Investment Services

Explanations: 1 2 3 4 5 6 7 8 9 10 11 Reception and transmission of orders in relation to one or more financial instruments: 1,2,3,4,5,6,7,8,9,10 Execution of orders on behalf of clients: 1,2,3,4,5,6,7,8,9,10 Dealing on own account. : 1,2,3,4,5,6,7,8,9,10

Ancillary Services

Explanations: 1 2 3 4 5 6 7 8 9 10 11 Safekeeping and administration of financial instruments, including custodianship and related services: 1,2,3,4,5,6,7,8,9,10 Granting credits or loans to one or more financial instruments, where the firm granting the credit or loan is involved in the transaction: : 1,2,3,4,5,6,7,8,9,10 Foreign exchange services where these are connected to the provision of investment services: :

Cross Border Services to Member States

Provision of Services to Countries Outside EU

CIFs may provide their services to countries outside the EU provided that they comply with the regulatory regime of the third country.

Albania, American Samoa, Andorra, Angola, Anguilla, Antigua and Barbuda, Armenia, Aruba, Ashmore and Cartier Islands, Azerbaijan, Baker Island, Bangladesh, Bassas da India, Belize, Benin, Bermuda, Bhutan, Bolivia, Bosnia & Herzegovina, British Indian Ocean Territory, British Virgin Islands, Brunei Darussalam, Burkino Faso, Burundi, Buvet Island , Cameroon, Cape Verde, Central African Republic, Chad, Christmas Island, Clipperton Island, Cocos (Keeling) Islands, Comoros, Congo, Cook Islands, Coral Sea Islands, Cuba, Democratic Republic of Congo, Djibouti, Dominica, East Timor, El Salvador, Equatorial Guinea, Eritrea, Ethiopia, Europa Island, Falkland Islands, Faroe Islands, Fiji, Former Yugoslav Republic of Macedonia (FYROM) , French Guiana, French Polynesia, French Southern and Antarctic Lands, Gabon, Gambia, Georgia, Glorioso Islands, Greenland, Grenada, Guam, Guatemala, Guernsey, Guinea, Guinea-Bissau, Guyana, Haiti, Heard Island and McDonald Islands, Honduras, Howland Island, Isle of Man, Israel, Jan Mayem, Jarvis Island, Jersey, Jonston Atoll, Juan de Nova Island, Kingman Reef, Kiribati, Kosovo, Kyrgyzstan, Laos, Lesotho, Liberia, Libya, Malawi, Maldives, Mali, Madagascar, Marshall Islands, Mayotte, Mauritania, Micronesia, Midway Islands, Moldova, Monaco, Montenegro, Montserrat, Mozambique, Namibia, Nauru, Navassa Island, Nepal, Netherlands Antilles, New Caledonia, Niger, Niue, Norfolk Island, Northern Ireland, Northern Mariana Islands, Palau, Palmyra Atoll, Papua New Guinea, Pitcairn Islands, Palestinian Territories, Reunion, Rwanda, Saint Barthelemy, Saint Vincent and the Grenadines, Samoa, San Marino, Saint Helena, Saint Kitts and Nevis, Saint Lucia, Saint Pierre and Miquelon, Sao Tome and Principle, Scotland, Senegal, Serbia, Seychelles, Sierra Leone, Solomon Islands, Somalia, South Georgia and the South Sandwich Islands, South Korea, Sri Lanka, Sudan, Suriname, Svalbard, Swaziland, Turkey, Tajikistan, Tanzania, Togo, Tokelau, Tonga, Tromelin Island, Tunisia, Turkmenistan, Turks and Caicos Islands, Tuvalu, Uzbekistan, Vatican City ( Holy See), Virgin Islands, Wallis and Futuna, Wake Island, Wales, Western Sahara, Zaire, Zambia