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CRA
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ISSUERS AND SECURITIES
TRANSPARENCY LAW
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THE ENCOURAGEMENT OF LONG-TERM SHAREHOLDER ENGAGEMENT LAW
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WHISTLEBLOWING
FINANCIAL OMBUDSMAN
INVESTOR COMPENSATION FUND (I.C.F)
DIRECTIVE I.C.F
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FORMS
INFORMATION
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Form 188-07 - Notification Form for EEA CASPs
Form 188-07 - Notification Form for EEA CASPs
04 October 2021
Form 188-06 - List of Pesrons Holding a Management Position
Form 188-06 - List of Pesrons Holding a Management Position
04 October 2021
Form 188-05 - Personal Questionnaire for Persons Holding a Management Position
Form 188-05 - Personal Questionnaire for Persons Holding a Management Position
04 October 2021
Form 188-04 - Personal Questionnaire for CASP Beneficiaries - Trusts
Form 188-04 - Personal Questionnaire for CASP Beneficiaries - Trusts
17 September 2021
Form 188-03 - Personal Questionnaire for CASP Beneficiaries - Legal Persons
Form 188-03 - Personal Questionnaire for CASP Beneficiaries - Legal Persons
17 September 2021
Form 188-02 - Personal Questionnaire for CASP Beneficiaries - Natural Persons
Form 188-02 - Personal Questionnaire for CASP Beneficiaries - Natural Persons
17 September 2021
Form 188-01 - Application for CASP Registration and for Amendment of CASP Registration
Form 188-01 - Application for CASP Registration and for Amendment of CASP Registration
17 September 2021
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