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Investment Firms
 
Non-core Services for Investment Firm in a Third Country (through a branch) Return
 
Investment Services for Investment Firm in a Third Country (through a branch)
 
Company name Reception and transmisson, on behalf of investors, of orders Execution of such orders Dealing for own account Management of investment portfolios Underwiting
Westminster Securities Corporation X X - X -
 
Financial Instruments
1. Transferable securities and units in collective investment undertakings.
2. Money - market instruments.
3. Financial - futures contracts.
4. Forward interest - rate agreements.
5. Interest - rate, currency and equity swaps.
6. Options