9

Cross Border Services to Member States

Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10 Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10 Provision of investment advice: 9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10 Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10 Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10 Provision of investment advice: 9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10 Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10 Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10 Provision of investment advice: 9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10 Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10 Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10 Provision of investment advice: 9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10 Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10 Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10 Provision of investment advice: 9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10 Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10 Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10 Provision of investment advice: 9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10 Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10 Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10 Provision of investment advice: 9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10 Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10 Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10 Provision of investment advice: 9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10 Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10 Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10 Provision of investment advice: 9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10 Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10 Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10 Provision of investment advice: 9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10 Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10 Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10 Provision of investment advice: 9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10 Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10 Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10 Provision of investment advice: 9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10 Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10 Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10 Provision of investment advice: 9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10 Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10 Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10 Provision of investment advice: 9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10 Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10 Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10 Provision of investment advice: 9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10 Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10 Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10 Provision of investment advice: 9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10 Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10 Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10 Provision of investment advice: 9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10 Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10 Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10 Provision of investment advice: 9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10 Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10 Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10 Provision of investment advice: 9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10 Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10 Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10 Provision of investment advice: 9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10 Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10 Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10 Provision of investment advice: 9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10 Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10 Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10 Provision of investment advice: 9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10 Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10 Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10 Provision of investment advice: 9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10 Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10 Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10 Provision of investment advice: 9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10 Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10 Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10 Provision of investment advice: 9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10 Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10 Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10 Provision of investment advice: 9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10 Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 9 Investment Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10 Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10 Provision of investment advice: 9 Ancillary Services Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10 Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10 Foreign exchange services where these are connected to the provision of investment services: : Ιnvestment research and financial analysis or other forms: : 9

Provision of Services to Countries Outside EU

CIFs may provide their services to countries outside the EU provided that they comply with the regulatory regime of the third country.

Switzerland