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MiFID II
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MiFID II
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ESMA Guidelines on Transaction Reporting, order record keeping and clock synchronisation under MiFID II
ESMA Guidelines on Transaction Reporting, order record keeping and clock synchronisation under MiFID II
09 August 2017
ESMA Opinion on ancillary activity under MIFID II – Market size calculation
ESMA Opinion on ancillary activity under MIFID II – Market size calculation
28 July 2017
ESMA Guidelines for the assessment of knowledge and competence
ESMA Guidelines for the assessment of knowledge and competence
28 July 2017
ESMA Guidelines on complex debt instruments and structured deposits
ESMA Guidelines on complex debt instruments and structured deposits
28 July 2017
ESMA Guidelines on cross-selling practices
ESMA Guidelines on cross-selling practices
28 July 2017
ESMA Opinion on determining third-country trading venues for the purpose of transparency under MIFID II/MIFIR
ESMA Opinion on determining third-country trading venues for the purpose of transparency under MIFID II/MIFIR
28 July 2017
ESMA Q&A on MiFID II and MiFIR market structures topics
ESMA Q&A on MiFID II and MiFIR market structures topics
28 July 2017
ESMA Guidelines on Calibration of circuit breakers and publication of trading halts under MiFID II
ESMA Guidelines on Calibration of circuit breakers and publication of trading halts under MiFID II
27 July 2017
Commission Implementing Regulation (EU) 2017/980 laying down implementing technical standards with regard to standard forms, templates and procedures for cooperation in supervisory activities, for on-site verifications, and investigations and exchange of information between competent authorities in accordance with Directive 2014/65/EU
Commission Implementing Regulation (EU) 2017/980 laying down implementing technical standards with regard to standard forms, templates and procedures for cooperation in supervisory activities, for on-site verifications, and investigations and exchange of information between competent authorities in accordance with Directive 2014/65/EU
18 July 2017
Commission Implementing Regulation (EU) 2017/953 laying down implementing technical standards with regard to the format and the timing of position reports by investment firms and market operators of trading venues pursuant to Directive 2014/65/EU
Commission Implementing Regulation (EU) 2017/953 laying down implementing technical standards with regard to the format and the timing of position reports by investment firms and market operators of trading venues pursuant to Directive 2014/65/EU
18 July 2017
Commission Implementing Regulation (EU) 2017/1093 laying down implementing technical standards with regard to the format of position reports by investment firms and market operators
Commission Implementing Regulation (EU) 2017/1093 laying down implementing technical standards with regard to the format of position reports by investment firms and market operators
18 July 2017
Commission Implementing Regulation (EU) 2017/1110 laying down implementing technical standards with regard to the standard forms, templates and procedures for the authorisation of data reporting services providers and related notifications pursuant to Directive 2014/65/EU
Commission Implementing Regulation (EU) 2017/1110 laying down implementing technical standards with regard to the standard forms, templates and procedures for the authorisation of data reporting services providers and related notifications pursuant to Directive 2014/65/EU
18 July 2017
Commission Implementing Regulation (EU) 2017/1005 laying down implementing technical standards with regard to the format and timing of the communications and the publication of the suspension and removal of financial instruments pursuant to Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments
Commission Implementing Regulation (EU) 2017/1005 laying down implementing technical standards with regard to the format and timing of the communications and the publication of the suspension and removal of financial instruments pursuant to Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments
18 July 2017
Commission Implementing Regulation (EU) 2017/988 laying down implementing technical standards with regard to standard forms, templates and procedures for cooperation arrangements in respect of a trading venue whose operations are of substantial importance in a host Member State
Commission Implementing Regulation (EU) 2017/988 laying down implementing technical standards with regard to standard forms, templates and procedures for cooperation arrangements in respect of a trading venue whose operations are of substantial importance in a host Member State
18 July 2017
Commission Implementing Regulation (EU) 2016/824 with regard to the content and format of the description of the functioning of multilateral trading facilities and organised trading facilities and the notification to the ESMA
Commission Implementing Regulation (EU) 2016/824 with regard to the content and format of the description of the functioning of multilateral trading facilities and organised trading facilities and the notification to the ESMA
12 July 2017
Commission Delegated Regulation (EU) 2017/1018 specifying information to be notified by investment firms, market operators and credit institutions
Commission Delegated Regulation (EU) 2017/1018 specifying information to be notified by investment firms, market operators and credit institutions
12 July 2017
Commission Implementing Regulation (EU) 2017/1111 laying down implementing technical standards with regard to procedures and forms for submitting information on sanctions and measures
Commission Implementing Regulation (EU) 2017/1111 laying down implementing technical standards with regard to procedures and forms for submitting information on sanctions and measures
12 July 2017
Commission Implementing Regulation (EU) 2017/981 laying down implementing technical standards with regard to standard forms, templates and procedures for the consultation of other competent authorities prior to granting an authorisation
Commission Implementing Regulation (EU) 2017/981 laying down implementing technical standards with regard to standard forms, templates and procedures for the consultation of other competent authorities prior to granting an authorisation
12 July 2017
Joint Guidelines on the prudential assessment of acquisitions and increases of qualifying holdings in the financial sector
Joint Guidelines on the prudential assessment of acquisitions and increases of qualifying holdings in the financial sector
12 July 2017
ESMA Q&A on MiFID II and MiFIR Investor Protection and Intermediaries Topics
ESMA Q&A on MiFID II and MiFIR Investor Protection and Intermediaries Topics
10 July 2017
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