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Supervision
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The duties of the Supervision Department, among other, include supervision of organisations supervised by the CySEC in relation to their continuing legal obligations, compliance of the supervised entities with the Concealment, Investigation and Confiscation of Proceeds from Certain Criminal Acts Law, supervision of the compliance of branches held in Cyprus by supervised entities in other EU member states with their obligations regarding their code of conduct when providing investment services, supervision on compliance obligations for the marketing of units of foreign harmonized and non-harmonized UCITS in Cyprus, the monitoring of cross-border provision of services in Cyprus by UCITS Management Companies which are based in an EU member state other than Cyprus, monitoring the compliance of foreign harmonized and non-harmonized UCITS and their Distributors regarding their ongoing obligations for cross-border provision of services and the educating of the supervised entities on issues such as the prevention of money laundering and terrorist financing, capital adequacy, compliance with their legal requirements, etc.
The duties of the Supervision Department mainly include:
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The supervision of regulated entities regarding their continuous obligations.
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The compliance of the supervised entities with the Concealment, Investigation and Confiscation of Proceeds from Certain Criminal Acts Law
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Participation in European Bodies which are responsible for the preparation of European Directives, Regulations, Standards and Directives
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The study and publication of Directives and Guidelines in accordance with the laws governing the operation of the supervised entities
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The educating of supervised entities with issues such as the prevention of money laundering, capital adequacy, compliance with relevant legislation, etc.
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Monitoring the compliance of EU branches established in Cyprus in relation to their conduct, the obligations of the firms, the provision of investment services to clients
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The implementation and monitoring requirements for the marketing of units of foreign harmonized and non-harmonized UCITS in the Republic
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The monitoring of cross-border provision of services in the Republic from Management Companies based in an EU member state other than the Republic
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The monitoring of the compliance of units of foreign harmonized and non-harmonized UCITS and their Distributors re their continuous obligations for cross-border provision of services.
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Πιστοποιημένος εργοδότης
Great Place to work
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